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Great Elm Capital Corp.

GECC Net selling

CIK 0001675033 #4435 in the set updated 18 Sep 2026

Bought (120 mo)

$2.47M

out of their own pocket, the only kind of buying there is

Sold (120 mo)

$39.35M

$0.00 on a plan · $0.00 straight out of an exercise

Sold at will

$39.35M

173 of 173 sales

Net

−$36.88M

−$36.88M against sales at will

By person

16 insiders · 255 transactions

Insider

Role

Bought

Sold

Net

Holding

Of company

Worth

Change

Mast Capital Management, LLC entity

10% owner

—

$36.08M (150)

−$36.08M

1,015,508

7.31%

$7.76M

−82.9%

Great Elm Strategic Partnership I, LLC entity

10% owner

—

$3.27M (23)

−$3.27M

1,378,260

9.92%

$10.53M

−25.5%

Reed Peter A

President and CEO

$668.34K (10)

—

+$668.34K

351,636

2.53%

$2.69M

—

Great Elm Group, Inc. entity

10% owner

$271.35K (1)

—

+$271.35K

1,797,341

12.94%

$13.73M

+18.1%

Kleinman Adam M

CCO and Secretary

$270.99K (6)

—

+$270.99K

44,597

0.3211%

$340.72K

—

Drapkin Matthew A

Director

$269.95K (9)

—

+$269.95K

116,025

0.8353%

$886.43K

—

Kaplan Matthew D

CEO and President

$256.80K (6)

—

+$256.80K

142,400

1.03%

$1.09M

—

Kuperschmid Mark

Director

$234.47K (11)

—

+$234.47K

52,889

0.3808%

$404.07K

+1,917%

COHEN RICHARD M

Director

$224.75K (9)

—

+$224.75K

20,748

0.1494%

$158.51K

—

Speller Michael C

Director

$134.72K (3)

—

+$134.72K

36,559

0.2632%

$279.31K

—

Horsey Randall Revell

Director

$99.24K (6)

—

+$99.24K

25,279

0.1820%

$193.13K

—

Perry Chad

Director

$19.57K (1)

—

+$19.57K

1,850

0.0133%

$14.13K

—

Sell Michael J.

See Remarks

$10.26K (1)

—

+$10.26K

1,700

0.0122%

$12.99K

+177.8%

Davis Keri

CFO

$4.76K (1)

—

+$4.76K

21,893

0.1576%

$167.26K

—

Forest Investments, Inc. entity

10% owner

—

429,150

3.09%

$3.28M

−83.6%

STUART JOHN EDWARD

Director

—

25,745

0.1854%

$196.69K

+55.6%

Individual transactions

Nothing of that kind in this period.

What was left out

Form 4 filings counted 227

Amendments (4/A) skipped 4

Filings about a different issuer 0

Unreadable filings 0

Joint filings 61

Sales on a Rule 10b5-1 plan 0

Sales straight out of an exercise 0

Sales at will 173

Transactions with no price 0

Shares from compensation/vesting 14,276,957

Sales filed before the plan box existed 150

History held since 19 May 2017