InsiderClue
← All stocks

XAI Floating Rate & Alternative Income Trust

XFLT Net buying
CIK 0001703079 #3597 in the set updated 18 Sep 2026
Bought (120 mo)
$134.07M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$637.96K
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$637.96K
58 of 58 sales
Net
+$133.44M
+$133.44M against sales at will

By person

12 insiders · 163 transactions
Insider
Role
Bought
Sold
Net
Holding
Worth
Change
Brombach Theodore J
President & CEO
$132.93M (22)
$231.70K (27)
+$132.70M
477,185
$1.86M
+4.2%
Spence John Yogi
Vice President
$536.83K (51)
$230.61K (28)
+$306.22K
1,073,029
$4.18M
+2.4%
Cupps Danielle
Trustee
$199.05K (12)
—
+$199.05K
28,055
$109.41K
+248.3%
Basmadjian Lauren Michelle
Portfolio Manager
$100.27K (2)
—
+$100.27K
17,500
$68.25K
+250.0%
Law Lauren Kristen
Sub-Adviser Inv Comm Member
$100.14K (1)
—
+$100.14K
20,000
$78.00K
—
McGarrity John P
Officer of XAI
$27.62K (4)
$101.01K (1)
−$73.39K
96,802
$377.53K
−6.9%
FRANKLIN PHILIP G
Trustee
$69.90K (2)
—
+$69.90K
56,242
$219.34K
+30.7%
Dingens Gregory
Trustee
$29.36K (2)
—
+$29.36K
28,200
$109.98K
+12.8%
Jones Scott C
Trustee
$51.69K (3)
$74.65K (2)
−$22.96K
6,451
$25.16K
−53.8%
Gordon Andrew David
Sub-Adviser Inv Comm Member
$19.96K (2)
—
+$19.96K
4,272
$16.66K
—
McCulloch Benjamin
Secretary & CLO
$8.97K (4)
—
+$8.97K
18,622
$72.62K
+104.5%
Flynn Kimberly Ann
Vice President
—
—
—
89,912
$350.66K
+11.0%

No percentages here. XAI Floating Rate & Alternative Income Trust reports its share count only per share class, which the XBRL frames API does not carry.

Individual transactions

58
Insider
Date
Role
Action
Shares
Price
Amount
Jones Scott C
11 Sep 2025
Trustee
Sell
13,009
$5.62
$73.12K
McGarrity John P
8 Dec 2021
Officer of XAI
Sell
11,100
$9.10
$101.01K
Jones Scott C
10 Mar 2020
Trustee
Sell
225
$6.82
$1.53K
Spence John Yogi
11 Oct 2018
CFO & Treasurer
Sell
100
$9.88
$988.00
Brombach Theodore J
11 Oct 2018
President & CEO
Sell
100
$9.88
$988.00
Spence John Yogi
10 Oct 2018
CFO & Treasurer
Sell
400
$9.88
$3.95K
Brombach Theodore J
10 Oct 2018
President & CEO
Sell
400
$9.88
$3.95K
Spence John Yogi
8 Oct 2018
CFO & Treasurer
Sell
7
$9.80
$68.60
Brombach Theodore J
8 Oct 2018
President & CEO
Sell
100
$9.80
$980.00
Spence John Yogi
5 Oct 2018
CFO & Treasurer
Sell
100
$9.80
$980.00
Spence John Yogi
4 Oct 2018
CFO & Treasurer
Sell
100
$9.83
$983.00
Brombach Theodore J
4 Oct 2018
President & CEO
Sell
100
$9.83
$983.00
Spence John Yogi
3 Oct 2018
CFO & Treasurer
Sell
1,080
$9.85
$10.64K
Brombach Theodore J
3 Oct 2018
President & CEO
Sell
1,080
$9.85
$10.64K
Spence John Yogi
2 Oct 2018
CFO & Treasurer
Sell
511
$9.81
$5.02K
Brombach Theodore J
2 Oct 2018
President & CEO
Sell
600
$9.82
$5.89K
Spence John Yogi
1 Oct 2018
CFO & Treasurer
Sell
1,200
$9.82
$11.78K
Brombach Theodore J
1 Oct 2018
President & CEO
Sell
965
$9.82
$9.48K
Spence John Yogi
27 Sep 2018
CFO & Treasurer
Sell
700
$9.82
$6.87K
Brombach Theodore J
27 Sep 2018
President & CEO
Sell
700
$9.82
$6.87K
Spence John Yogi
26 Sep 2018
CFO & Treasurer
Sell
400
$9.80
$3.92K
Brombach Theodore J
26 Sep 2018
President & CEO
Sell
300
$9.80
$2.94K
Spence John Yogi
25 Sep 2018
CFO & Treasurer
Sell
200
$9.82
$1.96K
Brombach Theodore J
25 Sep 2018
President & CEO
Sell
300
$9.82
$2.95K
Spence John Yogi
20 Sep 2018
CFO & Treasurer
Sell
200
$9.81
$1.96K
Brombach Theodore J
20 Sep 2018
President & CEO
Sell
200
$9.80
$1.96K
Spence John Yogi
19 Sep 2018
CFO & Treasurer
Sell
400
$9.82
$3.93K
Brombach Theodore J
19 Sep 2018
President & CEO
Sell
300
$9.82
$2.95K
Spence John Yogi
18 Sep 2018
CFO & Treasurer
Sell
300
$9.83
$2.95K
Brombach Theodore J
18 Sep 2018
President & CEO
Sell
300
$9.83
$2.95K
Spence John Yogi
17 Sep 2018
CFO & Treasurer
Sell
200
$9.82
$1.96K
Brombach Theodore J
17 Sep 2018
President & CEO
Sell
200
$9.82
$1.96K
Spence John Yogi
14 Sep 2018
CFO & Treasurer
Sell
1,000
$9.87
$9.87K
Brombach Theodore J
14 Sep 2018
President & CEO
Sell
900
$9.87
$8.88K
Spence John Yogi
13 Sep 2018
CFO & Treasurer
Sell
2,820
$9.87
$27.83K
Brombach Theodore J
13 Sep 2018
President & CEO
Sell
2,900
$9.87
$28.62K
Spence John Yogi
12 Sep 2018
CFO & Treasurer
Sell
1,100
$9.83
$10.81K
Brombach Theodore J
12 Sep 2018
President & CEO
Sell
1,000
$9.87
$9.87K
Spence John Yogi
11 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Brombach Theodore J
11 Sep 2018
President & CEO
Sell
300
$9.87
$2.96K
Spence John Yogi
10 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Brombach Theodore J
10 Sep 2018
President & CEO
Sell
300
$9.87
$2.96K
Spence John Yogi
7 Sep 2018
CFO & Treasurer
Sell
300
$9.85
$2.96K
Brombach Theodore J
7 Sep 2018
President & CEO
Sell
300
$9.85
$2.96K
Spence John Yogi
6 Sep 2018
CFO & Treasurer
Sell
1,000
$9.89
$9.89K
Brombach Theodore J
6 Sep 2018
President & CEO
Sell
1,000
$9.88
$9.88K
Spence John Yogi
5 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Brombach Theodore J
5 Sep 2018
President & CEO
Sell
300
$9.86
$2.96K
Spence John Yogi
4 Sep 2018
CFO & Treasurer
Sell
2,400
$9.89
$23.73K
Brombach Theodore J
4 Sep 2018
President & CEO
Sell
2,600
$9.89
$25.70K
Spence John Yogi
31 Aug 2018
CFO & Treasurer
Sell
1,198
$9.96
$11.93K
Brombach Theodore J
31 Aug 2018
President & CEO
Sell
1,100
$9.95
$10.95K
Spence John Yogi
30 Aug 2018
CFO & Treasurer
Sell
3,900
$10.01
$39.05K
Brombach Theodore J
30 Aug 2018
President & CEO
Sell
3,690
$10.02
$36.97K
Spence John Yogi
29 Aug 2018
CFO & Treasurer
Sell
1,280
$9.98
$12.77K
Brombach Theodore J
29 Aug 2018
President & CEO
Sell
1,760
$9.99
$17.58K
Spence John Yogi
28 Aug 2018
CFO & Treasurer
Sell
1,500
$9.94
$14.92K
Brombach Theodore J
28 Aug 2018
President & CEO
Sell
1,600
$9.95
$15.91K
Show all 163 transactions →

What was left out

Form 4 filings counted 126
Amendments (4/A) skipped 8
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 58
Transactions with no price 0
Shares from compensation/vesting 65,907
Sales filed before the plan box existed 57
History held since 29 Sep 2017