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Total Return Securities Fund

SWZ Net buying
CIK 0000813623 #5687 in the set updated 17 Sep 2026
Bought (120 mo)
$4.17M
out of their own pocket, the only kind of buying there is
Sold (120 mo)
$1.40M
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$1.40M
41 of 41 sales
Net
+$2.77M
+$2.77M against sales at will

By person

9 insiders · 171 transactions
Insider
Role
Bought
Sold
Net
Holding
Worth
Change
Dakos Andrew
President and CEO
$2.61M (69)
+$2.61M
174,000
$1.04M
−85.7%
CSS LLC/IL entity
10% owner
$347.18K (24)
−$347.18K
1,686,971
$10.09M
−3.2%
GOLDSTEIN PHILLIP
Secretary
$1.27M (24)
$983.44K (13)
+$284.95K
119,214
$712.90K
−90.9%
SELL MORITZ A
Director
$174.87K (21)
$34.98K (2)
+$139.89K
28,246
$168.91K
+1,241%
Ricciardi Fred J
Director
$50.40K (1)
+$50.40K
4,000
$23.92K
HELLERMAN GERALD
Director
$39.68K (7)
$378.84 (1)
+$39.30K
3,527
$21.09K
+351.0%
Boillat Jean-Marc
Director
$33.20K (1)
−$33.20K
0
$0.00
−100.0%
Das Rajeev P
Secretary
$18.18K (2)
+$18.18K
3,400
$20.33K
+10,525%
Calhoun Joseph S III
Director
$5.56K (2)
+$5.56K
550
$3.29K

No percentages here. Total Return Securities Fund reports its share count only per share class, which the XBRL frames API does not carry.

Insider
Date
Role
Action
Shares
Price
Amount
SELL MORITZ A
31 Aug 2026
Director
Buy
3,000
$5.98
$17.94K
Das Rajeev P
24 Aug 2026
Secretary
Buy
1,366
$5.93
$8.10K
Das Rajeev P
21 Aug 2026
Secretary
Buy
1,700
$5.93
$10.08K
SELL MORITZ A
10 Aug 2026
Director
Buy
1,000
$5.91
$5.91K
SELL MORITZ A
23 Jul 2026
Director
Buy
2,000
$5.86
$11.72K
SELL MORITZ A
22 Jul 2026
Director
Buy
517
$5.90
$3.05K
SELL MORITZ A
21 Jul 2026
Director
Buy
483
$5.90
$2.85K
SELL MORITZ A
20 Jul 2026
Director
Buy
1,000
$5.93
$5.93K
GOLDSTEIN PHILLIP
6 Jul 2026
Secretary
Buy
5,980
$5.95
$35.58K
Dakos Andrew
2 Jul 2026
President and CEO
Buy indirect
4,767
$5.92
$28.22K
Dakos Andrew
2 Jul 2026
President and CEO
Buy indirect
233
$5.92
$1.38K
SELL MORITZ A
29 Jun 2026
Director
Buy
2,000
$5.93
$11.85K
SELL MORITZ A
26 Jun 2026
Director
Buy
2,091
$5.89
$12.31K
SELL MORITZ A
18 Jun 2026
Director
Buy
1,853
$5.91
$10.95K
SELL MORITZ A
17 Jun 2026
Director
Buy
147
$5.91
$868.77
SELL MORITZ A
16 Jun 2026
Director
Buy
2,000
$5.96
$11.92K
SELL MORITZ A
15 Jun 2026
Director
Buy
155
$5.95
$922.25
SELL MORITZ A
29 May 2026
Director
Buy
1,000
$6.01
$6.01K
Dakos Andrew
28 May 2026
President and CEO
Buy indirect
5,400
$5.99
$32.35K
Dakos Andrew
28 May 2026
President and CEO
Buy indirect
100
$5.98
$598.00
Dakos Andrew
27 May 2026
President and CEO
Buy indirect
3,000
$5.98
$17.94K
Dakos Andrew
27 May 2026
President and CEO
Buy indirect
4,500
$5.97
$26.87K
Dakos Andrew
20 May 2026
President and CEO
Buy indirect
2,987
$5.96
$17.80K
Dakos Andrew
19 May 2026
President and CEO
Buy indirect
13
$5.95
$77.35
Dakos Andrew
18 May 2026
President and CEO
Buy indirect
4,000
$5.95
$23.80K
SELL MORITZ A
24 Apr 2026
Director
Buy
1,002
$6.07
$6.08K
Dakos Andrew
17 Apr 2026
President and CEO
Buy indirect
3,000
$6.09
$18.27K
Dakos Andrew
16 Apr 2026
President and CEO
Buy
547
$6.04
$3.30K
Dakos Andrew
16 Apr 2026
President and CEO
Buy indirect
3,000
$6.05
$18.15K
Dakos Andrew
16 Apr 2026
President and CEO
Buy indirect
4,718
$6.06
$28.59K
Dakos Andrew
8 Apr 2026
President and CEO
Buy indirect
4,000
$5.98
$23.90K
Dakos Andrew
7 Apr 2026
President and CEO
Buy indirect
2,000
$5.95
$11.90K
Dakos Andrew
6 Apr 2026
President and CEO
Buy indirect
100
$5.95
$595.00
Dakos Andrew
2 Apr 2026
President and CEO
Buy indirect
4,863
$5.93
$28.83K
Dakos Andrew
30 Mar 2026
President and CEO
Buy indirect
5,300
$5.91
$31.31K
Dakos Andrew
27 Mar 2026
President and CEO
Buy indirect
5,900
$5.92
$34.93K
Dakos Andrew
24 Mar 2026
President and CEO
Buy indirect
1,000
$5.95
$5.95K
Dakos Andrew
24 Mar 2026
President and CEO
Buy indirect
5,000
$5.96
$29.80K
GOLDSTEIN PHILLIP
18 Mar 2026
Secretary
Buy
10,000
$5.98
$59.80K
Dakos Andrew
12 Mar 2026
President and CEO
Buy indirect
3,324
$6.00
$19.94K
Dakos Andrew
11 Mar 2026
President and CEO
Buy indirect
1,700
$6.00
$10.20K
Dakos Andrew
6 Mar 2026
President and CEO
Buy indirect
12,500
$5.97
$74.63K
GOLDSTEIN PHILLIP
5 Mar 2026
Secretary
Buy
10,000
$5.99
$59.90K
Dakos Andrew
5 Mar 2026
President and CEO
Buy indirect
12,000
$6.01
$72.12K
GOLDSTEIN PHILLIP
3 Mar 2026
Secretary
Buy
5,000
$6.01
$30.05K
Dakos Andrew
2 Mar 2026
President and CEO
Buy indirect
9,918
$5.95
$59.01K
Dakos Andrew
2 Mar 2026
President and CEO
Buy indirect
5,000
$6.15
$30.75K
Dakos Andrew
27 Feb 2026
President and CEO
Buy indirect
2,000
$6.20
$12.40K
Dakos Andrew
26 Feb 2026
President and CEO
Buy indirect
5,000
$6.17
$30.85K
Dakos Andrew
24 Feb 2026
President and CEO
Buy indirect
1,348
$6.17
$8.32K
Dakos Andrew
24 Feb 2026
President and CEO
Buy indirect
326
$6.14
$2.00K
Dakos Andrew
23 Feb 2026
President and CEO
Buy indirect
2,000
$6.13
$12.26K
Dakos Andrew
23 Feb 2026
President and CEO
Buy indirect
2,000
$6.14
$12.28K
GOLDSTEIN PHILLIP
23 Feb 2026
Director
Buy
5,000
$6.13
$30.65K
Dakos Andrew
20 Feb 2026
President and CEO
Buy indirect
2,817
$6.16
$17.35K
Dakos Andrew
20 Feb 2026
President and CEO
Buy indirect
183
$6.14
$1.12K
Dakos Andrew
19 Feb 2026
President and CEO
Buy indirect
4,881
$6.12
$29.87K
Dakos Andrew
19 Feb 2026
President and CEO
Buy indirect
119
$6.11
$727.09
GOLDSTEIN PHILLIP
6 Feb 2026
Director
Buy
10,000
$6.07
$60.70K
Dakos Andrew
4 Feb 2026
President and CEO
Buy
2,000
$6.02
$12.04K
Dakos Andrew
4 Feb 2026
President and CEO
Buy
2,000
$6.03
$12.06K
Dakos Andrew
4 Feb 2026
President and CEO
Buy
2,000
$6.04
$12.08K
SELL MORITZ A
3 Feb 2026
Director
Buy
1,000
$5.96
$5.96K
Dakos Andrew
3 Feb 2026
President and CEO
Buy
3,000
$5.96
$17.88K
Dakos Andrew
3 Feb 2026
President and CEO
Buy
7,000
$5.97
$41.79K
SELL MORITZ A
2 Feb 2026
Director
Buy
1,120
$5.98
$6.70K
GOLDSTEIN PHILLIP
30 Jan 2026
Director
Buy
10,000
$5.92
$59.20K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
196
$6.27
$1.23K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
100
$6.26
$625.50
CSS LLC/IL
30 Dec 2025
10% owner
Sell
7,000
$6.25
$43.75K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
4,900
$6.24
$30.58K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
3,000
$6.27
$18.81K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
3,000
$6.26
$18.78K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
1,772
$6.25
$11.08K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
2,100
$6.27
$13.17K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
598
$6.27
$3.75K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
13,402
$6.26
$83.90K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
300
$6.26
$1.88K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
4,600
$6.25
$28.75K
CSS LLC/IL
24 Dec 2025
10% owner
Sell
100
$6.23
$623.00
CSS LLC/IL
24 Dec 2025
10% owner
Sell
1,000
$6.22
$6.22K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
3,000
$6.26
$18.78K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
1,400
$6.25
$8.75K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
1,000
$6.25
$6.25K
CSS LLC/IL
22 Dec 2025
10% owner
Sell
900
$6.26
$5.63K
CSS LLC/IL
22 Dec 2025
10% owner
Sell
167
$6.25
$1.04K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
4,000
$6.24
$24.96K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
500
$6.23
$3.12K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
1,000
$6.22
$6.22K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
500
$6.21
$3.11K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
1,000
$6.20
$6.20K
GOLDSTEIN PHILLIP
11 Dec 2025
Director
Exercised, kept
80,976
$6.07
$491.52K
Das Rajeev P
11 Dec 2025
Secretary
Exercised, kept
468
$6.07
$2.84K
Dakos Andrew
11 Dec 2025
President and CEO
Exercised, kept
35,064
$6.07
$212.84K
SELL MORITZ A
11 Dec 2025
Director
Exercised, kept
7,400
$6.07
$44.92K
SELL MORITZ A
27 Oct 2025
Director
Buy
1,000
$6.06
$6.06K
SELL MORITZ A
30 Jun 2025
Director
Buy
1,815
$6.34
$11.51K
HELLERMAN GERALD
2 Apr 2025
Director
Sell
41
$9.24
$378.84
GOLDSTEIN PHILLIP
17 Jan 2025
Director
Sell
4,535
$8.45
$38.32K
Dakos Andrew
3 Mar 2022
President and CEO
Buy indirect
1,000
$8.82
$8.82K
HELLERMAN GERALD
2 Mar 2022
Director
Buy
498
$8.84
$4.40K
HELLERMAN GERALD
2 Mar 2022
Director
Buy
235
$8.85
$2.08K
HELLERMAN GERALD
2 Mar 2022
Director
Buy
267
$8.87
$2.37K
Dakos Andrew
3 Feb 2022
President and CEO
Buy indirect
572
$9.31
$5.33K
Dakos Andrew
2 Feb 2022
President and CEO
Buy indirect
428
$9.38
$4.01K
GOLDSTEIN PHILLIP
2 Jul 2021
Director
Sell
1,212
$9.79
$11.87K
GOLDSTEIN PHILLIP
4 Jun 2021
Director
Sell
9,899
$9.70
$96.02K
GOLDSTEIN PHILLIP
4 Jun 2021
Director
Sell
67,059
$9.48
$635.38K
GOLDSTEIN PHILLIP
3 Jun 2021
Director
Sell
1,800
$9.67
$17.41K
GOLDSTEIN PHILLIP
3 Jun 2021
Director
Sell
194
$9.68
$1.88K
GOLDSTEIN PHILLIP
2 Jun 2021
Director
Sell
3,041
$9.72
$29.56K
GOLDSTEIN PHILLIP
2 Jun 2021
Director
Sell
3,874
$9.71
$37.62K
GOLDSTEIN PHILLIP
2 Jun 2021
Director
Sell
1,796
$9.73
$17.48K
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
5,000
$9.69
$48.45K
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
142
$9.75
$1.38K
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
100
$9.73
$973.00
GOLDSTEIN PHILLIP
1 Jun 2021
Director
Sell
4,847
$9.72
$47.11K
SELL MORITZ A
5 May 2021
Director
Sell
2,000
$9.12
$18.24K
SELL MORITZ A
2 Oct 2020
Director
Sell
2,000
$8.37
$16.74K
GOLDSTEIN PHILLIP
30 Apr 2020
Director
Buy
500
$7.37
$3.69K
GOLDSTEIN PHILLIP
23 Apr 2020
Director
Buy
5,000
$7.35
$36.75K
HELLERMAN GERALD
3 Apr 2020
Director
Buy
1,000
$6.90
$6.90K
SELL MORITZ A
16 Mar 2020
Director
Buy
1,017
$6.13
$6.23K
SELL MORITZ A
9 Mar 2020
Director
Buy
2,000
$7.67
$15.35K
GOLDSTEIN PHILLIP
28 Feb 2020
Director
Buy
4,899
$7.73
$37.87K
Dakos Andrew
28 Feb 2020
President and CEO
Buy
1,000
$7.75
$7.75K
GOLDSTEIN PHILLIP
27 Feb 2020
Director
Buy
5,000
$7.99
$39.95K
HELLERMAN GERALD
27 Feb 2020
Director
Buy
1,000
$8.00
$8.00K
GOLDSTEIN PHILLIP
25 Feb 2020
Director
Buy
4,987
$8.42
$41.99K
GOLDSTEIN PHILLIP
25 Feb 2020
Director
Buy
5,000
$8.33
$41.65K
GOLDSTEIN PHILLIP
25 Feb 2020
Director
Buy
5,000
$8.32
$41.60K
GOLDSTEIN PHILLIP
24 Feb 2020
Director
Buy
5,000
$8.45
$42.25K
GOLDSTEIN PHILLIP
24 Feb 2020
Director
Buy
5,013
$8.42
$42.21K
GOLDSTEIN PHILLIP
6 Jan 2020
Director
Buy
1,086
$8.33
$9.05K
GOLDSTEIN PHILLIP
19 Dec 2019
Director
Buy
2,611
$8.20
$21.41K
GOLDSTEIN PHILLIP
18 Dec 2019
Director
Buy
614
$8.15
$5.00K
GOLDSTEIN PHILLIP
17 Dec 2019
Director
Buy
40,000
$8.15
$326.00K
GOLDSTEIN PHILLIP
2 Dec 2019
Director
Buy
8,209
$8.12
$66.66K
GOLDSTEIN PHILLIP
2 Dec 2019
Director
Buy
10,000
$8.10
$81.00K
GOLDSTEIN PHILLIP
2 Dec 2019
Director
Buy
10,000
$8.09
$80.90K
GOLDSTEIN PHILLIP
29 Nov 2019
Director
Buy
1,791
$8.12
$14.54K
HELLERMAN GERALD
8 Oct 2019
Director
Buy
1,000
$7.93
$7.93K
SELL MORITZ A
5 Aug 2019
Director
Buy
1,875
$7.87
$14.76K
HELLERMAN GERALD
2 Aug 2019
Director
Buy
1,000
$8.00
$8.00K
Dakos Andrew
20 Feb 2018
Director
Buy indirect
5,700
$12.74
$72.61K
Dakos Andrew
16 Feb 2018
Director
Buy
500
$12.84
$6.42K
Dakos Andrew
13 Feb 2018
Director
Buy indirect
7,400
$12.35
$91.39K
Dakos Andrew
12 Feb 2018
Director
Buy indirect
3,800
$12.35
$46.94K
Dakos Andrew
5 Feb 2018
Director
Buy indirect
6,442
$12.88
$82.97K
Dakos Andrew
1 Feb 2018
Director
Buy indirect
1,353
$13.40
$18.13K
Dakos Andrew
30 Jan 2018
Director
Buy indirect
5,042
$13.45
$67.82K
Dakos Andrew
19 Jan 2018
Director
Buy indirect
16,103
$13.15
$211.79K
Dakos Andrew
10 Jan 2018
Director
Buy
292
$12.92
$3.77K
Dakos Andrew
9 Jan 2018
Director
Buy indirect
8,230
$12.93
$106.37K
Dakos Andrew
8 Jan 2018
Director
Buy indirect
1,752
$12.94
$22.66K
Dakos Andrew
4 Jan 2018
Director
Buy indirect
5,533
$12.87
$71.23K
Dakos Andrew
3 Jan 2018
Director
Buy indirect
3,950
$12.79
$50.53K
Dakos Andrew
29 Dec 2017
Director
Buy indirect
1,332
$12.74
$16.97K
Dakos Andrew
28 Dec 2017
Director
Buy indirect
14,036
$12.66
$177.67K
Dakos Andrew
27 Dec 2017
Director
Buy indirect
19,600
$12.63
$247.55K
Dakos Andrew
21 Dec 2017
Director
Buy indirect
7,235
$12.57
$90.94K
Dakos Andrew
20 Dec 2017
Director
Buy indirect
3,163
$12.41
$39.25K
Dakos Andrew
19 Dec 2017
Director
Buy indirect
3,300
$12.55
$41.43K
Dakos Andrew
30 Nov 2017
Director
Buy indirect
2,873
$12.70
$36.48K
Dakos Andrew
29 Nov 2017
Director
Buy indirect
2,283
$12.66
$28.90K
Dakos Andrew
21 Nov 2017
Director
Buy indirect
13,060
$12.60
$164.49K
Dakos Andrew
15 Nov 2017
Director
Buy indirect
1,394
$12.34
$17.21K
Ricciardi Fred J
7 Jun 2017
Director
Buy
4,000
$12.60
$50.40K
Boillat Jean-Marc
10 Mar 2017
Director
Sell
3,000
$11.07
$33.20K
Calhoun Joseph S III
30 Dec 2016
Director
Buy
250
$10.21
$2.55K
Calhoun Joseph S III
9 Dec 2016
Director
Buy
300
$10.03
$3.01K

What was left out

Form 4 filings counted 115
Amendments (4/A) skipped 1
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 41
Transactions with no price 0
Shares from compensation/vesting 5,228,168
Sales filed before the plan box existed 15
History held since 6 Dec 2016