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EQUUS TOTAL RETURN, INC.

EQS Net selling
CIK 0000878932 #5137 in the set updated 22 Sep 2026
Bought (120 mo)
$5.85M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$28.02M
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$28.02M
16 of 16 sales
Net
−$22.17M
−$22.17M against sales at will

By person

10 insiders · 30 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
MVC CAPITAL, INC. entity
10% owner
—
$7.86M (5)
−$7.86M
0
0.0000%
$0.00
−100.0%
Tokarz Group Advisers LLC entity
10% owner
—
$7.86M (5)
−$7.86M
0
0.0000%
$0.00
−100.0%
TOKARZ MICHAEL T
10% owner
—
$7.86M (5)
−$7.86M
0
0.0000%
$0.00
−100.0%
Hardy John A.
CEO
$4.98M (2)
—
+$4.98M
8,089,730
57.92%
$11.97M
+91.3%
des Pallieres Bertrand
10% owner
$36.00K (1)
$4.43M (1)
−$4.39M
2,545,125
18.22%
$3.77M
−41.8%
Denos Kenneth I
Secretary
$600.00K (1)
—
+$600.00K
598,349
4.28%
$885.56K
+508.4%
Atkinson Fraser
Director
$92.56K (6)
—
+$92.56K
45,591
0.3264%
$67.47K
+2,313%
KNAUSS ROBERT L
Director
$51.88K (2)
—
+$51.88K
93,670
0.6707%
$138.63K
+30.7%
Bergner Richard F
Director
$46.80K (1)
—
+$46.80K
19,500
0.1396%
$28.86K
—
Hankinson Henry W
Director
$46.80K (1)
—
+$46.80K
19,500
0.1396%
$28.86K
—

Individual transactions

14
Insider
Date
Role
Action
Shares
Price
Amount
KNAUSS ROBERT L
14 Jul 2023
Director
Buy
1,000
$1.48
$1.48K
Atkinson Fraser
29 Apr 2021
Director
Buy
4,034
$1.89
$7.62K
Atkinson Fraser
28 Apr 2021
Director
Buy
700
$1.89
$1.32K
Atkinson Fraser
27 Apr 2021
Director
Buy
100
$1.90
$190.00
Atkinson Fraser
26 Apr 2021
Director
Buy
1,352
$1.90
$2.57K
Atkinson Fraser
23 Apr 2021
Director
Buy
18,016
$1.89
$34.05K
Hardy John A.
16 Jul 2020
CEO
Buy indirect
3,228,024
$1.17
$3.78M
Denos Kenneth I
17 Mar 2017
Secretary
Buy
250,000
$2.40
$600.00K
Hardy John A.
17 Mar 2017
Chief Executive Officer
Buy
500,000
$2.40
$1.20M
Hankinson Henry W
17 Mar 2017
Director
Buy
19,500
$2.40
$46.80K
KNAUSS ROBERT L
17 Mar 2017
Director
Buy
21,000
$2.40
$50.40K
des Pallieres Bertrand
17 Mar 2017
Director
Buy
15,000
$2.40
$36.00K
Atkinson Fraser
17 Mar 2017
Director
Buy
19,500
$2.40
$46.80K
Bergner Richard F
17 Mar 2017
Director
Buy
19,500
$2.40
$46.80K
Show all 30 transactions →

What was left out

Form 4 filings counted 25
Amendments (4/A) skipped 2
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 16
Transactions with no price 0
Shares from compensation/vesting 4,033,542
Sales filed before the plan box existed 16
History held since 17 Mar 2017