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Great Elm Capital Corp.

GECC Net selling
CIK 0001675033 #4435 in the set updated 21 Sep 2026
Bought (12 mo)
$150.13K
out of their own pocket, the only kind of buying there is
Sold (12 mo)
$615.40K
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$615.40K
4 of 4 sales
Net
−$465.28K
−$465.28K against sales at will

By person

7 insiders · 5 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
Great Elm Strategic Partnership I, LLC entity
10% owner
—
$615.40K (4)
−$615.40K
1,378,260
9.92%
$10.53M
−25.5%
Kaplan Matthew D
CEO and President
$150.13K (1)
—
+$150.13K
142,400
1.03%
$1.09M
+53.5%
Great Elm Group, Inc. entity
10% owner
—
—
—
1,358,278
9.78%
$10.38M
−7.4%
Kleinman Adam M
CCO and Secretary
—
—
—
44,597
0.3211%
$340.72K
+16.6%
Davis Keri
CFO
—
—
—
21,893
0.1576%
$167.26K
+17.6%
COHEN RICHARD M
Director
—
—
—
18,136
0.1306%
$138.56K
—
Perry Chad
Director
—
—
—
1,850
0.0133%
$14.13K
—

Individual transactions

5
Insider
Date
Role
Action
Shares
Price
Amount
Kaplan Matthew D
7 Nov 2025
CEO and President
Buy
19,650
$7.64
$150.13K
Great Elm Strategic Partnership I, LLC
26 Sep 2025
10% owner
Sell
2,313
$11.45
$26.48K
Great Elm Strategic Partnership I, LLC
25 Sep 2025
10% owner
Sell
1,696
$11.45
$19.42K
Great Elm Strategic Partnership I, LLC
23 Sep 2025
10% owner
Sell
1,490
$11.45
$17.06K
Great Elm Strategic Partnership I, LLC
22 Sep 2025
10% owner
Sell
48,248
$11.45
$552.44K

What was left out

Form 4 filings counted 8
Amendments (4/A) skipped 0
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 4
Transactions with no price 0
Shares from compensation/vesting 192,297
History held since 19 May 2017