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COHEN HARRY D

Man Dir. ,Co-CIO,Sudadviser at ClearBridge Energy Midstream Opportunity Fund · Co-Chief CIO of Subadviser at LMP CAPITAL & INCOME FUND. Filing since 13 Mar 2012. CIK 0001279778

EMO ClearBridge Energy Midstream Opportunity Fund Inc. Man Dir. ,Co-CIO,Sudadviser · 7 trades SCD LMP CAPITAL & INCOME FUND INC. Co-Chief CIO of Subadviser · 1 trade
Company
Date
Role
Action
Shares
Amount
Of holding
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
30 Dec 2019
Man Dir. ,Co-CIO,Sudadviser
Sold, plan not stated
4,000
$33.66K
100%
SCD LMP CAPITAL & INCOME FUND INC.
27 Apr 2016
Co-Chief CIO of Subadviser
Bought
10,000
$126.30K
opened
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
7 Dec 2015
Man. Dir. & CIO of Subadviser
Sold, plan not stated
1,692
$19.15K
100%
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
1 Dec 2015
Man. Dir & CIO of Subadviser
Sold, plan not stated
15,000
$217.59K
92.3%
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
10 Dec 2014
Man. Dir. & CIO of Subadviser
Bought
5,000
$106.80K
48.2%
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
9 Jan 2013
Man. Dir. & CIO of Subadviser
Bought
4,000
$87.11K
opened
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
2 Jan 2013
Man. Dir. & CIO of Subadviser
Bought
5,000
$106.98K
119%
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
13 Mar 2012
Director
Bought
4,000
$81.12K
opened
8 decisions on file.