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CODEXIS, INC.

CDXS Net selling
CIK 0001200375 #4030 in the set updated 17 Sep 2026
Bought (120 mo)
$14.56M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$54.07M
$0.00 on a plan · $24.58M straight out of an exercise
Sold at will
$29.49M
123 of 187 sales
Net
−$39.52M
−$14.94M against sales at will

By person

29 insiders · 244 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
NICOLS JOHN J
Director
$266.00K (2)
$16.21M (47) scheduled
−$15.94M
783,965
0.7159%
$1.86M
−12.0%
Opaleye Management Inc. entity
10% owner
$13.74M (44)
$4.85M (15)
+$8.89M
179,989
0.1644%
$426.57K
—
Vivo Ventures Fund VII, L.P. entity
10% owner
—
$6.12M (2)
−$6.12M
4,234,825
3.87%
$10.04M
−20.0%
Yang Patrick Y
Director
$396.92K (5)
$6.07M (14)
−$5.67M
53,785
0.0491%
$127.47K
−82.1%
SANGSTER GORDON
SVP & Chief Financial Officer
—
$4.85M (9) scheduled
−$4.85M
134,453
0.1228%
$318.65K
+6.5%
Dorgan Byron L
Director
—
$3.35M (10) scheduled
−$3.35M
223,581
0.2042%
$529.89K
+26.5%
WOLF DENNIS P
Director
—
$3.25M (23)
−$3.25M
138,951
0.1269%
$329.31K
+12.6%
BARUCH THOMAS R
Director
—
$2.65M (16)
−$2.65M
33,093
0.0302%
$78.43K
−81.5%
KELLEY BERNARD J
Director
—
$2.29M (15) scheduled
−$2.29M
206,136
0.1882%
$488.54K
−14.8%
Lalonde James
SVP, R&D
—
$1.98M (12)
−$1.98M
133,402
0.1218%
$316.16K
−30.3%
Glaub Kathleen Sereda
Director
—
$786.61K (3)
−$786.61K
68,481
0.0625%
$162.30K
−18.8%
Aldridge Michael D.
See Remarks
—
$581.81K (2) scheduled
−$581.81K
0
0.0000%
$0.00
—
Cheng Pam P.
Director
—
$549.78K (3)
−$549.78K
69,589
0.0635%
$164.93K
−13.1%
DILLY STEPHEN GEORGE
Director
$100.95K (1)
$252.21K (2)
−$151.26K
727,053
0.6639%
$1.72M
+12,018%
Smith David V
Director
—
$62.21K (1)
−$62.21K
238,885
0.2181%
$566.16K
+107.1%
Norrett Kevin
Chief Operating Officer
$15.48K (1)
$77.18K (2)
−$61.70K
177,327
0.1619%
$420.26K
—
Fitzgerald Margaret Nell
See Remarks
$20.06K (1)
$71.83K (2)
−$51.77K
133,770
0.1222%
$317.03K
—
MOORE ALISON
President and CEO
—
$20.63K (2)
−$20.63K
250,506
0.2288%
$593.70K
—
Erbez Georgia
See Remarks
—
$20.63K (2)
−$20.63K
66,810
0.0610%
$158.34K
—
Ryali Sriram
Chief Financial Officer
$19.86K (1)
—
+$19.86K
175,791
0.1605%
$416.62K
—
Lutz Stefan
Chief Scientific Officer
—
$17.85K (3)
−$17.85K
130,421
0.1191%
$309.10K
−9.1%
De Vre Raymond
Director
—
$8.63K (2)
−$8.63K
84,811
0.0774%
$201.00K
—
PARKER H STEWART
Director
—
—
—
143,583
0.1311%
$340.29K
—
Singhvi Rahul
Director
—
—
—
137,052
0.1252%
$324.81K
—
Martinborough Esther
Director
—
—
—
129,036
0.1178%
$305.82K
—
Collins Cynthia
Director
—
—
—
112,157
0.1024%
$265.81K
—
Richards Christos
Director
—
—
—
85,133
0.0777%
$201.77K
—
Aaker Jennifer
Director
—
—
—
66,211
0.0605%
$156.92K
—
TAYLOR DEAN ROSS JR
Advisor
—
—
—
38,554
0.0352%
$91.37K
—

Individual transactions

244
Insider
Date
Role
Action
Shares
Price
Amount
De Vre Raymond
11 Jun 2026
Director
Sell
2,605
$2.37
$6.17K
Lutz Stefan
24 Feb 2026
Chief Scientific Officer
Sell
5,862
$1.13
$6.64K
MOORE ALISON
6 Feb 2026
President and CEO
Sell
3,826
$1.31
$5.00K
Erbez Georgia
6 Feb 2026
See Remarks
Sell
3,826
$1.31
$5.00K
Lutz Stefan
6 Feb 2026
Chief Scientific Officer
Sell
2,492
$1.31
$3.26K
Lutz Stefan
7 Jan 2026
CSO
Sell
4,685
$1.70
$7.95K
Opaleye Management Inc.
1 Dec 2025
10% owner
Sell indirect
8,533
$1.67
$14.23K
Opaleye Management Inc.
1 Dec 2025
10% owner
Sell indirect
245,000
$1.67
$408.54K
Opaleye Management Inc.
28 Nov 2025
10% owner
Sell indirect
2,490
$1.75
$4.36K
Opaleye Management Inc.
28 Nov 2025
10% owner
Sell indirect
105,000
$1.75
$183.75K
Opaleye Management Inc.
26 Nov 2025
10% owner
Sell indirect
5,000
$1.74
$8.71K
Opaleye Management Inc.
26 Nov 2025
10% owner
Sell indirect
148,318
$1.74
$258.27K
WOLF DENNIS P
21 Nov 2025
Director
Sell
8,952
$1.56
$13.99K
Opaleye Management Inc.
12 Nov 2025
10% owner
Sell indirect
165,000
$1.96
$323.73K
Opaleye Management Inc.
12 Nov 2025
10% owner
Sell indirect
27,459
$1.94
$53.19K
Opaleye Management Inc.
12 Nov 2025
10% owner
Sell indirect
890,000
$1.94
$1.72M
Opaleye Management Inc.
11 Nov 2025
10% owner
Sell indirect
13,211
$1.80
$23.77K
Opaleye Management Inc.
11 Nov 2025
10% owner
Sell indirect
535,000
$1.80
$962.68K
De Vre Raymond
11 Nov 2025
Director
Sell
1,413
$1.74
$2.46K
Opaleye Management Inc.
10 Nov 2025
10% owner
Sell indirect
3,318
$1.73
$5.76K
Opaleye Management Inc.
10 Nov 2025
10% owner
Sell indirect
205,000
$1.73
$355.61K
Opaleye Management Inc.
7 Nov 2025
10% owner
Sell indirect
10,000
$1.70
$16.97K
Opaleye Management Inc.
7 Nov 2025
10% owner
Sell indirect
296,682
$1.70
$503.41K
Erbez Georgia
13 Oct 2025
Chief Financial Officer
Sell
6,239
$2.51
$15.63K
MOORE ALISON
13 Oct 2025
Chief Technical Officer
Sell
6,239
$2.51
$15.63K
Opaleye Management Inc.
4 Aug 2025
10% owner
Buy indirect
780
$2.84
$2.21K
Opaleye Management Inc.
31 Jul 2025
10% owner
Buy indirect
84,220
$2.68
$225.71K
Opaleye Management Inc.
30 Jul 2025
10% owner
Buy indirect
1,578
$2.80
$4.41K
Opaleye Management Inc.
29 Jul 2025
10% owner
Buy indirect
8,422
$2.82
$23.75K
Opaleye Management Inc.
18 Jul 2025
10% owner
Buy indirect
100,000
$2.82
$282.00K
Opaleye Management Inc.
27 Jun 2025
10% owner
Buy indirect
100,000
$2.39
$239.00K
Opaleye Management Inc.
16 Jun 2025
10% owner
Buy indirect
50,898
$2.24
$114.01K
Opaleye Management Inc.
13 Jun 2025
10% owner
Buy indirect
99,102
$2.23
$221.00K
Opaleye Management Inc.
12 Jun 2025
10% owner
Buy indirect
100,000
$2.25
$225.00K
Opaleye Management Inc.
28 May 2025
10% owner
Buy indirect
5,000
$2.36
$11.80K
Opaleye Management Inc.
23 May 2025
10% owner
Buy indirect
2,320,000
$2.36
$5.48M
Opaleye Management Inc.
1 May 2025
10% owner
Buy indirect
20,000
$2.32
$46.44K
Opaleye Management Inc.
30 Apr 2025
10% owner
Buy indirect
25,000
$2.31
$57.66K
Opaleye Management Inc.
25 Apr 2025
10% owner
Buy indirect
25,000
$2.24
$55.92K
Opaleye Management Inc.
17 Apr 2025
10% owner
Buy indirect
45,000
$2.09
$94.16K
Opaleye Management Inc.
16 Apr 2025
10% owner
Buy indirect
70,000
$2.13
$148.89K
Opaleye Management Inc.
15 Apr 2025
10% owner
Buy indirect
25,000
$2.23
$55.72K
Opaleye Management Inc.
8 Apr 2025
10% owner
Buy indirect
100,000
$1.98
$198.38K
Opaleye Management Inc.
3 Apr 2025
10% owner
Buy indirect
75,000
$2.30
$172.74K
Opaleye Management Inc.
2 Apr 2025
10% owner
Buy indirect
5,000
$2.46
$12.28K
Opaleye Management Inc.
1 Apr 2025
10% owner
Buy indirect
35,000
$2.48
$86.77K
Opaleye Management Inc.
21 Mar 2025
10% owner
Buy indirect
92,923
$2.54
$236.27K
Opaleye Management Inc.
20 Mar 2025
10% owner
Buy indirect
7
$2.54
$17.97
Opaleye Management Inc.
13 Mar 2025
10% owner
Buy indirect
85,000
$2.54
$216.16K
Opaleye Management Inc.
6 Mar 2025
10% owner
Buy indirect
100,000
$2.61
$261.35K
Opaleye Management Inc.
5 Mar 2025
10% owner
Buy indirect
10,000
$2.69
$26.88K
Opaleye Management Inc.
4 Mar 2025
10% owner
Buy indirect
55,000
$2.64
$145.40K
Opaleye Management Inc.
3 Mar 2025
10% owner
Buy indirect
47,351
$2.81
$133.17K
Opaleye Management Inc.
28 Feb 2025
10% owner
Buy indirect
147,649
$2.99
$441.18K
Opaleye Management Inc.
12 Feb 2025
10% owner
Buy indirect
15,000
$4.00
$59.93K
Opaleye Management Inc.
11 Feb 2025
10% owner
Buy indirect
12,500
$4.11
$51.40K
Opaleye Management Inc.
10 Feb 2025
10% owner
Buy indirect
22,500
$4.18
$94.15K
Opaleye Management Inc.
31 Jan 2025
10% owner
Buy indirect
45,000
$4.29
$193.19K
Opaleye Management Inc.
30 Jan 2025
10% owner
Buy indirect
20,000
$4.49
$89.78K
Opaleye Management Inc.
31 Dec 2024
10% owner
Buy indirect
10,000
$4.66
$46.60K
Opaleye Management Inc.
30 Dec 2024
10% owner
Buy indirect
35,000
$4.70
$164.39K
Opaleye Management Inc.
25 Oct 2024
10% owner
Buy indirect
25,000
$2.91
$72.72K
Opaleye Management Inc.
25 Sep 2024
10% owner
Buy indirect
5,000
$2.86
$14.29K
Opaleye Management Inc.
24 Sep 2024
10% owner
Buy indirect
80,000
$2.94
$234.86K
Opaleye Management Inc.
23 Sep 2024
10% owner
Buy indirect
45,000
$2.94
$132.48K
Opaleye Management Inc.
20 Sep 2024
10% owner
Buy indirect
45,000
$3.01
$135.45K
Opaleye Management Inc.
20 Sep 2024
10% owner
Buy indirect
1,010,000
$3.01
$3.04M
Opaleye Management Inc.
18 Sep 2024
10% owner
Buy indirect
6,000
$3.16
$18.98K
Opaleye Management Inc.
18 Sep 2024
10% owner
Buy indirect
55,000
$3.16
$174.01K
Dorgan Byron L
15 Nov 2023
Director
Sell
20,000
$2.11
$42.17K
Norrett Kevin
11 Sep 2023
Chief Operating Officer
Buy
9,000
$1.72
$15.48K
DILLY STEPHEN GEORGE
8 Sep 2023
See Remarks
Buy
58,479
$1.73
$100.95K
Fitzgerald Margaret Nell
8 Sep 2023
See Remarks
Buy
11,834
$1.70
$20.06K
Ryali Sriram
8 Sep 2023
Chief Financial Officer
Buy
11,650
$1.70
$19.86K
NICOLS JOHN J
18 Apr 2023
Director
Sold after exercise
35,714
$4.14
$147.87K
NICOLS JOHN J
17 Apr 2023
Director
Sold after exercise
35,714
$4.24
$151.38K
NICOLS JOHN J
16 Mar 2023
Director
Sold after exercise
35,714
$4.11
$146.68K
NICOLS JOHN J
15 Mar 2023
Director
Sold after exercise
35,714
$4.09
$146.13K
Fitzgerald Margaret Nell
8 Mar 2023
See remarks
Sell
7,686
$4.56
$35.01K
DILLY STEPHEN GEORGE
8 Mar 2023
See Remarks
Sell
26,987
$4.56
$122.93K
Norrett Kevin
8 Mar 2023
Chief Operating Officer
Sell
8,258
$4.56
$37.62K
Fitzgerald Margaret Nell
7 Mar 2023
See remarks
Sell
8,000
$4.60
$36.82K
DILLY STEPHEN GEORGE
7 Mar 2023
See Remarks
Sell
28,088
$4.60
$129.28K
Norrett Kevin
7 Mar 2023
Chief Operating Officer
Sell
8,596
$4.60
$39.56K
NICOLS JOHN J
24 Feb 2023
Director
Sold after exercise
35,714
$4.83
$172.65K
NICOLS JOHN J
23 Feb 2023
Director
Sell
39,785
$5.36
$213.22K
NICOLS JOHN J
24 Jan 2023
Director
Sold after exercise
35,714
$6.42
$229.29K
NICOLS JOHN J
23 Jan 2023
Director
Sell
39,785
$6.58
$261.64K
NICOLS JOHN J
12 Dec 2022
Director
Sold after exercise
35,714
$5.68
$202.82K
NICOLS JOHN J
9 Dec 2022
Director
Sell
39,785
$5.66
$225.00K
NICOLS JOHN J
16 Nov 2022
Director
Sold after exercise
35,714
$6.36
$227.31K
NICOLS JOHN J
15 Nov 2022
Director
Sell
39,786
$6.79
$270.24K
NICOLS JOHN J
28 Oct 2022
Director
Sold after exercise
35,716
$5.53
$197.65K
NICOLS JOHN J
27 Oct 2022
Director
Sell
39,786
$5.68
$225.92K
NICOLS JOHN J
6 Oct 2022
Director
Sold after exercise
35,716
$5.99
$214.10K
NICOLS JOHN J
5 Oct 2022
Director
Sell
39,787
$6.04
$240.13K
NICOLS JOHN J
15 Aug 2022
Director
Sold after exercise
39,000
$8.78
$342.58K
NICOLS JOHN J
12 Aug 2022
Director
Sold after exercise
38,500
$8.62
$331.77K
Dorgan Byron L
26 May 2022
Director
Exercised, kept
20,000
$3.62
$72.40K
NICOLS JOHN J
12 May 2022
President and CEO
Sold after exercise
16,409
$10.61
$174.18K
NICOLS JOHN J
12 May 2022
President and CEO
Sold after exercise
22,091
$10.09
$222.94K
NICOLS JOHN J
11 May 2022
President and CEO
Sold after exercise
38,500
$10.31
$396.75K
WOLF DENNIS P
23 Mar 2022
Director
Sell
4,000
$20.49
$81.94K
Yang Patrick Y
15 Mar 2022
Director
Sell
8,000
$16.79
$134.30K
NICOLS JOHN J
10 Mar 2022
President and CEO
Sold after exercise
38,500
$18.93
$728.72K
NICOLS JOHN J
9 Mar 2022
President and CEO
Sold after exercise
38,500
$19.30
$743.01K
WOLF DENNIS P
20 Dec 2021
Director
Sell
2,404
$29.27
$70.35K
WOLF DENNIS P
20 Dec 2021
Director
Sell
2,596
$28.43
$73.80K
Yang Patrick Y
13 Dec 2021
Director
Sell
200
$32.14
$6.43K
Yang Patrick Y
13 Dec 2021
Director
Sell
7,800
$31.59
$246.39K
NICOLS JOHN J
11 Nov 2021
President and CEO
Sold after exercise
11,327
$39.07
$442.59K
NICOLS JOHN J
11 Nov 2021
President and CEO
Sold after exercise
27,173
$38.19
$1.04M
NICOLS JOHN J
10 Nov 2021
President and CEO
Sold after exercise
19,454
$40.69
$791.66K
NICOLS JOHN J
10 Nov 2021
President and CEO
Sold after exercise
14,071
$39.85
$560.78K
NICOLS JOHN J
10 Nov 2021
President and CEO
Sold after exercise
1,475
$39.12
$57.70K
Dorgan Byron L
18 Oct 2021
Director
Sell
2,600
$28.53
$74.18K
Dorgan Byron L
18 Oct 2021
Director
Sell
17,400
$27.86
$484.68K
WOLF DENNIS P
15 Oct 2021
Director
Sell
100
$28.78
$2.88K
WOLF DENNIS P
15 Oct 2021
Director
Sell
5,900
$28.30
$166.94K
NICOLS JOHN J
13 Aug 2021
President and CEO
Sold after exercise
35,000
$23.77
$831.80K
NICOLS JOHN J
12 Aug 2021
President and CEO
Sold after exercise
934
$25.29
$23.62K
NICOLS JOHN J
12 Aug 2021
President and CEO
Sold after exercise
34,066
$24.51
$834.93K
KELLEY BERNARD J
10 Aug 2021
Director
Sold after exercise
20,000
$25.84
$516.82K
Yang Patrick Y
16 Jun 2021
Director
Sell
20,000
$20.31
$406.19K
NICOLS JOHN J
18 May 2021
President and CEO
Sold after exercise
21,123
$18.93
$399.88K
NICOLS JOHN J
18 May 2021
President and CEO
Sold after exercise
13,877
$18.56
$257.58K
NICOLS JOHN J
17 May 2021
President and CEO
Sold after exercise
35,385
$18.12
$641.32K
KELLEY BERNARD J
21 Apr 2021
Director
Sell
2,500
$22.64
$56.61K
Yang Patrick Y
6 Apr 2021
Director
Sell
10,000
$25.15
$251.55K
Yang Patrick Y
5 Apr 2021
Director
Sell
10,000
$24.27
$242.73K
WOLF DENNIS P
25 Mar 2021
Director
Sell
4,858
$20.82
$101.16K
WOLF DENNIS P
25 Mar 2021
Director
Sell
5,142
$20.07
$103.19K
KELLEY BERNARD J
8 Mar 2021
Director
Sold after exercise
20,000
$18.72
$374.35K
Dorgan Byron L
21 Jan 2021
Director
Sold after exercise
25,000
$25.17
$629.20K
KELLEY BERNARD J
21 Jan 2021
Director
Sell
2,500
$24.98
$62.44K
Dorgan Byron L
20 Jan 2021
Director
Sold after exercise
25,000
$26.75
$668.66K
WOLF DENNIS P
21 Dec 2020
Director
Sell
10,000
$19.99
$199.87K
KELLEY BERNARD J
21 Oct 2020
Director
Sell
2,500
$14.00
$35.01K
Dorgan Byron L
9 Oct 2020
Director
Sold after exercise
25,000
$13.54
$338.53K
Dorgan Byron L
8 Oct 2020
Director
Sold after exercise
25,000
$13.49
$337.32K
WOLF DENNIS P
24 Sep 2020
Director
Sell
10,000
$11.68
$116.85K
KELLEY BERNARD J
21 Jul 2020
Director
Sell
2,500
$12.79
$31.97K
WOLF DENNIS P
25 Jun 2020
Director
Sell
10,000
$10.97
$109.69K
BARUCH THOMAS R
12 Jun 2020
Director
Sell
4,947
$10.61
$52.46K
KELLEY BERNARD J
21 Apr 2020
Director
Sell
2,500
$10.58
$26.45K
BARUCH THOMAS R
2 Apr 2020
Director
Sell
7,500
$10.52
$78.87K
BARUCH THOMAS R
1 Apr 2020
Director
Sell
7,500
$10.88
$81.58K
WOLF DENNIS P
25 Mar 2020
Director
Sell
600
$11.22
$6.73K
WOLF DENNIS P
25 Mar 2020
Director
Sell
9,400
$10.33
$97.06K
Dorgan Byron L
21 Feb 2020
Director
Sell
16,702
$14.02
$234.19K
KELLEY BERNARD J
21 Jan 2020
Director
Sell
2,500
$18.00
$45.00K
BARUCH THOMAS R
16 Jan 2020
Director
Sell
10,000
$18.61
$186.09K
BARUCH THOMAS R
15 Jan 2020
Director
Sell
10,000
$18.68
$186.82K
WOLF DENNIS P
19 Dec 2019
Director
Sold after exercise
20,000
$16.22
$324.38K
Dorgan Byron L
12 Dec 2019
Director
Sell
25,000
$15.64
$390.97K
BARUCH THOMAS R
11 Dec 2019
Director
Sell
17,500
$15.59
$272.89K
BARUCH THOMAS R
10 Dec 2019
Director
Sell
17,500
$15.61
$273.24K
Yang Patrick Y
6 Sep 2019
Director
Buy
5,000
$13.74
$68.68K
KELLEY BERNARD J
6 Sep 2019
Director
Sold after exercise
14,684
$13.87
$203.68K
Yang Patrick Y
4 Sep 2019
Director
Buy
3,000
$13.62
$40.85K
Yang Patrick Y
3 Sep 2019
Director
Buy
6,000
$13.97
$83.81K
Yang Patrick Y
22 Aug 2019
Director
Buy
12,000
$12.94
$155.28K
NICOLS JOHN J
20 Aug 2019
President and CEO
Buy
10,000
$13.30
$133.00K
NICOLS JOHN J
20 Aug 2019
President and CEO
Buy
10,000
$13.30
$133.00K
Lalonde James
14 May 2019
SVP, R&D
Sold after exercise
2,378
$18.95
$45.06K
Lalonde James
13 May 2019
SVP, R&D
Sold after exercise
17,621
$18.61
$327.96K
SANGSTER GORDON
21 Mar 2019
SVP & Chief Financial Officer
Sold after exercise
40,000
$20.91
$836.20K
SANGSTER GORDON
20 Mar 2019
SVP & Chief Financial Officer
Sold after exercise
40,000
$20.85
$834.01K
NICOLS JOHN J
19 Mar 2019
President and CEO
Sold after exercise
40,000
$20.79
$831.50K
NICOLS JOHN J
18 Mar 2019
President and CEO
Sold after exercise
15,072
$20.95
$315.72K
WOLF DENNIS P
26 Feb 2019
Director
Sell
9,000
$21.96
$197.64K
Lalonde James
12 Feb 2019
SVP, R&D
Sell
8,957
$21.69
$194.30K
Lalonde James
11 Feb 2019
SVP, R&D
Sell
8,958
$21.57
$193.26K
SANGSTER GORDON
25 Jan 2019
SVP & Chief Financial Officer
Sold after exercise
40,000
$17.11
$684.24K
SANGSTER GORDON
24 Jan 2019
SVP & Chief Financial Officer
Sold after exercise
35,000
$16.74
$585.94K
BARUCH THOMAS R
28 Dec 2018
Director
Sell
12,500
$15.98
$199.73K
BARUCH THOMAS R
27 Dec 2018
Director
Sell
12,500
$16.09
$201.08K
WOLF DENNIS P
26 Dec 2018
Director
Sell
9,000
$15.83
$142.43K
KELLEY BERNARD J
21 Dec 2018
Director
Sell
804
$17.41
$14.00K
KELLEY BERNARD J
21 Dec 2018
Director
Sell
9,402
$16.95
$159.32K
Yang Patrick Y
20 Dec 2018
Director
Sell
7,100
$18.61
$132.16K
Yang Patrick Y
20 Dec 2018
Director
Sell
17,900
$17.50
$313.33K
Yang Patrick Y
19 Dec 2018
Director
Sell
25,000
$19.22
$480.46K
NICOLS JOHN J
7 Dec 2018
President and CEO
Sold after exercise
3,812
$22.09
$84.21K
NICOLS JOHN J
6 Dec 2018
President and CEO
Sold after exercise
40,000
$21.75
$869.83K
Lalonde James
13 Nov 2018
SVP, R&D
Sell
6,726
$15.22
$102.40K
Lalonde James
12 Nov 2018
SVP, R&D
Sell
6,727
$15.57
$104.72K
SANGSTER GORDON
3 Oct 2018
SVP & Chief Financial Officer
Sold after exercise
26,442
$17.30
$457.51K
SANGSTER GORDON
3 Oct 2018
SVP & Chief Financial Officer
Sold after exercise
13,558
$16.74
$227.01K
SANGSTER GORDON
2 Oct 2018
SVP & Chief Financial Officer
Sold after exercise
40,000
$16.76
$670.48K
NICOLS JOHN J
28 Sep 2018
President and CEO
Sold after exercise
40,000
$17.43
$697.32K
BARUCH THOMAS R
27 Sep 2018
Director
Sell
3,900
$18.72
$72.99K
BARUCH THOMAS R
27 Sep 2018
Director
Sell
8,600
$17.78
$152.91K
NICOLS JOHN J
27 Sep 2018
President and CEO
Sold after exercise
7,100
$18.68
$132.60K
NICOLS JOHN J
27 Sep 2018
President and CEO
Sold after exercise
32,900
$17.50
$575.75K
BARUCH THOMAS R
26 Sep 2018
Director
Sell
12,500
$19.00
$237.49K
WOLF DENNIS P
26 Sep 2018
Director
Sell
9,000
$19.17
$172.52K
Glaub Kathleen Sereda
25 Sep 2018
Director
Sell
14,492
$18.83
$272.82K
KELLEY BERNARD J
21 Sep 2018
Director
Sell
10,207
$18.12
$184.96K
Yang Patrick Y
19 Sep 2018
Director
Sell
25,000
$17.94
$448.43K
Glaub Kathleen Sereda
19 Sep 2018
Director
Sell
20,094
$17.94
$360.39K
Yang Patrick Y
18 Sep 2018
Director
Sell
25,000
$18.47
$461.75K
Lalonde James
5 Sep 2018
SVP, R&D
Sell
12,381
$17.35
$214.85K
Lalonde James
4 Sep 2018
SVP, R&D
Sell
17,915
$17.16
$307.35K
KELLEY BERNARD J
30 Aug 2018
Director
Sold after exercise
16,666
$17.15
$285.78K
SANGSTER GORDON
21 Aug 2018
SVP & Chief Financial Officer
Sell
18,736
$15.31
$286.91K
WOLF DENNIS P
20 Aug 2018
Director
Sold after exercise
18,333
$15.24
$279.40K
WOLF DENNIS P
17 Aug 2018
Director
Sold after exercise
18,333
$14.71
$269.61K
Yang Patrick Y
16 Aug 2018
Director
Sell indirect
150,340
$14.45
$2.17M
NICOLS JOHN J
15 Aug 2018
President and CEO
Sold after exercise
2,400
$14.90
$35.76K
NICOLS JOHN J
14 Aug 2018
President and CEO
Sold after exercise
11,859
$15.19
$180.18K
Yang Patrick Y
19 Jul 2018
Director
Sell
25,000
$15.52
$387.98K
Yang Patrick Y
18 Jul 2018
Director
Sell
25,000
$15.40
$384.92K
Glaub Kathleen Sereda
18 Jul 2018
Director
Sell
10,000
$15.34
$153.40K
Lalonde James
17 Jul 2018
SVP, R&D
Sell
7,500
$15.27
$114.55K
Dorgan Byron L
16 Jul 2018
Director
Sell
10,000
$15.49
$154.88K
Lalonde James
16 Jul 2018
SVP, R&D
Sell
7,500
$15.53
$116.46K
BARUCH THOMAS R
26 Jun 2018
Director
Sell
12,500
$14.38
$179.78K
WOLF DENNIS P
26 Jun 2018
Director
Sell
9,000
$14.47
$130.21K
BARUCH THOMAS R
25 Jun 2018
Director
Sell
12,500
$15.48
$193.55K
KELLEY BERNARD J
21 Jun 2018
Director
Sell
10,206
$16.58
$169.26K
WOLF DENNIS P
12 Jun 2018
Director
Sell
8,947
$14.41
$128.97K
NICOLS JOHN J
11 Jun 2018
President and CEO
Sold after exercise
1,800
$14.48
$26.06K
NICOLS JOHN J
8 Jun 2018
President and CEO
Sold after exercise
7,207
$15.35
$110.64K
SANGSTER GORDON
24 May 2018
SVP & Chief Financial Officer
Sell
18,736
$14.11
$264.31K
Cheng Pam P.
22 May 2018
Director
Sell
19,607
$14.17
$277.76K
Cheng Pam P.
21 May 2018
Director
Sell
2,030
$14.31
$29.04K
Cheng Pam P.
21 May 2018
Director
Sell
17,578
$13.82
$242.98K
Aldridge Michael D.
17 May 2018
See Remarks
Sold after exercise
22,000
$13.54
$297.86K
Lalonde James
15 May 2018
SVP, R&D
Sell
10,000
$12.90
$129.03K
Aldridge Michael D.
15 May 2018
See Remarks
Sold after exercise
22,000
$12.91
$283.95K
Lalonde James
14 May 2018
SVP, R&D
Sell
10,000
$13.09
$130.90K
Smith David V
3 Apr 2018
Director
Sell indirect
6,000
$10.37
$62.21K
BARUCH THOMAS R
29 Mar 2018
Director
Sell
12,500
$11.06
$138.20K
BARUCH THOMAS R
28 Mar 2018
Director
Sell
12,500
$11.05
$138.12K
WOLF DENNIS P
27 Mar 2018
Director
Sell
12,500
$11.14
$139.30K
WOLF DENNIS P
26 Mar 2018
Director
Sold after exercise
29,166
$11.15
$325.08K
NICOLS JOHN J
23 Mar 2018
President and CEO
Sold after exercise
16,154
$11.43
$184.65K
NICOLS JOHN J
22 Mar 2018
President and CEO
Sold after exercise
6,311
$11.91
$75.17K
KELLEY BERNARD J
21 Mar 2018
Director
Sell
10,206
$12.22
$124.68K
Vivo Ventures Fund VII, L.P.
14 Sep 2017
10% owner
Sell indirect
22,610
$5.78
$130.57K
Vivo Ventures Fund VII, L.P.
14 Sep 2017
10% owner
Sell indirect
1,037,390
$5.78
$5.99M
Lalonde James
5 Jan 2017
SVP, R&D
Exercised, kept
6,666
$2.45
$16.33K
Yang Patrick Y
15 Nov 2016
Director
Buy
10,000
$4.83
$48.30K

What was left out

Form 4 filings counted 287
Amendments (4/A) skipped 7
Filings about a different issuer 0
Unreadable filings 0
Joint filings 1
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 64
Sales at will 123
Transactions with no price 0
Shares from compensation/vesting 5,603,448
Sales filed before the plan box existed 97
History held since 12 Sep 2016