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GLADSTONE INVESTMENT CORPORATION\DE

GAIN Net selling

CIK 0001321741 #5817 in the set updated 17 Sep 2026

Bought (120 mo)

$1.65M

out of their own pocket, the only kind of buying there is

Sold (120 mo)

$2.01M

$0.00 on a plan · $0.00 straight out of an exercise

Sold at will

$2.01M

4 of 4 sales

Net

−$357.90K

−$357.90K against sales at will

By person

9 insiders · 47 transactions

Insider

Role

Bought

Sold

Net

Holding

Of company

Worth

Change

BRUBAKER TERRY LEE

Chief Operating Officer

$52.27K (3)

$2.01M (4)

−$1.96M

16,233

0.0408%

$262.97K

−92.5%

DULLUM DAVID A R

President

$866.77K (21)

—

+$866.77K

151,265

0.3799%

$2.45M

+108.5%

GLADSTONE DAVID

CEO

$512.28K (4)

—

+$512.28K

666,554

1.67%

$10.80M

+8.0%

WILKINSON WALTER H

Director

$113.22K (2)

—

+$113.22K

26,154

0.0657%

$423.69K

+56.0%

Ritchie Taylor

Chief Financial Officer

$39.25K (5)

—

+$39.25K

4,353

0.0109%

$70.52K

+124.6%

RYAN JULIA

Chief Financial Officer

$35.41K (2)

—

+$35.41K

4,000

0.0100%

$64.80K

—

Easton Rachael Z.

CFO and Treasurer

$19.98K (4)

—

+$19.98K

1,400

0.0035%

$22.68K

—

LiCalsi Michael

General Counsel and Secretary

$8.73K (1)

—

+$8.73K

9,144

0.0230%

$148.13K

+12.3%

Smith Jennifer A

Chief Valuation Officer

$1.56K (1)

—

+$1.56K

100

0.0003%

$1.62K

—

Individual transactions

Nothing of that kind in this period.

What was left out

Form 4 filings counted 41

Amendments (4/A) skipped 1

Filings about a different issuer 2

Unreadable filings 0

Joint filings 0

Sales on a Rule 10b5-1 plan 0

Sales straight out of an exercise 0

Sales at will 4

Transactions with no price 0

Shares from compensation/vesting 3,000

Sales filed before the plan box existed 4

History held since 8 Nov 2016