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PennantPark Floating Rate Capital Ltd.

PFLA Net buying

CIK 0001504619 #2803 in the set updated 19 Sep 2026

Bought (120 mo)

$4.06M

out of their own pocket, the only kind of buying there is

Sold (120 mo)

$643.20K

$0.00 on a plan · $0.00 straight out of an exercise

Sold at will

$643.20K

6 of 6 sales

Net

+$3.41M

+$3.41M against sales at will

By person

7 insiders · 48 transactions

Insider

Role

Bought

Sold

Net

Holding

Of company

Worth

Change

PENN ARTHUR H

Chairman and CEO

$1.90M (19)

—

+$1.90M

790,927

0.7972%

$6.86M

+32.7%

Efrat Aviv

Chief Financial Officer

$577.47K (5)

—

+$577.47K

109,000

0.1099%

$944.92K

+279.1%

KATZ SAMUEL L

Director

$1.00M (6)

$643.20K (6)

+$359.06K

267,700

0.2698%

$2.32M

+11.2%

Briones Jose A

Director

$314.87K (8)

—

+$314.87K

348,083

0.3508%

$3.02M

+10.4%

Allorto Richard T JR

CFO and Treasurer

$235.25K (2)

—

+$235.25K

25,000

0.0252%

$216.73K

—

Bernstein Adam K

Director

$19.76K (1)

—

+$19.76K

9,000

0.0091%

$78.02K

+80.0%

Flug Jeffrey

Director

$1.42K (1)

—

+$1.42K

24,300

0.0245%

$210.66K

−12.9%

Individual transactions

Nothing of that kind in this period.

What was left out

Form 4 filings counted 46

Amendments (4/A) skipped 0

Filings about a different issuer 0

Unreadable filings 0

Joint filings 0

Sales on a Rule 10b5-1 plan 0

Sales straight out of an exercise 0

Sales at will 6

Transactions with no price 0

Shares from compensation/vesting 244,600

Sales filed before the plan box existed 6

History held since 13 Feb 2018