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Total Return Securities Fund

SWZ Net buying
CIK 0000813623 #5687 in the set updated 17 Sep 2026
Bought (12 mo)
$1.36M
out of their own pocket, the only kind of buying there is
Sold (12 mo)
$347.18K
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$347.18K
24 of 24 sales
Net
+$1.01M
+$1.01M against sales at will

By person

6 insiders · 96 transactions
Insider
Role
Bought
Sold
Net
Holding
Worth
Change
Dakos Andrew
President and CEO
$874.24K (42)
—
+$874.24K
171,000
$1.02M
+5,481%
CSS LLC/IL entity
10% owner
—
$347.18K (24)
−$347.18K
1,686,971
$10.09M
−3.2%
GOLDSTEIN PHILLIP
Secretary
$335.88K (7)
—
+$335.88K
119,214
$712.90K
+570.4%
SELL MORITZ A
Director
$127.02K (17)
—
+$127.02K
28,246
$168.91K
+1,682%
Das Rajeev P
Secretary
$18.18K (2)
—
+$18.18K
3,400
$20.33K
+10,525%
HELLERMAN GERALD
Director
—
—
—
3,527
$21.09K
−33.7%

No percentages here. Total Return Securities Fund reports its share count only per share class, which the XBRL frames API does not carry.

Individual transactions

4
Insider
Date
Role
Action
Shares
Price
Amount
GOLDSTEIN PHILLIP
11 Dec 2025
Director
Exercised, kept
80,976
$6.07
$491.52K
Das Rajeev P
11 Dec 2025
Secretary
Exercised, kept
468
$6.07
$2.84K
Dakos Andrew
11 Dec 2025
President and CEO
Exercised, kept
35,064
$6.07
$212.84K
SELL MORITZ A
11 Dec 2025
Director
Exercised, kept
7,400
$6.07
$44.92K
Show all 96 transactions →

What was left out

Form 4 filings counted 46
Amendments (4/A) skipped 0
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 24
Transactions with no price 0
Shares from compensation/vesting 174,061
History held since 6 Dec 2016