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Total Return Securities Fund

SWZ Net buying
CIK 0000813623 #5687 in the set updated 17 Sep 2026
Bought (120 mo)
$4.17M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$1.40M
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$1.40M
41 of 41 sales
Net
+$2.77M
+$2.77M against sales at will

By person

9 insiders · 171 transactions
Insider
Role
Bought
Sold
Net
Holding
Worth
Change
Dakos Andrew
President and CEO
$2.61M (69)
—
+$2.61M
174,000
$1.04M
−85.7%
CSS LLC/IL entity
10% owner
—
$347.18K (24)
−$347.18K
1,686,971
$10.09M
−3.2%
GOLDSTEIN PHILLIP
Secretary
$1.27M (24)
$983.44K (13)
+$284.95K
119,214
$712.90K
−90.9%
SELL MORITZ A
Director
$174.87K (21)
$34.98K (2)
+$139.89K
28,246
$168.91K
+1,241%
Ricciardi Fred J
Director
$50.40K (1)
—
+$50.40K
4,000
$23.92K
—
HELLERMAN GERALD
Director
$39.68K (7)
$378.84 (1)
+$39.30K
3,527
$21.09K
+351.0%
Boillat Jean-Marc
Director
—
$33.20K (1)
−$33.20K
0
$0.00
−100.0%
Das Rajeev P
Secretary
$18.18K (2)
—
+$18.18K
3,400
$20.33K
+10,525%
Calhoun Joseph S III
Director
$5.56K (2)
—
+$5.56K
550
$3.29K
—

No percentages here. Total Return Securities Fund reports its share count only per share class, which the XBRL frames API does not carry.

Individual transactions

4
Insider
Date
Role
Action
Shares
Price
Amount
GOLDSTEIN PHILLIP
11 Dec 2025
Director
Exercised, kept
80,976
$6.07
$491.52K
Das Rajeev P
11 Dec 2025
Secretary
Exercised, kept
468
$6.07
$2.84K
Dakos Andrew
11 Dec 2025
President and CEO
Exercised, kept
35,064
$6.07
$212.84K
SELL MORITZ A
11 Dec 2025
Director
Exercised, kept
7,400
$6.07
$44.92K
Show all 171 transactions →

What was left out

Form 4 filings counted 115
Amendments (4/A) skipped 1
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 41
Transactions with no price 0
Shares from compensation/vesting 5,228,168
Sales filed before the plan box existed 15
History held since 6 Dec 2016