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XAI Floating Rate & Alternative Income Trust

XFLT Net buying

CIK 0001703079 #3597 in the set updated 18 Sep 2026

Bought (120 mo)

$134.07M

out of their own pocket, the only kind of buying there is

Sold (120 mo)

$637.96K

$0.00 on a plan · $0.00 straight out of an exercise

Sold at will

$637.96K

58 of 58 sales

Net

+$133.44M

+$133.44M against sales at will

By person

12 insiders · 163 transactions

Insider

Role

Bought

Sold

Net

Holding

Worth

Change

Brombach Theodore J

President & CEO

$132.93M (22)

$231.70K (27)

+$132.70M

477,185

$1.86M

+4.2%

Spence John Yogi

Vice President

$536.83K (51)

$230.61K (28)

+$306.22K

1,073,029

$4.18M

+2.4%

Cupps Danielle

Trustee

$199.05K (12)

—

+$199.05K

28,055

$109.41K

+248.3%

Basmadjian Lauren Michelle

Portfolio Manager

$100.27K (2)

—

+$100.27K

17,500

$68.25K

+250.0%

Law Lauren Kristen

Sub-Adviser Inv Comm Member

$100.14K (1)

—

+$100.14K

20,000

$78.00K

—

McGarrity John P

Officer of XAI

$27.62K (4)

$101.01K (1)

−$73.39K

96,802

$377.53K

−6.9%

FRANKLIN PHILIP G

Trustee

$69.90K (2)

—

+$69.90K

56,242

$219.34K

+30.7%

Dingens Gregory

Trustee

$29.36K (2)

—

+$29.36K

28,200

$109.98K

+12.8%

Jones Scott C

Trustee

$51.69K (3)

$74.65K (2)

−$22.96K

6,451

$25.16K

−53.8%

Gordon Andrew David

Sub-Adviser Inv Comm Member

$19.96K (2)

—

+$19.96K

4,272

$16.66K

—

McCulloch Benjamin

Secretary & CLO

$8.97K (4)

—

+$8.97K

18,622

$72.62K

+104.5%

Flynn Kimberly Ann

Vice President

—

89,912

$350.66K

+11.0%

No percentages here. XAI Floating Rate & Alternative Income Trust reports its share count only per share class, which the XBRL frames API does not carry.

Individual transactions

Nothing of that kind in this period.

What was left out

Form 4 filings counted 126

Amendments (4/A) skipped 8

Filings about a different issuer 0

Unreadable filings 0

Joint filings 0

Sales on a Rule 10b5-1 plan 0

Sales straight out of an exercise 0

Sales at will 58

Transactions with no price 0

Shares from compensation/vesting 65,907

Sales filed before the plan box existed 57

History held since 29 Sep 2017