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EQUUS TOTAL RETURN, INC.

EQS Net selling
CIK 0000878932 #5137 in the set updated 22 Sep 2026
Bought (120 mo)
$5.85M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$28.02M
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$28.02M
16 of 16 sales
Net
−$22.17M
−$22.17M against sales at will

By person

10 insiders · 30 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
MVC CAPITAL, INC. entity
10% owner
—
$7.86M (5)
−$7.86M
0
0.0000%
$0.00
−100.0%
Tokarz Group Advisers LLC entity
10% owner
—
$7.86M (5)
−$7.86M
0
0.0000%
$0.00
−100.0%
TOKARZ MICHAEL T
10% owner
—
$7.86M (5)
−$7.86M
0
0.0000%
$0.00
−100.0%
Hardy John A.
CEO
$4.98M (2)
—
+$4.98M
8,089,730
57.92%
$11.97M
+91.3%
des Pallieres Bertrand
10% owner
$36.00K (1)
$4.43M (1)
−$4.39M
2,545,125
18.22%
$3.77M
−41.8%
Denos Kenneth I
Secretary
$600.00K (1)
—
+$600.00K
598,349
4.28%
$885.56K
+508.4%
Atkinson Fraser
Director
$92.56K (6)
—
+$92.56K
45,591
0.3264%
$67.47K
+2,313%
KNAUSS ROBERT L
Director
$51.88K (2)
—
+$51.88K
93,670
0.6707%
$138.63K
+30.7%
Bergner Richard F
Director
$46.80K (1)
—
+$46.80K
19,500
0.1396%
$28.86K
—
Hankinson Henry W
Director
$46.80K (1)
—
+$46.80K
19,500
0.1396%
$28.86K
—

Individual transactions

16
Insider
Date
Role
Action
Shares
Price
Amount
des Pallieres Bertrand
29 Sep 2021
10% owner
Sell indirect
1,844,259
$2.40
$4.43M
TOKARZ MICHAEL T
16 Jul 2020
10% owner
Sell indirect
3,228,024
$1.17
$3.78M
Tokarz Group Advisers LLC
16 Jul 2020
10% owner
Sell indirect
3,228,024
$1.17
$3.78M
MVC CAPITAL, INC.
16 Jul 2020
10% owner
Sell
3,228,024
$1.17
$3.78M
TOKARZ MICHAEL T
12 Aug 2019
10% owner
Sell indirect
608,310
$1.62
$985.46K
Tokarz Group Advisers LLC
12 Aug 2019
10% owner
Sell indirect
608,310
$1.62
$985.46K
MVC CAPITAL, INC.
12 Aug 2019
10% owner
Sell
608,310
$1.62
$985.46K
MVC CAPITAL, INC.
29 Jul 2019
10% owner
Sell
608,310
$1.70
$1.03M
Tokarz Group Advisers LLC
29 Jul 2019
10% owner
Sell indirect
608,310
$1.70
$1.03M
TOKARZ MICHAEL T
29 Jul 2019
10% owner
Sell indirect
608,310
$1.70
$1.03M
MVC CAPITAL, INC.
24 Jul 2019
10% owner
Sell
608,310
$1.70
$1.03M
MVC CAPITAL, INC.
24 Jul 2019
10% owner
Sell
608,310
$1.70
$1.03M
Tokarz Group Advisers LLC
24 Jul 2019
10% owner
Sell indirect
608,310
$1.70
$1.03M
Tokarz Group Advisers LLC
24 Jul 2019
10% owner
Sell indirect
608,310
$1.70
$1.03M
TOKARZ MICHAEL T
24 Jul 2019
10% owner
Sell indirect
608,310
$1.70
$1.03M
TOKARZ MICHAEL T
24 Jul 2019
10% owner
Sell indirect
608,310
$1.70
$1.03M
Show all 30 transactions →

What was left out

Form 4 filings counted 25
Amendments (4/A) skipped 2
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 16
Transactions with no price 0
Shares from compensation/vesting 4,033,542
Sales filed before the plan box existed 16
History held since 17 Mar 2017