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Insiders · Profile

RIVERNORTH CAPITAL MANAGEMENT, LLC

Advisor at RiverNorth Flexible Municipal Income Fund · Subadviser at RIVERNORTH OPPORTUNITIES FUND · Adviser at RiverNorth Flexible Municipal Income Fund II · and 4 more. Filing since 1 Sep 2015. CIK 0001447578

RFM RiverNorth Flexible Municipal Income Fund, Inc. Advisor · 84 trades RIV RIVERNORTH OPPORTUNITIES FUND, INC. Subadviser · 98 trades RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Adviser · 5 trades RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Investment Adviser · 1 trade RSF RiverNorth Capital & Income Fund, Inc. Investment Adviser · 2 trades FTF FRANKLIN LTD DURATION INCOME TRUST 10% owner · 2 trades AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND 10% owner · 1 trade
Company
Date
Role
Action
Shares
Amount
Of holding
RFM RiverNorth Flexible Municipal Income Fund, Inc.
3 Feb 2022
Advisor
Sold, plan not stated
2,200
$45.91K
2.9%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
11 Jan 2022
Advisor
Sold, plan not stated
2,200
$49.26K
2.8%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
10 Jan 2022
Advisor
Sold, plan not stated
2,200
$48.82K
2.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
23 Dec 2021
Advisor
Sold, plan not stated
1,283
$28.48K
1.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
16 Dec 2021
Advisor
Sold, plan not stated
2,200
$50.84K
2.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
7 Dec 2021
Advisor
Sold, plan not stated
2,200
$50.12K
2.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
30 Nov 2021
Advisor
Sold, plan not stated
2,200
$50.80K
2.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
29 Nov 2021
Advisor
Sold, plan not stated
2,200
$50.71K
2.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
19 Nov 2021
Advisor
Sold, plan not stated
100
$2.32K
0.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
18 Nov 2021
Advisor
Sold, plan not stated
2,200
$50.93K
2.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
17 Nov 2021
Advisor
Sold, plan not stated
2,200
$50.95K
2.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
26 Oct 2021
Advisor
Sold, plan not stated
1,400
$32.20K
1.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
18 Oct 2021
Advisor
Sold, plan not stated
12,200
$287.80K
11.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
14 Oct 2021
Advisor
Sold, plan not stated
2,200
$51.19K
2.0%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
13 Oct 2021
Advisor
Sold, plan not stated
2,200
$51.35K
2.0%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
11 Oct 2021
Advisor
Sold, plan not stated
1,740
$40.61K
1.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
8 Oct 2021
Advisor
Sold, plan not stated
2,200
$51.35K
1.9%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
7 Oct 2021
Advisor
Sold, plan not stated
1,650
$38.49K
1.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
6 Oct 2021
Advisor
Sold, plan not stated
2,200
$51.04K
1.8%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
29 Sep 2021
Advisor
Sold, plan not stated
370
$8.72K
0.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
21 Sep 2021
Advisor
Sold, plan not stated
700
$16.79K
0.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
20 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.80K
1.8%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
17 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.91K
1.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
16 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.93K
1.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
15 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.91K
1.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
14 Sep 2021
Advisor
Sold, plan not stated
2,200
$53.04K
1.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
13 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.93K
1.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
7 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.78K
1.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
3 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.67K
1.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
2 Sep 2021
Advisor
Sold, plan not stated
1,923
$46.21K
1.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
1 Sep 2021
Advisor
Sold, plan not stated
2,200
$52.87K
1.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
31 Aug 2021
Adviser
Sold, plan not stated
1,126
$27.05K
0.8%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
30 Aug 2021
Adviser
Sold, plan not stated
850
$20.43K
0.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
25 Aug 2021
Adviser
Sold, plan not stated
2,200
$52.67K
1.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
18 Aug 2021
Adviser
Sold, plan not stated
1,800
$43.56K
1.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
16 Aug 2021
Adviser
Sold, plan not stated
1,720
$41.93K
1.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
13 Aug 2021
Adviser
Sold, plan not stated
50
$1.23K
0.0%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
12 Aug 2021
Adviser
Sold, plan not stated
100
$2.45K
0.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
11 Aug 2021
Adviser
Sold, plan not stated
2,200
$53.88K
1.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
10 Aug 2021
Adviser
Sold, plan not stated
697
$17.05K
0.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
28 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.22K
1.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
23 Jul 2021
Adviser
Sold, plan not stated
117
$2.85K
0.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
21 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.68K
1.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
20 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.68K
1.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
19 Jul 2021
Adviser
Sold, plan not stated
1,125
$27.42K
0.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
15 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.88K
1.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
14 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.68K
1.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
13 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.35K
1.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
12 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.44K
1.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
9 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.31K
1.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
8 Jul 2021
Adviser
Sold, plan not stated
2,200
$53.22K
1.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
7 Jul 2021
Adviser
Sold, plan not stated
2,200
$52.95K
1.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
6 Jul 2021
Adviser
Sold, plan not stated
2,200
$52.71K
1.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
24 Jun 2021
Adviser
Sold, plan not stated
1,201
$28.50K
0.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
16 Jun 2021
Adviser
Sold, plan not stated
800
$19.40K
0.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
15 Jun 2021
Adviser
Sold, plan not stated
2,200
$53.33K
1.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
10 Jun 2021
Adviser
Sold, plan not stated
2,200
$53.22K
1.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
3 Jun 2021
Adviser
Sold, plan not stated
900
$21.60K
0.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
1 Jun 2021
Adviser
Sold, plan not stated
2,200
$52.60K
1.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
24 May 2021
Adviser
Sold, plan not stated
1,000
$23.80K
0.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
18 May 2021
Adviser
Sold, plan not stated
1,476
$34.77K
0.8%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
14 May 2021
Adviser
Sold, plan not stated
2,200
$50.86K
1.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
12 May 2021
Adviser
Sold, plan not stated
2,200
$51.74K
1.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
10 May 2021
Subadviser
Sold, plan not stated
4,917
$88.70K
28.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
10 May 2021
Adviser
Sold, plan not stated
2,200
$51.96K
1.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
7 May 2021
Subadviser
Sold, plan not stated
8,800
$159.19K
33.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
7 May 2021
Adviser
Sold, plan not stated
2,200
$51.77K
1.0%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
30 Apr 2021
Subadviser
Sold, plan not stated
5,302
$93.74K
16.8%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
30 Apr 2021
Adviser
Sold, plan not stated
500
$11.48K
0.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
29 Apr 2021
Adviser
Sold, plan not stated
3,100
$70.68K
1.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
23 Apr 2021
Subadviser
Sold, plan not stated
5,000
$87.35K
13.7%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
23 Apr 2021
Adviser
Sold, plan not stated
3,600
$82.08K
1.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
13 Apr 2021
Subadviser
Sold, plan not stated
7,114
$126.42K
16.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
13 Apr 2021
Adviser
Sold, plan not stated
1,900
$43.40K
0.9%
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
5 Apr 2021
Adviser
Sold, plan not stated
3,600
$80.42K
1.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Apr 2021
Subadviser
Sold, plan not stated
4,000
$70.40K
8.4%
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
26 Mar 2021
Adviser
Sold, plan not stated
2,200
$48.99K
1.0%
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
24 Mar 2021
Adviser
Sold, plan not stated
1,385
$30.76K
0.6%
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
23 Mar 2021
Adviser
Sold, plan not stated
2,425
$53.79K
1.0%
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
22 Mar 2021
Adviser
Sold, plan not stated
900
$19.98K
0.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
21 Mar 2021
Subadviser
Sold, plan not stated
6,279
$109.00K
11.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
18 Mar 2021
Adviser
Sold, plan not stated
1,333
$29.59K
0.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
17 Mar 2021
Subadviser
Sold, plan not stated
5,000
$88.40K
8.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
17 Mar 2021
Adviser
Sold, plan not stated
1,500
$33.12K
0.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
15 Mar 2021
Subadviser
Sold, plan not stated
5,510
$97.64K
8.5%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
15 Mar 2021
Adviser
Sold, plan not stated
3,600
$80.17K
1.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
12 Mar 2021
Subadviser
Sold, plan not stated
5,000
$88.00K
7.2%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
12 Mar 2021
Adviser
Sold, plan not stated
3,000
$66.21K
1.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Mar 2021
Subadviser
Sold, plan not stated
8,500
$144.67K
10.9%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
5 Mar 2021
Adviser
Sold, plan not stated
3,662
$80.45K
1.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
3 Mar 2021
Subadviser
Sold, plan not stated
7,635
$132.62K
8.9%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
3 Mar 2021
Adviser
Sold, plan not stated
2,091
$45.83K
0.8%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
10 Feb 2021
Adviser
Sold, plan not stated
3,662
$84.04K
1.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
9 Feb 2021
Subadviser
Sold, plan not stated
9,450
$165.38K
9.9%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
9 Feb 2021
Adviser
Sold, plan not stated
3,662
$84.23K
1.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Feb 2021
Subadviser
Sold, plan not stated
17,584
$304.91K
15.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
5 Feb 2021
Adviser
Sold, plan not stated
3,662
$82.03K
1.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
4 Feb 2021
Adviser
Sold, plan not stated
3,662
$82.58K
1.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
4 Feb 2021
Subadviser
Sold, plan not stated
2,000
$34.34K
1.7%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
3 Feb 2021
Subadviser
Sold, plan not stated
7,459
$126.88K
6.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
3 Feb 2021
Adviser
Sold, plan not stated
3,662
$81.74K
1.4%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
2 Feb 2021
Adviser
Sold, plan not stated
3,662
$81.55K
1.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
2 Feb 2021
Subadviser
Sold, plan not stated
2,000
$34.02K
1.6%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
12 Jan 2021
Adviser
Sold, plan not stated
3,662
$81.59K
1.3%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
11 Jan 2021
Adviser
Sold, plan not stated
3,186
$70.67K
1.1%
RFM RiverNorth Flexible Municipal Income Fund, Inc.
20 Oct 2020
Investment Adviser
Sold, plan not stated
2,400
$48.60K
0.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
23 Oct 2019
Subadviser
Sold, plan not stated
10,290
$617.40
100%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
22 Oct 2019
Subadviser
Sold, plan not stated
51,429
$2.06K
83.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
21 Oct 2019
Subadviser
Sold, plan not stated
47,938
$1.72K
43.7%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
18 Oct 2019
Subadviser
Sold, plan not stated
14,465
$869.35
11.7%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
16 Oct 2019
Subadviser
Sold, plan not stated
5,522
$92.02K
4.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
8 Oct 2019
Subadviser
Sold, plan not stated
3,429
$57.95K
2.8%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
26 Sep 2019
Subadviser
Sold, plan not stated
5,000
$85.60K
3.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
25 Sep 2019
Subadviser
Sold, plan not stated
2,700
$46.55K
2.0%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
9 Sep 2019
Subadviser
Sold, plan not stated
679
$11.67K
0.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
28 Aug 2019
Subadviser
Sold, plan not stated
624
$10.58K
0.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
27 Aug 2019
Subadviser
Sold, plan not stated
3,000
$50.85K
2.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
1 Aug 2019
Subadviser
Sold, plan not stated
6,300
$109.79K
4.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
16 Jul 2019
Subadviser
Sold, plan not stated
1,755
$30.54K
1.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
15 Jul 2019
Subadviser
Sold, plan not stated
4,018
$70.92K
2.7%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
11 Jul 2019
Subadviser
Sold, plan not stated
5,500
$96.91K
3.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
10 Jul 2019
Subadviser
Sold, plan not stated
5,372
$93.86K
3.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
9 Jul 2019
Subadviser
Sold, plan not stated
400
$6.97K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
8 Jul 2019
Subadviser
Sold, plan not stated
5,238
$90.71K
3.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Jul 2019
Subadviser
Sold, plan not stated
3,400
$58.68K
2.0%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
2 Jul 2019
Subadviser
Sold, plan not stated
370
$6.39K
0.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
21 Jun 2019
Subadviser
Sold, plan not stated
581
$9.94K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
20 Jun 2019
Subadviser
Sold, plan not stated
2,000
$34.14K
1.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
18 Jun 2019
Subadviser
Sold, plan not stated
513
$8.76K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
13 Jun 2019
Subadviser
Sold, plan not stated
5,000
$84.90K
2.8%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
10 Jun 2019
Subadviser
Sold, plan not stated
200
$3.42K
0.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
6 Jun 2019
Subadviser
Sold, plan not stated
3,191
$54.03K
1.8%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Jun 2019
Subadviser
Sold, plan not stated
2,000
$33.84K
1.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
4 Jun 2019
Subadviser
Sold, plan not stated
2,800
$47.30K
1.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
6 May 2019
Subadviser
Sold, plan not stated
5,500
$94.71K
2.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
2 May 2019
Subadviser
Sold, plan not stated
5,500
$93.83K
2.8%
RMI RiverNorth Opportunistic Municipal Income Fund, Inc.
26 Oct 2018
Investment Adviser
Bought
5,010
$100.20K
opened
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
13 Jun 2018
Subadviser
Sold, plan not stated
4,178
$89.86K
2.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
12 Jun 2018
Subadviser
Sold, plan not stated
3,300
$70.80K
1.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
11 Jun 2018
Subadviser
Sold, plan not stated
5,517
$118.47K
2.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
8 Jun 2018
Subadviser
Sold, plan not stated
3,118
$66.74K
1.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
7 Jun 2018
Subadviser
Sold, plan not stated
3,953
$84.80K
1.8%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Jun 2018
Subadviser
Sold, plan not stated
7,500
$160.34K
3.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
4 Jun 2018
Subadviser
Sold, plan not stated
7,437
$158.94K
3.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
1 Jun 2018
Subadviser
Sold, plan not stated
3,008
$64.24K
1.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
30 May 2018
Subadviser
Sold, plan not stated
5,000
$106.51K
2.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
29 May 2018
Subadviser
Sold, plan not stated
7,500
$159.39K
3.0%
RSF RiverNorth Capital & Income Fund, Inc.
11 Apr 2018
Investment Adviser
Sold, plan not stated
41,369
$991.20K
100%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
10 Jan 2018
Subadviser
Sold, plan not stated
7,400
$153.48K
2.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
9 Jan 2018
Subadviser
Sold, plan not stated
7,000
$145.25K
2.7%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
8 Jan 2018
Subadviser
Sold, plan not stated
7,000
$144.13K
2.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
3 Jan 2018
Subadviser
Sold, plan not stated
5,300
$107.48K
1.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
2 Jan 2018
Subadviser
Sold, plan not stated
13,000
$261.24K
4.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
21 Dec 2017
Subadviser
Sold, plan not stated
13,442
$265.48K
4.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
30 Oct 2017
Subadviser
Sold, plan not stated
17,860
$4.19K
6.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
23 Oct 2017
Subadviser
Sold, plan not stated
19,691
$4.33K
6.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
10 Oct 2017
Subadviser
Sold, plan not stated
7,374
$154.98K
2.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
9 Oct 2017
Subadviser
Sold, plan not stated
7,000
$147.00K
2.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Oct 2017
Subadviser
Sold, plan not stated
7,000
$145.01K
10.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
18 Sep 2017
Subadviser
Sold, plan not stated
3,700
$78.03K
1.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
14 Sep 2017
Subadviser
Sold, plan not stated
800
$16.89K
0.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
8 Sep 2017
Subadviser
Sold, plan not stated
2,800
$58.84K
0.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
6 Sep 2017
Subadviser
Sold, plan not stated
1,000
$21.03K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Sep 2017
Subadviser
Sold, plan not stated
7,300
$154.03K
2.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
18 May 2017
SUBADVISER
Sold, plan not stated
1,300
$25.81K
0.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
16 May 2017
SUBADVISER
Sold, plan not stated
415
$8.29K
0.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
24 Apr 2017
SUBADVISER
Sold, plan not stated
2,000
$39.94K
0.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
20 Apr 2017
Subadviser
Sold, plan not stated
2,000
$39.90K
0.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
19 Apr 2017
SUBADVISER
Sold, plan not stated
1,600
$31.70K
0.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
17 Apr 2017
SUBADVISER
Sold, plan not stated
1,100
$21.78K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
13 Apr 2017
SUBADVISER
Sold, plan not stated
3,200
$63.41K
0.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
12 Apr 2017
SUBADVISER
Sold, plan not stated
1,000
$20.00K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
11 Apr 2017
SUBADVISER
Sold, plan not stated
3,200
$63.74K
0.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
10 Apr 2017
SUBADVISER
Sold, plan not stated
1,000
$19.85K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
7 Apr 2017
SUBADVISER
Sold, plan not stated
2,136
$42.26K
0.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
5 Apr 2017
SUBADVISER
Sold, plan not stated
2,000
$39.42K
0.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
4 Apr 2017
SUBADVISER
Sold, plan not stated
1,100
$21.73K
0.3%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
3 Apr 2017
SUBADVISER
Sold, plan not stated
1,500
$29.48K
0.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
31 Mar 2017
SUBADVISER
Sold, plan not stated
1,500
$29.58K
0.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
30 Mar 2017
SUBADVISER
Sold, plan not stated
1,898
$37.20K
0.5%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
21 Mar 2017
SUBADVISER
Sold, plan not stated
2,000
$39.20K
84.6%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
9 Mar 2017
SUBADVISER
Sold, plan not stated
3,200
$62.88K
0.9%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
8 Mar 2017
SUBADVISER
Sold, plan not stated
3,000
$58.98K
0.8%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
27 Feb 2017
SUBADVISER
Sold, plan not stated
1,500
$29.80K
0.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
17 Feb 2017
SUBADVISER
Sold, plan not stated
499
$9.89K
0.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
13 Feb 2017
SUBADVISER
Sold, plan not stated
200
$4.01K
0.1%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
10 Feb 2017
SUBADVISER
Sold, plan not stated
762
$15.15K
0.2%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
6 Feb 2017
SUBADVISER
Sold, plan not stated
500
$9.92K
0.1%
FTF FRANKLIN LTD DURATION INCOME TRUST
27 Oct 2016
10% owner
Bought
24
no price
1.3%
RSF RiverNorth Capital & Income Fund, Inc.
22 Sep 2016
Investment Adviser
Bought
40,000
$1.00M
opened
FTF FRANKLIN LTD DURATION INCOME TRUST
18 Aug 2016
10% owner
Bought
7
no price
0.4%
RIV RIVERNORTH OPPORTUNITIES FUND, INC.
29 Dec 2015
SUBADVISER
Bought
375,000
$7.50M
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
1 Sep 2015
10% owner
Sold, plan not stated
1,019
no price
100%
193 decisions on file.