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GLADSTONE INVESTMENT CORPORATION\DE

GAIN Net selling
CIK 0001321741 #5817 in the set updated 17 Sep 2026
Bought (120 mo)
$1.65M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$2.01M
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$2.01M
4 of 4 sales
Net
−$357.90K
−$357.90K against sales at will

By person

9 insiders · 47 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
BRUBAKER TERRY LEE
Chief Operating Officer
$52.27K (3)
$2.01M (4)
−$1.96M
16,233
0.0408%
$262.97K
−92.5%
DULLUM DAVID A R
President
$866.77K (21)
—
+$866.77K
151,265
0.3799%
$2.45M
+108.5%
GLADSTONE DAVID
CEO
$512.28K (4)
—
+$512.28K
666,554
1.67%
$10.80M
+8.0%
WILKINSON WALTER H
Director
$113.22K (2)
—
+$113.22K
26,154
0.0657%
$423.69K
+56.0%
Ritchie Taylor
Chief Financial Officer
$39.25K (5)
—
+$39.25K
4,353
0.0109%
$70.52K
+124.6%
RYAN JULIA
Chief Financial Officer
$35.41K (2)
—
+$35.41K
4,000
0.0100%
$64.80K
—
Easton Rachael Z.
CFO and Treasurer
$19.98K (4)
—
+$19.98K
1,400
0.0035%
$22.68K
—
LiCalsi Michael
General Counsel and Secretary
$8.73K (1)
—
+$8.73K
9,144
0.0230%
$148.13K
+12.3%
Smith Jennifer A
Chief Valuation Officer
$1.56K (1)
—
+$1.56K
100
0.0003%
$1.62K
—

Individual transactions

43
Insider
Date
Role
Action
Shares
Price
Amount
Ritchie Taylor
18 Aug 2026
Chief Financial Officer
Buy
1,500
$16.20
$24.30K
Ritchie Taylor
19 May 2026
Chief Financial Officer
Buy
155
$16.10
$2.50K
Ritchie Taylor
19 May 2026
Chief Financial Officer
Buy
160
$16.15
$2.58K
Ritchie Taylor
18 May 2026
Chief Financial Officer
Buy
150
$16.29
$2.44K
Ritchie Taylor
15 May 2026
Chief Financial Officer
Buy
450
$16.50
$7.43K
Easton Rachael Z.
6 Nov 2023
CFO and Treasurer
Buy
650
$14.67
$9.54K
DULLUM DAVID A R
7 Aug 2023
President
Buy
5,000
$13.39
$66.97K
Easton Rachael Z.
16 Mar 2023
CFO and Treasurer
Buy
375
$13.12
$4.92K
DULLUM DAVID A R
14 Mar 2023
President
Buy
3,000
$12.84
$38.52K
WILKINSON WALTER H
6 Feb 2023
Director
Buy
3,661
$13.96
$51.11K
DULLUM DAVID A R
16 Dec 2022
President
Buy
3,000
$13.06
$39.18K
Smith Jennifer A
19 Aug 2022
Chief Valuation Officer
Buy
100
$15.61
$1.56K
DULLUM DAVID A R
14 Jun 2022
President
Buy
4,000
$12.75
$51.00K
Easton Rachael Z.
20 May 2022
CFO and Treasurer
Buy
175
$14.52
$2.54K
DULLUM DAVID A R
24 Feb 2022
President
Buy
2,500
$14.69
$36.73K
DULLUM DAVID A R
24 Feb 2022
President
Buy
3,000
$14.46
$43.38K
Easton Rachael Z.
23 Feb 2022
CFO and Treasurer
Buy
200
$14.93
$2.99K
DULLUM DAVID A R
3 Dec 2021
President
Buy
3,000
$16.54
$49.62K
BRUBAKER TERRY LEE
23 Mar 2020
Chief Operating Officer
Buy
2,500
$6.83
$17.07K
DULLUM DAVID A R
23 Mar 2020
President
Buy
2,500
$6.80
$17.00K
RYAN JULIA
20 Mar 2020
Chief Financial Officer
Buy
2,500
$8.18
$20.44K
BRUBAKER TERRY LEE
19 Mar 2020
Chief Operating Officer
Buy
2,500
$6.73
$16.83K
BRUBAKER TERRY LEE
18 Mar 2020
Chief Operating Officer
Buy
2,500
$7.35
$18.38K
DULLUM DAVID A R
18 Mar 2020
President
Buy
8,000
$7.20
$57.60K
LiCalsi Michael
16 Mar 2020
General Counsel and Secretary
Buy
1,000
$8.73
$8.73K
DULLUM DAVID A R
12 Mar 2020
President
Buy
5,000
$8.99
$44.95K
DULLUM DAVID A R
11 Mar 2020
President
Buy
10,000
$10.49
$104.90K
DULLUM DAVID A R
2 Mar 2020
President
Buy
3,300
$11.86
$39.14K
DULLUM DAVID A R
13 Sep 2019
President
Buy
2,400
$12.44
$29.86K
GLADSTONE DAVID
9 Sep 2019
CEO
Buy
20,581
$11.99
$246.77K
DULLUM DAVID A R
4 Jun 2019
President
Buy
2,000
$11.10
$22.20K
DULLUM DAVID A R
12 Dec 2018
President
Buy
1,400
$9.90
$13.86K
RYAN JULIA
8 Nov 2018
Chief Financial Officer
Buy
1,500
$9.98
$14.97K
DULLUM DAVID A R
8 Nov 2018
President
Buy
5,600
$9.94
$55.66K
DULLUM DAVID A R
5 Mar 2018
President
Buy
5,000
$9.56
$47.80K
WILKINSON WALTER H
28 Nov 2017
Director
Buy
5,730
$10.84
$62.11K
GLADSTONE DAVID
14 Jun 2017
CEO
Buy
20,000
$9.25
$185.00K
GLADSTONE DAVID
14 Jun 2017
CEO
Buy
4,000
$9.26
$37.03K
DULLUM DAVID A R
13 Mar 2017
President
Buy
5,000
$8.77
$43.84K
GLADSTONE DAVID
13 Mar 2017
CEO
Buy
5,000
$8.70
$43.48K
DULLUM DAVID A R
9 Mar 2017
President
Buy
900
$8.50
$7.65K
DULLUM DAVID A R
9 Mar 2017
President
Buy
3,100
$8.49
$26.32K
DULLUM DAVID A R
7 Nov 2016
President
Buy
4,000
$7.65
$30.60K
Show all 47 transactions →

What was left out

Form 4 filings counted 41
Amendments (4/A) skipped 1
Filings about a different issuer 2
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 4
Transactions with no price 0
Shares from compensation/vesting 3,000
Sales filed before the plan box existed 4
History held since 8 Nov 2016