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Putnam James S
Director at LPL Financial. Filing since 17 Nov 2010.
CIK 0001405298
Company
Date
Role
Action
Shares
Amount
Of holding
LPLA
LPL Financial Holdings Inc.
9 Jan 2014
Director
Sold, plan not stated
30,000
$1.50M
22.3%
LPLA
LPL Financial Holdings Inc.
7 Jan 2014
Director
Sold, plan not stated
30,000
$1.44M
18.3%
LPLA
LPL Financial Holdings Inc.
23 Dec 2013
Director
Sold, plan not stated
30,000
$1.38M
15.4%
LPLA
LPL Financial Holdings Inc.
10 Dec 2013
Director
Sold, plan not stated
11,102
$488.49K
5.4%
LPLA
LPL Financial Holdings Inc.
9 Dec 2013
Director
Sold, plan not stated
18,898
$831.51K
8.4%
LPLA
LPL Financial Holdings Inc.
13 Nov 2013
Director
Sold, plan not stated
16,627
$700.99K
100%
LPLA
LPL Financial Holdings Inc.
13 Nov 2013
Director
Sold, plan not stated
12,868
$542.00K
5.5%
LPLA
LPL Financial Holdings Inc.
12 Nov 2013
Director
Sold, plan not stated
33,070
$1.39M
66.5%
LPLA
LPL Financial Holdings Inc.
12 Nov 2013
Director
Sold, plan not stated
17,132
$719.72K
6.8%
LPLA
LPL Financial Holdings Inc.
21 Oct 2013
Director
Sold, plan not stated
9,233
$369.69K
15.7%
LPLA
LPL Financial Holdings Inc.
21 Oct 2013
Director
Sold, plan not stated
3,359
$134.39K
1.3%
LPLA
LPL Financial Holdings Inc.
18 Oct 2013
Director
Sold, plan not stated
38,267
$1.53M
39.4%
LPLA
LPL Financial Holdings Inc.
18 Oct 2013
Director
Sold, plan not stated
26,641
$1.07M
9.4%
LPLA
LPL Financial Holdings Inc.
15 May 2013
Director
Sold, plan not stated
45,000
$1.71M
31.6%
LPLA
LPL Financial Holdings Inc.
15 May 2013
Director
Sold, plan not stated
30,000
$1.14M
9.6%
LPLA
LPL Financial Holdings Inc.
9 May 2013
Director
Sold, plan not stated
40,000
$1.44M
22.0%
LPLA
LPL Financial Holdings Inc.
9 May 2013
Director
Sold, plan not stated
30,000
$1.08M
8.7%
LPLA
LPL Financial Holdings Inc.
10 Apr 2013
Director
Sold, plan not stated
40,000
$1.36M
18.0%
LPLA
LPL Financial Holdings Inc.
10 Apr 2013
Director
Sold, plan not stated
25,000
$850.25K
6.8%
LPLA
LPL Financial Holdings Inc.
19 Feb 2013
Director
Sold, plan not stated
22,293
$728.31K
5.7%
LPLA
LPL Financial Holdings Inc.
19 Feb 2013
Director
Sold, plan not stated
18,207
$594.82K
7.6%
LPLA
LPL Financial Holdings Inc.
15 Feb 2013
Director
Sold, plan not stated
21,793
$711.76K
8.3%
LPLA
LPL Financial Holdings Inc.
15 Feb 2013
Director
Sold, plan not stated
17,707
$578.31K
4.4%
LPLA
LPL Financial Holdings Inc.
27 Mar 2012
Director
Sold, plan not stated
37,544
$1.43M
12.5%
LPLA
LPL Financial Holdings Inc.
26 Mar 2012
Director
Sold, plan not stated
2,456
$93.33K
0.8%
LPLA
LPL Financial Holdings Inc.
9 Mar 2012
Director
Sold, plan not stated
40,000
$1.44M
11.7%
LPLA
LPL Financial Holdings Inc.
19 Jan 2012
Director
Sold, plan not stated
18,417
$626.36K
6.0%
LPLA
LPL Financial Holdings Inc.
18 Jan 2012
Director
Sold, plan not stated
21,583
$733.82K
6.6%
LPLA
LPL Financial Holdings Inc.
17 Nov 2010
Director
Sold, plan not stated
407,327
$12.22M
55.4%
LPLA
LPL Financial Holdings Inc.
17 Nov 2010
Director
Sold, plan not stated
86,970
$2.61M
17.9%
30 decisions on file.
