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ADVENT CONVERTIBLE & INCOME FUND

AVK Net selling
CIK 0001219120 #5783 in the set updated 21 Sep 2026
Bought (120 mo)
$7.85M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$11.01M
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$11.01M
47 of 47 sales
Net
−$3.16M
−$3.16M against sales at will

By person

12 insiders · 130 transactions
Insider
Role
Bought
Sold
Net
Holding
Worth
Change
Saba Capital Management, L.P. entity
10% owner
$2.66M (16)
$4.34M (18)
−$1.68M
4,983,153
$55.86M
−1.7%
SEIZERT GERALD L
Director
$519.65K (17)
$1.81M (10)
−$1.29M
93,173
$1.04M
−12.2%
ADVENT CAPITAL MANAGEMENT /DE/ entity
INVESTMENT MANAGER
$2.04M (8)
$2.36M (6)
−$326.82K
0
$0.00
−100.0%
MAITLAND TRACY V
CHAIRMAN, PRESIDENT & CEO
$2.19M (10)
$2.44M (7)
−$258.17K
244,816
$2.74M
+6.3%
Barnes Randall C
Director
$133.01K (6)
+$133.01K
15,140
$169.72K
+536.0%
Stuebe Nancy E.
Director
$81.17K (17)
+$81.17K
7,906
$88.63K
+519.3%
Huang Tony
V.P. & Assistant Secretary
$58.31K (2)
+$58.31K
9,400
$105.37K
+9,369%
MEDINA DEREK
Director
$51.47K (3)
+$51.47K
7,000
$78.47K
+509.0%
NYBERG RONALD
Trustee
$41.41K (1)
+$41.41K
14,657
$164.30K
+53.5%
SMART MICHAEL A
Director
$66.92K (2)
$50.61K (6)
+$16.31K
4,808
$53.90K
+285.1%
Black Daniel
Director
$11.28K (1)
+$11.28K
21,999
$246.60K
+45.1%
LATRONICA PAUL
Portfolio Manager
4,072
$45.64K
+949.4%

No percentages here. ADVENT CONVERTIBLE & INCOME FUND reports its share count only per share class, which the XBRL frames API does not carry.

Insider
Date
Role
Action
Shares
Price
Amount
MAITLAND TRACY V
20 Dec 2023
CHAIRMAN, PRESIDENT & CEO
Sell
7,163
$11.17
$80.01K
ADVENT CAPITAL MANAGEMENT /DE/
18 Jul 2023
INVESTMENT MANAGER
Sell
19,048
$11.72
$223.19K
MAITLAND TRACY V
18 Jul 2023
CHAIRMAN, PRESIDENT & CEO
Sell
19,048
$11.72
$223.19K
ADVENT CAPITAL MANAGEMENT /DE/
17 Jul 2023
INVESTMENT MANAGER
Sell
10,000
$11.68
$116.78K
MAITLAND TRACY V
17 Jul 2023
CHAIRMAN, PRESIDENT & CEO
Sell indirect
10,000
$11.68
$116.78K
ADVENT CAPITAL MANAGEMENT /DE/
14 Jul 2023
INVESTMENT MANAGER
Sell
30,000
$11.68
$350.31K
MAITLAND TRACY V
14 Jul 2023
CHAIRMAN, PRESIDENT & CEO
Sell indirect
30,000
$11.68
$350.31K
ADVENT CAPITAL MANAGEMENT /DE/
29 Dec 2021
INVESTMENT MANAGER
Sell
19,000
$17.77
$337.59K
MAITLAND TRACY V
29 Dec 2021
CHAIRMAN, PRESIDENT & CEO
Sell indirect
19,000
$17.77
$337.59K
ADVENT CAPITAL MANAGEMENT /DE/
28 Dec 2021
INVESTMENT MANAGER
Sell
25,000
$17.70
$442.55K
MAITLAND TRACY V
28 Dec 2021
CHAIRMAN, PRESIDENT & CEO
Sell indirect
25,000
$17.70
$442.55K
ADVENT CAPITAL MANAGEMENT /DE/
27 Dec 2021
INVESTMENT MANAGER
Sell
50,000
$17.89
$894.37K
MAITLAND TRACY V
27 Dec 2021
CHAIRMAN, PRESIDENT & CEO
Sell indirect
50,000
$17.89
$894.37K
SEIZERT GERALD L
22 Nov 2021
Director
Sell
13,190
$18.52
$244.32K
SEIZERT GERALD L
22 Nov 2021
Director
Sell indirect
700
$18.52
$12.97K
SEIZERT GERALD L
22 Nov 2021
Director
Sell indirect
5,000
$18.52
$92.62K
SEIZERT GERALD L
22 Nov 2021
Director
Sell indirect
5,000
$18.52
$92.62K
SEIZERT GERALD L
31 Jan 2020
Director
Sell
15,395
$15.48
$238.31K
SEIZERT GERALD L
31 Jan 2020
Director
Sell indirect
13,124
$15.47
$203.04K
SEIZERT GERALD L
30 Jan 2020
Director
Sell indirect
27,072
$15.49
$419.33K
SEIZERT GERALD L
30 Jan 2020
Director
Sell indirect
14,289
$15.53
$221.90K
SEIZERT GERALD L
30 Jan 2020
Director
Sell indirect
1
$15.52
$10.56
SEIZERT GERALD L
29 Jan 2020
Director
Sell
18,249
$15.64
$285.36K
SMART MICHAEL A
12 Apr 2019
Director
Sell
367
$14.95
$5.49K
SMART MICHAEL A
11 Apr 2019
Director
Sell
1,033
$15.00
$15.50K
SMART MICHAEL A
13 Feb 2019
Director
Sell
1,500
$14.50
$21.75K
SMART MICHAEL A
28 Dec 2018
Director
Sell
140
$12.43
$1.74K
SMART MICHAEL A
27 Dec 2018
Director
Sell
260
$12.28
$3.19K
SMART MICHAEL A
26 Dec 2018
Director
Sell
240
$12.27
$2.94K
Saba Capital Management, L.P.
1 Sep 2017
10% owner
Sell indirect
6,609
$16.21
$107.13K
Saba Capital Management, L.P.
31 Aug 2017
10% owner
Sell indirect
16,681
$16.17
$269.73K
Saba Capital Management, L.P.
30 Aug 2017
10% owner
Sell indirect
36,486
$16.07
$586.33K
Saba Capital Management, L.P.
29 Aug 2017
10% owner
Sell indirect
41,399
$16.02
$663.21K
Saba Capital Management, L.P.
28 Aug 2017
10% owner
Sell indirect
2,200
$16.04
$35.29K
Saba Capital Management, L.P.
25 Aug 2017
10% owner
Sell indirect
9,800
$16.07
$157.49K
Saba Capital Management, L.P.
24 Aug 2017
10% owner
Sell indirect
8,120
$15.99
$129.84K
Saba Capital Management, L.P.
23 Aug 2017
10% owner
Sell indirect
16,554
$15.98
$264.53K
Saba Capital Management, L.P.
22 Aug 2017
10% owner
Sell indirect
8,059
$15.99
$128.86K
Saba Capital Management, L.P.
21 Aug 2017
10% owner
Sell indirect
1,063
$16.00
$17.01K
Saba Capital Management, L.P.
17 Aug 2017
10% owner
Sell indirect
7,210
$16.04
$115.65K
Saba Capital Management, L.P.
10 Aug 2017
10% owner
Sell indirect
8,500
$16.18
$137.53K
Saba Capital Management, L.P.
8 Aug 2017
10% owner
Sell indirect
36,803
$16.39
$603.20K
Saba Capital Management, L.P.
7 Aug 2017
10% owner
Sell indirect
2,000
$16.42
$32.84K
Saba Capital Management, L.P.
4 Aug 2017
10% owner
Sell indirect
2,185
$16.47
$35.99K
Saba Capital Management, L.P.
3 Aug 2017
10% owner
Sell indirect
31,032
$16.47
$511.10K
Saba Capital Management, L.P.
2 Aug 2017
10% owner
Sell indirect
2,120
$16.53
$35.04K
Saba Capital Management, L.P.
1 Aug 2017
10% owner
Sell indirect
30,684
$16.71
$512.73K

What was left out

Form 4 filings counted 85
Amendments (4/A) skipped 4
Filings about a different issuer 0
Unreadable filings 0
Joint filings 20
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 47
Transactions with no price 0
Shares from compensation/vesting 158,522
Sales filed before the plan box existed 40
History held since 6 Sep 2016