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PennantPark Floating Rate Capital Ltd.

PFLA Net buying
CIK 0001504619 #2803 in the set updated 19 Sep 2026
Bought (120 mo)
$4.06M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$643.20K
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$643.20K
6 of 6 sales
Net
+$3.41M
+$3.41M against sales at will

By person

7 insiders · 48 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
PENN ARTHUR H
Chairman and CEO
$1.90M (19)
—
+$1.90M
790,927
0.7972%
$6.86M
+32.7%
Efrat Aviv
Chief Financial Officer
$577.47K (5)
—
+$577.47K
109,000
0.1099%
$944.92K
+279.1%
KATZ SAMUEL L
Director
$1.00M (6)
$643.20K (6)
+$359.06K
267,700
0.2698%
$2.32M
+11.2%
Briones Jose A
Director
$314.87K (8)
—
+$314.87K
348,083
0.3508%
$3.02M
+10.4%
Allorto Richard T JR
CFO and Treasurer
$235.25K (2)
—
+$235.25K
25,000
0.0252%
$216.73K
—
Bernstein Adam K
Director
$19.76K (1)
—
+$19.76K
9,000
0.0091%
$78.02K
+80.0%
Flug Jeffrey
Director
$1.42K (1)
—
+$1.42K
24,300
0.0245%
$210.66K
−12.9%

Individual transactions

6
Insider
Date
Role
Action
Shares
Price
Amount
KATZ SAMUEL L
18 Dec 2020
Director
Sell
8,618
$10.41
$89.75K
KATZ SAMUEL L
17 Dec 2020
Director
Sell
8,929
$10.54
$94.08K
KATZ SAMUEL L
16 Dec 2020
Director
Sell
7,453
$10.65
$79.40K
KATZ SAMUEL L
15 Dec 2020
Director
Sell
17,700
$10.87
$192.32K
KATZ SAMUEL L
14 Dec 2020
Director
Sell
10,737
$10.85
$116.51K
KATZ SAMUEL L
11 Dec 2020
Director
Sell
6,563
$10.84
$71.14K
Show all 48 transactions →

What was left out

Form 4 filings counted 46
Amendments (4/A) skipped 0
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 6
Transactions with no price 0
Shares from compensation/vesting 244,600
Sales filed before the plan box existed 6
History held since 13 Feb 2018