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PennantPark Floating Rate Capital Ltd.

PFLA Net buying
CIK 0001504619 #2803 in the set updated 19 Sep 2026
Bought (120 mo)
$4.06M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$643.20K
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$643.20K
6 of 6 sales
Net
+$3.41M
+$3.41M against sales at will

By person

7 insiders · 48 transactions
Insider
Role
Bought
Sold
Net
Holding
Of company
Worth
Change
PENN ARTHUR H
Chairman and CEO
$1.90M (19)
—
+$1.90M
790,927
0.7972%
$6.86M
+32.7%
Efrat Aviv
Chief Financial Officer
$577.47K (5)
—
+$577.47K
109,000
0.1099%
$944.92K
+279.1%
KATZ SAMUEL L
Director
$1.00M (6)
$643.20K (6)
+$359.06K
267,700
0.2698%
$2.32M
+11.2%
Briones Jose A
Director
$314.87K (8)
—
+$314.87K
348,083
0.3508%
$3.02M
+10.4%
Allorto Richard T JR
CFO and Treasurer
$235.25K (2)
—
+$235.25K
25,000
0.0252%
$216.73K
—
Bernstein Adam K
Director
$19.76K (1)
—
+$19.76K
9,000
0.0091%
$78.02K
+80.0%
Flug Jeffrey
Director
$1.42K (1)
—
+$1.42K
24,300
0.0245%
$210.66K
−12.9%

Individual transactions

48
Insider
Date
Role
Action
Shares
Price
Amount
Briones Jose A
12 May 2026
Director
Buy
5,770
$8.67
$50.02K
Allorto Richard T JR
11 Mar 2026
CFO and Treasurer
Buy
15,000
$8.15
$122.25K
Briones Jose A
19 Feb 2026
Director
Buy
5,895
$8.48
$49.99K
Briones Jose A
1 Dec 2025
Director
Buy
5,500
$9.10
$50.04K
Briones Jose A
21 May 2025
Director
Buy
1,480
$10.13
$15.00K
Briones Jose A
14 May 2025
Director
Buy
9,840
$10.16
$99.93K
Briones Jose A
5 Jun 2024
Director
Buy
1,745
$11.40
$19.89K
Allorto Richard T JR
30 May 2024
CFO and Treasurer
Buy
10,000
$11.30
$113.00K
Briones Jose A
28 May 2024
Director
Buy
885
$11.33
$10.03K
Briones Jose A
13 May 2024
Director
Buy
1,740
$11.48
$19.97K
KATZ SAMUEL L
18 Dec 2020
Director
Sell
8,618
$10.41
$89.75K
KATZ SAMUEL L
17 Dec 2020
Director
Sell
8,929
$10.54
$94.08K
KATZ SAMUEL L
16 Dec 2020
Director
Sell
7,453
$10.65
$79.40K
KATZ SAMUEL L
15 Dec 2020
Director
Sell
17,700
$10.87
$192.32K
KATZ SAMUEL L
14 Dec 2020
Director
Sell
10,737
$10.85
$116.51K
KATZ SAMUEL L
11 Dec 2020
Director
Sell
6,563
$10.84
$71.14K
KATZ SAMUEL L
10 Jun 2020
Director
Buy
15,000
$8.83
$132.45K
Bernstein Adam K
31 Mar 2020
Director
Buy
4,000
$4.94
$19.76K
Efrat Aviv
23 Mar 2020
Chief Financial Officer
Buy
18,050
$3.90
$70.41K
PENN ARTHUR H
20 Mar 2020
Chairman and CEO
Buy indirect
22,000
$4.32
$95.08K
Efrat Aviv
20 Mar 2020
Chief Financial Officer
Buy
28,800
$4.36
$125.62K
PENN ARTHUR H
19 Mar 2020
Chairman and CEO
Buy indirect
16,300
$4.17
$68.02K
Flug Jeffrey
19 Mar 2020
Director
Buy indirect
400
$3.56
$1.42K
PENN ARTHUR H
18 Mar 2020
Chairman and CEO
Buy indirect
20,000
$4.26
$85.25K
Efrat Aviv
28 Feb 2020
Chief Financial Officer
Buy
17,000
$10.81
$183.81K
PENN ARTHUR H
26 Feb 2020
Chairman and CEO
Buy indirect
7,000
$11.80
$82.60K
PENN ARTHUR H
26 Nov 2019
Chairman and CEO
Buy indirect
8,500
$12.28
$104.39K
PENN ARTHUR H
25 Nov 2019
Chairman and CEO
Buy indirect
8,000
$12.03
$96.23K
PENN ARTHUR H
22 Nov 2019
Chairman and CEO
Buy indirect
9,000
$11.78
$106.02K
KATZ SAMUEL L
4 Sep 2019
Director
Buy
25,000
$11.42
$285.41K
PENN ARTHUR H
15 Aug 2019
Chairman and CEO
Buy indirect
8,000
$11.55
$92.38K
PENN ARTHUR H
13 Aug 2019
Chairman and CEO
Buy indirect
10,000
$11.73
$117.34K
PENN ARTHUR H
12 Aug 2019
Chairman and CEO
Buy indirect
8,000
$11.57
$92.52K
PENN ARTHUR H
9 Aug 2019
Chairman and CEO
Buy indirect
9,000
$11.66
$104.95K
Efrat Aviv
17 May 2019
CFO
Buy
8,200
$12.05
$98.82K
PENN ARTHUR H
15 May 2019
Chairman and CEO
Buy indirect
9,500
$12.09
$114.84K
PENN ARTHUR H
14 May 2019
Chairman and CEO
Buy indirect
8,000
$12.08
$96.67K
Efrat Aviv
14 May 2019
CFO
Buy
8,200
$12.05
$98.82K
PENN ARTHUR H
13 May 2019
Chairman and CEO
Buy indirect
7,000
$12.10
$84.67K
KATZ SAMUEL L
13 May 2019
Director
Buy
19,900
$12.11
$241.02K
PENN ARTHUR H
10 May 2019
Chairman and CEO
Buy indirect
9,000
$12.15
$109.33K
KATZ SAMUEL L
10 May 2019
Director
Buy
100
$12.20
$1.22K
KATZ SAMUEL L
27 Feb 2018
Director
Buy
10,000
$12.73
$127.30K
KATZ SAMUEL L
26 Feb 2018
Director
Buy
17,000
$12.64
$214.86K
PENN ARTHUR H
15 Feb 2018
Chairman and CEO
Buy indirect
8,500
$12.81
$108.89K
PENN ARTHUR H
14 Feb 2018
Chairman and CEO
Buy indirect
9,000
$12.98
$116.84K
PENN ARTHUR H
13 Feb 2018
Chairman and CEO
Buy indirect
8,000
$12.81
$102.45K
PENN ARTHUR H
12 Feb 2018
Chairman and CEO
Buy indirect
10,000
$12.57
$125.66K

What was left out

Form 4 filings counted 46
Amendments (4/A) skipped 0
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 6
Transactions with no price 0
Shares from compensation/vesting 244,600
Sales filed before the plan box existed 6
History held since 13 Feb 2018