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Total Return Securities Fund

SWZ Net buying
CIK 0000813623 #5687 in the set updated 17 Sep 2026
Bought (12 mo)
$1.36M
out of their own pocket, the only kind of buying there is
Sold (12 mo)
$347.18K
$0.00 on a plan · $0.00 straight out of an exercise
Sold at will
$347.18K
24 of 24 sales
Net
+$1.01M
+$1.01M against sales at will

By person

6 insiders · 96 transactions
Insider
Role
Bought
Sold
Net
Holding
Worth
Change
Dakos Andrew
President and CEO
$874.24K (42)
+$874.24K
171,000
$1.02M
+5,481%
CSS LLC/IL entity
10% owner
$347.18K (24)
−$347.18K
1,686,971
$10.09M
−3.2%
GOLDSTEIN PHILLIP
Secretary
$335.88K (7)
+$335.88K
119,214
$712.90K
+570.4%
SELL MORITZ A
Director
$127.02K (17)
+$127.02K
28,246
$168.91K
+1,682%
Das Rajeev P
Secretary
$18.18K (2)
+$18.18K
3,400
$20.33K
+10,525%
HELLERMAN GERALD
Director
3,527
$21.09K
−33.7%

No percentages here. Total Return Securities Fund reports its share count only per share class, which the XBRL frames API does not carry.

Insider
Date
Role
Action
Shares
Price
Amount
SELL MORITZ A
31 Aug 2026
Director
Buy
3,000
$5.98
$17.94K
Das Rajeev P
24 Aug 2026
Secretary
Buy
1,366
$5.93
$8.10K
Das Rajeev P
21 Aug 2026
Secretary
Buy
1,700
$5.93
$10.08K
SELL MORITZ A
10 Aug 2026
Director
Buy
1,000
$5.91
$5.91K
SELL MORITZ A
23 Jul 2026
Director
Buy
2,000
$5.86
$11.72K
SELL MORITZ A
22 Jul 2026
Director
Buy
517
$5.90
$3.05K
SELL MORITZ A
21 Jul 2026
Director
Buy
483
$5.90
$2.85K
SELL MORITZ A
20 Jul 2026
Director
Buy
1,000
$5.93
$5.93K
GOLDSTEIN PHILLIP
6 Jul 2026
Secretary
Buy
5,980
$5.95
$35.58K
Dakos Andrew
2 Jul 2026
President and CEO
Buy indirect
4,767
$5.92
$28.22K
Dakos Andrew
2 Jul 2026
President and CEO
Buy indirect
233
$5.92
$1.38K
SELL MORITZ A
29 Jun 2026
Director
Buy
2,000
$5.93
$11.85K
SELL MORITZ A
26 Jun 2026
Director
Buy
2,091
$5.89
$12.31K
SELL MORITZ A
18 Jun 2026
Director
Buy
1,853
$5.91
$10.95K
SELL MORITZ A
17 Jun 2026
Director
Buy
147
$5.91
$868.77
SELL MORITZ A
16 Jun 2026
Director
Buy
2,000
$5.96
$11.92K
SELL MORITZ A
15 Jun 2026
Director
Buy
155
$5.95
$922.25
SELL MORITZ A
29 May 2026
Director
Buy
1,000
$6.01
$6.01K
Dakos Andrew
28 May 2026
President and CEO
Buy indirect
5,400
$5.99
$32.35K
Dakos Andrew
28 May 2026
President and CEO
Buy indirect
100
$5.98
$598.00
Dakos Andrew
27 May 2026
President and CEO
Buy indirect
3,000
$5.98
$17.94K
Dakos Andrew
27 May 2026
President and CEO
Buy indirect
4,500
$5.97
$26.87K
Dakos Andrew
20 May 2026
President and CEO
Buy indirect
2,987
$5.96
$17.80K
Dakos Andrew
19 May 2026
President and CEO
Buy indirect
13
$5.95
$77.35
Dakos Andrew
18 May 2026
President and CEO
Buy indirect
4,000
$5.95
$23.80K
SELL MORITZ A
24 Apr 2026
Director
Buy
1,002
$6.07
$6.08K
Dakos Andrew
17 Apr 2026
President and CEO
Buy indirect
3,000
$6.09
$18.27K
Dakos Andrew
16 Apr 2026
President and CEO
Buy
547
$6.04
$3.30K
Dakos Andrew
16 Apr 2026
President and CEO
Buy indirect
3,000
$6.05
$18.15K
Dakos Andrew
16 Apr 2026
President and CEO
Buy indirect
4,718
$6.06
$28.59K
Dakos Andrew
8 Apr 2026
President and CEO
Buy indirect
4,000
$5.98
$23.90K
Dakos Andrew
7 Apr 2026
President and CEO
Buy indirect
2,000
$5.95
$11.90K
Dakos Andrew
6 Apr 2026
President and CEO
Buy indirect
100
$5.95
$595.00
Dakos Andrew
2 Apr 2026
President and CEO
Buy indirect
4,863
$5.93
$28.83K
Dakos Andrew
30 Mar 2026
President and CEO
Buy indirect
5,300
$5.91
$31.31K
Dakos Andrew
27 Mar 2026
President and CEO
Buy indirect
5,900
$5.92
$34.93K
Dakos Andrew
24 Mar 2026
President and CEO
Buy indirect
1,000
$5.95
$5.95K
Dakos Andrew
24 Mar 2026
President and CEO
Buy indirect
5,000
$5.96
$29.80K
GOLDSTEIN PHILLIP
18 Mar 2026
Secretary
Buy
10,000
$5.98
$59.80K
Dakos Andrew
12 Mar 2026
President and CEO
Buy indirect
3,324
$6.00
$19.94K
Dakos Andrew
11 Mar 2026
President and CEO
Buy indirect
1,700
$6.00
$10.20K
Dakos Andrew
6 Mar 2026
President and CEO
Buy indirect
12,500
$5.97
$74.63K
GOLDSTEIN PHILLIP
5 Mar 2026
Secretary
Buy
10,000
$5.99
$59.90K
Dakos Andrew
5 Mar 2026
President and CEO
Buy indirect
12,000
$6.01
$72.12K
GOLDSTEIN PHILLIP
3 Mar 2026
Secretary
Buy
5,000
$6.01
$30.05K
Dakos Andrew
2 Mar 2026
President and CEO
Buy indirect
9,918
$5.95
$59.01K
Dakos Andrew
2 Mar 2026
President and CEO
Buy indirect
5,000
$6.15
$30.75K
Dakos Andrew
27 Feb 2026
President and CEO
Buy indirect
2,000
$6.20
$12.40K
Dakos Andrew
26 Feb 2026
President and CEO
Buy indirect
5,000
$6.17
$30.85K
Dakos Andrew
24 Feb 2026
President and CEO
Buy indirect
1,348
$6.17
$8.32K
Dakos Andrew
24 Feb 2026
President and CEO
Buy indirect
326
$6.14
$2.00K
Dakos Andrew
23 Feb 2026
President and CEO
Buy indirect
2,000
$6.13
$12.26K
Dakos Andrew
23 Feb 2026
President and CEO
Buy indirect
2,000
$6.14
$12.28K
GOLDSTEIN PHILLIP
23 Feb 2026
Director
Buy
5,000
$6.13
$30.65K
Dakos Andrew
20 Feb 2026
President and CEO
Buy indirect
2,817
$6.16
$17.35K
Dakos Andrew
20 Feb 2026
President and CEO
Buy indirect
183
$6.14
$1.12K
Dakos Andrew
19 Feb 2026
President and CEO
Buy indirect
4,881
$6.12
$29.87K
Dakos Andrew
19 Feb 2026
President and CEO
Buy indirect
119
$6.11
$727.09
GOLDSTEIN PHILLIP
6 Feb 2026
Director
Buy
10,000
$6.07
$60.70K
Dakos Andrew
4 Feb 2026
President and CEO
Buy
2,000
$6.02
$12.04K
Dakos Andrew
4 Feb 2026
President and CEO
Buy
2,000
$6.03
$12.06K
Dakos Andrew
4 Feb 2026
President and CEO
Buy
2,000
$6.04
$12.08K
SELL MORITZ A
3 Feb 2026
Director
Buy
1,000
$5.96
$5.96K
Dakos Andrew
3 Feb 2026
President and CEO
Buy
3,000
$5.96
$17.88K
Dakos Andrew
3 Feb 2026
President and CEO
Buy
7,000
$5.97
$41.79K
SELL MORITZ A
2 Feb 2026
Director
Buy
1,120
$5.98
$6.70K
GOLDSTEIN PHILLIP
30 Jan 2026
Director
Buy
10,000
$5.92
$59.20K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
196
$6.27
$1.23K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
100
$6.26
$625.50
CSS LLC/IL
30 Dec 2025
10% owner
Sell
7,000
$6.25
$43.75K
CSS LLC/IL
30 Dec 2025
10% owner
Sell
4,900
$6.24
$30.58K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
3,000
$6.27
$18.81K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
3,000
$6.26
$18.78K
CSS LLC/IL
29 Dec 2025
10% owner
Sell
1,772
$6.25
$11.08K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
2,100
$6.27
$13.17K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
598
$6.27
$3.75K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
13,402
$6.26
$83.90K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
300
$6.26
$1.88K
CSS LLC/IL
26 Dec 2025
10% owner
Sell
4,600
$6.25
$28.75K
CSS LLC/IL
24 Dec 2025
10% owner
Sell
100
$6.23
$623.00
CSS LLC/IL
24 Dec 2025
10% owner
Sell
1,000
$6.22
$6.22K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
3,000
$6.26
$18.78K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
1,400
$6.25
$8.75K
CSS LLC/IL
23 Dec 2025
10% owner
Sell
1,000
$6.25
$6.25K
CSS LLC/IL
22 Dec 2025
10% owner
Sell
900
$6.26
$5.63K
CSS LLC/IL
22 Dec 2025
10% owner
Sell
167
$6.25
$1.04K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
4,000
$6.24
$24.96K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
500
$6.23
$3.12K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
1,000
$6.22
$6.22K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
500
$6.21
$3.11K
CSS LLC/IL
15 Dec 2025
10% owner
Sell
1,000
$6.20
$6.20K
GOLDSTEIN PHILLIP
11 Dec 2025
Director
Exercised, kept
80,976
$6.07
$491.52K
Das Rajeev P
11 Dec 2025
Secretary
Exercised, kept
468
$6.07
$2.84K
Dakos Andrew
11 Dec 2025
President and CEO
Exercised, kept
35,064
$6.07
$212.84K
SELL MORITZ A
11 Dec 2025
Director
Exercised, kept
7,400
$6.07
$44.92K
SELL MORITZ A
27 Oct 2025
Director
Buy
1,000
$6.06
$6.06K

What was left out

Form 4 filings counted 46
Amendments (4/A) skipped 0
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 24
Transactions with no price 0
Shares from compensation/vesting 174,061
History held since 6 Dec 2016