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RIVERNORTH OPPORTUNITIES FUND, INC.

RIV Net selling

CIK 0001501072 #3582 in the set updated 21 Sep 2026

Bought (120 mo)

$1.30M

out of their own pocket, the only kind of buying there is

Sold (120 mo)

$8.12M

$0.00 on a plan · $0.00 straight out of an exercise

Sold at will

$8.12M

160 of 160 sales

Net

−$6.82M

−$6.82M against sales at will

By person

10 insiders · 189 transactions

Insider

Role

Bought

Sold

Net

Holding

Worth

Change

RIVERNORTH CAPITAL MANAGEMENT, LLC entity

Adviser

—

$7.05M (152)

−$7.05M

274,439

$2.67M

−59.8%

Schmucker Brian H

Officer of Subadviser

$56.10K (1)

$1.07M (7)

−$1.01M

55,668

$542.21K

+79.6%

Galley Patrick W.

President

$604.27K (6)

—

+$604.27K

567,863

$5.53M

+155.0%

O'Neill Stephen Andrew

Portfolio Manager

$457.51K (10)

$1.27K (1)

+$456.24K

157,490

$1.53M

+78.1%

HUTCHENS JOHN WAYNE

Director

$103.45K (4)

—

+$103.45K

7,763

$75.61K

—

Raio Jerry

Director

$41.68K (2)

—

+$41.68K

8,412

$81.94K

+1,354%

Swanson David

Director

$22.61K (4)

—

+$22.61K

1,376

$13.40K

—

Oakes John S.

Director

$13.20K (2)

—

+$13.20K

1,967

$19.16K

+291.8%

RiverNorth Strategic Holdings, LLC entity

Holding Co

—

102,395

$997.33K

+33.3%

ALPS ADVISORS INC entity

Investment Adviser

—

$0.00

−100.0%

No percentages here. RIVERNORTH OPPORTUNITIES FUND, INC. reports its share count only per share class, which the XBRL frames API does not carry.

Individual transactions

Nothing of that kind in this period.

What was left out

Form 4 filings counted 126

Amendments (4/A) skipped 1

Filings about a different issuer 0

Unreadable filings 0

Joint filings 34

Sales on a Rule 10b5-1 plan 0

Sales straight out of an exercise 0

Sales at will 160

Transactions with no price 0

Shares from compensation/vesting 737,766

Sales filed before the plan box existed 160

History held since 7 Nov 2016