InsiderClue
← All stocks

Total Return Securities Fund

SWZ Net buying
CIK 0000813623 #5687 in the set updated 17 Sep 2026
Bought (120 mo)
$4.17M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$1.40M
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$1.40M
41 of 41 sales
Net
+$2.77M
+$2.77M against sales at will

By person

9 insiders · 171 transactions
Insider
Role
Bought
Sold
Net
Holding
Worth
Change
Dakos Andrew
President and CEO
$2.61M (69)
—
+$2.61M
174,000
$1.04M
−85.7%
CSS LLC/IL entity
10% owner
—
$347.18K (24)
−$347.18K
1,686,971
$10.09M
−3.2%
GOLDSTEIN PHILLIP
Secretary
$1.27M (24)
$983.44K (13)
+$284.95K
119,214
$712.90K
−90.9%
SELL MORITZ A
Director
$174.87K (21)
$34.98K (2)
+$139.89K
28,246
$168.91K
+1,241%
Ricciardi Fred J
Director
$50.40K (1)
—
+$50.40K
4,000
$23.92K
—
HELLERMAN GERALD
Director
$39.68K (7)
$378.84 (1)
+$39.30K
3,527
$21.09K
+351.0%
Boillat Jean-Marc
Director
—
$33.20K (1)
−$33.20K
0
$0.00
−100.0%
Das Rajeev P
Secretary
$18.18K (2)
—
+$18.18K
3,400
$20.33K
+10,525%
Calhoun Joseph S III
Director
$5.56K (2)
—
+$5.56K
550
$3.29K
—

No percentages here. Total Return Securities Fund reports its share count only per share class, which the XBRL frames API does not carry.

Individual transactions

41
Insider
Date
Role
Action
Shares
Price
Amount
CSS LLC/IL
30 Dec 2025
10% owner
Sell
196
$6.27
$1.23K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
100
$6.26
$625.50
CSS LLC/IL
30 Dec 2025
10% owner
Sell
7,000
$6.25
$43.75K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
4,900
$6.24
$30.58K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
3,000
$6.27
$18.81K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
3,000
$6.26
$18.78K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
1,772
$6.25
$11.08K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
2,100
$6.27
$13.17K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
598
$6.27
$3.75K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
13,402
$6.26
$83.90K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
300
$6.26
$1.88K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
4,600
$6.25
$28.75K
CSS LLC/IL
24 Dec 2025
10% owner
Sell
100
$6.23
$623.00
CSS LLC/IL
24 Dec 2025
10% owner
Sell
1,000
$6.22
$6.22K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
3,000
$6.26
$18.78K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
1,400
$6.25
$8.75K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
1,000
$6.25
$6.25K
CSS LLC/IL
22 Dec 2025
10% owner
Sell
900
$6.26
$5.63K
CSS LLC/IL
22 Dec 2025
10% owner
Sell
167
$6.25
$1.04K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
4,000
$6.24
$24.96K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
500
$6.23
$3.12K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
1,000
$6.22
$6.22K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
500
$6.21
$3.11K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
1,000
$6.20
$6.20K
HELLERMAN GERALD
2 Apr 2025
Director
Sell
41
$9.24
$378.84
GOLDSTEIN PHILLIP
17 Jan 2025
Director
Sell
4,535
$8.45
$38.32K
GOLDSTEIN PHILLIP
2 Jul 2021
Director
Sell
1,212
$9.79
$11.87K
GOLDSTEIN PHILLIP
4 Jun 2021
Director
Sell
9,899
$9.70
$96.02K
GOLDSTEIN PHILLIP
4 Jun 2021
Director
Sell
67,059
$9.48
$635.38K
GOLDSTEIN PHILLIP
3 Jun 2021
Director
Sell
1,800
$9.67
$17.41K
GOLDSTEIN PHILLIP
3 Jun 2021
Director
Sell
194
$9.68
$1.88K
GOLDSTEIN PHILLIP
2 Jun 2021
Director
Sell
3,041
$9.72
$29.56K
GOLDSTEIN PHILLIP
2 Jun 2021
Director
Sell
3,874
$9.71
$37.62K
GOLDSTEIN PHILLIP
2 Jun 2021
Director
Sell
1,796
$9.73
$17.48K
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
5,000
$9.69
$48.45K
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
142
$9.75
$1.38K
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
100
$9.73
$973.00
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
4,847
$9.72
$47.11K
SELL MORITZ A
5 May 2021
Director
Sell
2,000
$9.12
$18.24K
SELL MORITZ A
2 Oct 2020
Director
Sell
2,000
$8.37
$16.74K
Boillat Jean-Marc
10 Mar 2017
Director
Sell
3,000
$11.07
$33.20K
Show all 171 transactions →

What was left out

Form 4 filings counted 115
Amendments (4/A) skipped 1
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 41
Transactions with no price 0
Shares from compensation/vesting 5,228,168
Sales filed before the plan box existed 15
History held since 6 Dec 2016