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ROCKET PHARMACEUTICALS, INC.

RCKT Balanced
CIK 0001281895 #3320 in the set updated 17 Sep 2026
Bought (120 mo)
$49.35M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$50.89M
$0.00 on a plan · $2.42M straight out of an exercise
Sold at will
$48.47M
114 of 119 sales
Net
−$1.53M
+$882.21K against sales at will

By person

24 insiders · 142 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
RTW INVESTMENTS, LP entity
Director
$48.50M (4)
$29.02M (1)
+$19.48M
49,833,695
45.40%
$169.58M
+1.7%
Makker Gotham
Director
$10.20M (6)
−$10.20M
1,711,747
1.56%
$5.83M
−34.9%
SOUTHWELL DAVID P
Director
$105.00K (1)
$3.41M (6) scheduled
−$3.30M
317,646
0.2894%
$1.08M
+145.3%
Shah Gaurav
CEO
$483.11K (2)
$3.33M (21)
−$2.85M
1,462,832
1.33%
$4.98M
+65.0%
Patel Kinnari
See Remarks
$193.68K (3)
$1.52M (11)
−$1.33M
665,240
0.6060%
$2.26M
+129.4%
Schwartz Jonathan David
See Remarks
$1.09M (13)
−$1.09M
299,064
0.2724%
$1.02M
Militello John
See Remarks
$906.52K (33)
−$906.52K
89,780
0.0818%
$305.52K
+1,970%
Wilson Martin
General Counsel
$705.82K (19)
−$705.82K
598,489
0.5452%
$2.04M
+2,981%
White Mark Andrew
See Remarks
$421.68K (3)
−$421.68K
69,140
0.0630%
$235.28K
+345,600%
Stevens Christopher James
Chief Operating Officer
$128.27K (1)
−$128.27K
505,784
0.4607%
$1.72M
Chaudhuri Sarbani
See Remarks
$84.19K (2)
−$84.19K
262,809
0.2394%
$894.34K
+65.0%
Bjork Elisabeth
Director
$68.50K (2)
+$68.50K
50,000
0.0455%
$170.15K
Ondrey Aaron
Chief Financial Officer
$43.90K (2)
−$43.90K
128,173
0.1168%
$436.17K
Yalamanchi Naveen
Director
$14.01K (1)
−$14.01K
113,641
0.1035%
$386.72K
−0.6%
WONG RODERICK
Director
32,855,453
29.93%
$111.81M
+6.3%
Rizvi Syed Ali-aamir
Chief Medical Officer
407,874
0.3716%
$1.39M
Fong Peter
Director
76,195
0.0694%
$259.29K
Dolsten Mikael
Director
67,082
0.0611%
$228.28K
GRANADILLO PEDRO P
Director
54,734
0.0499%
$186.26K
Malik Fady Ibraham
Director
52,862
0.0482%
$179.89K
BOESS CARSTEN
Director
52,862
0.0482%
$179.89K
Pratumsuwan Piratip
Director
30,000
0.0273%
$102.09K
RITTER DALE
Vice President, Finance
19,827
0.0181%
$67.47K
+170.6%
DEVON PARK BIOVENTURES LP entity
10% owner
0
0.0000%
$0.00
−100.0%
Insider
Date
Role
Action
Shares
Price
Amount
Shah Gaurav
21 May 2026
CEO
Sold after exercise
55,684
$3.09
$171.84K
SOUTHWELL DAVID P
15 Apr 2024
Director
Sold after exercise
10,000
$24.05
$240.52K
SOUTHWELL DAVID P
12 Apr 2024
Director
Sold after exercise
10,284
$25.16
$258.70K
SOUTHWELL DAVID P
12 Apr 2024
Director
Sold after exercise
59,716
$24.22
$1.45M
Militello John
29 Feb 2024
See Remarks
Sold after exercise
10,000
$29.85
$298.45K

What was left out

Form 4 filings counted 307
Amendments (4/A) skipped 7
Filings about a different issuer 0
Unreadable filings 0
Joint filings 18
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 5
Sales at will 114
Transactions with no price 0
Shares from compensation/vesting 17,342,953
Sales filed before the plan box existed 17
History held since 29 Sep 2016