Insider trading

Period: 120 months Stock: EQH + Add filter Clear all
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When

Period

How far back the list reaches. Filings arrive days after the trade, so the newest rows always lag a little.

194 decisions over 120 months
Who

Role

The position the person holds at the company, read from the title on the filing. A chief executive who is also a director counts as the chief executive.

194 decisions over 120 months
The trade

Type of trade

Purchases, sales, or cluster buys: companies where 3 or more insiders bought within 30 days. The number beside each is what that choice would give.

194 decisions over 120 months
The trade

Minimum amount

Hides rows under this value. The amount is the shares traded times the price on the filing.

194 decisions over 120 months
The trade

Plan

  • Discretionary: they chose to sell that week.
  • Scheduled: a 10b5-1 plan fixed the sale months in advance, so the timing says nothing about what they knew.
  • Not stated: filed before the SEC added the box in April 2023, which is most of the older half of this database.
194 decisions over 120 months
The trade

Share of their own holding

How much of what they already held the trade moved. Selling a tenth of a stake is not the same act as selling all of it.

At least
194 decisions over 120 months
Ownership

What the chief executive holds

The value of the chief executive’s stock measured against base salary. The salary comes from the company’s own proxy. Companies with no figure are in neither direction.

194 decisions over 120 months
Stock
Insider
Type ?
Why it stands out
1 Sep 2021
Pearson Mark President and CEO
Sold, plan not stated
$463.32K 15,000 at 30.89
3.8%
1 Sep 2021
HURD JEFFREY J Senior EVP & COO
Sold, plan not stated
$462.50K 15,000 at 30.83
19.3%
13 Aug 2021
Eckert William James IV Chief Accounting Officer
Sold at will
$69.76K 2,162 at 32.27
10.6%
Not planned
2 Aug 2021
Pearson Mark President and CEO
Sold, plan not stated
$469.49K 15,000 at 31.30
3.7%
2 Aug 2021
HURD JEFFREY J Senior EVP & COO
Sold, plan not stated
$469.47K 15,000 at 31.30
19.4%
15 Jul 2021
SCOTT BERTRAM L Director
Sold, plan not stated
$98.43K 3,400 at 28.95
12.9%
1 Jul 2021
HURD JEFFREY J Senior EVP & COO
Sold, plan not stated
$456.80K 15,000 at 30.45
19.4%
1 Jul 2021
Pearson Mark President and CEO
Sold, plan not stated
$456.80K 15,000 at 30.45
3.6%
24 Mar 2021
Lane Nick (See Remarks)
Sold, plan not stated
$734.65K 23,352 at 31.46
28.7%
19 Mar 2021
Malmstrom Anders Senior EVP & CFO
Sold, plan not stated
$6.59M 200,880 at 32.82
58.9%
Sold half or more
19 Mar 2021
HURD JEFFREY J Senior EVP & COO
Sold, plan not stated
$1.82M 55,500 at 32.84
43.6%
15 Mar 2021
Hattem Dave S. SEVP & Chief Legal Officer
Sold, plan not stated
$96.81K 3,000 at 32.27
4.5%
11 Mar 2021
Hattem Dave S. SEVP & Chief Legal Officer
Sold, plan not stated
$219.53K 6,900 at 31.82
9.4%
9 Dec 2020
Sold, plan not stated
$84.24K 3,182 at 26.48
21.0%
6 Nov 2020
Hattem Dave S. SEVP & Chief Legal Officer
Sold, plan not stated
$159.26K 7,000 at 22.75
13.4%
23 Mar 2020
Bought
$26.02K 2,500 at 10.41
100%
First buy on file
19 Mar 2020
Kaye Daniel G Director
Bought
$43.79K 4,000 at 10.95
14.0%
First buy on file
18 Mar 2020
Lane Nick (See Remarks)
Bought
$49.07K 4,350 at 11.28
6.6%
First buy on file
18 Mar 2020
Bought
$26.88K 2,500 at 10.75
opened
First buy on file
17 Mar 2020
Kaye Daniel G Director
Bought
$43.68K 4,000 at 10.92
16.3%
First buy on file
12 Mar 2020
Pearson Mark President and CEO
Bought
$198.36K 14,000 at 14.17
4.5%
First buy on file
12 Mar 2020
Kaye Daniel G Director
Bought
$42.20K 3,000 at 14.07
14.0%
First buy on file
12 Mar 2020
Hattem Dave S. SEVP & Chief Legal Officer
Bought
$40.94K 3,000 at 13.65
5.6%
First buy on file
11 Mar 2020
Kaye Daniel G Director
Bought
$47.21K 3,000 at 15.74
16.2%
First buy on file
9 Mar 2020
Pearson Mark President and CEO
Bought 2×
$195.56K 12,635 at 15.48
4.2%
First buy on file
9 Mar 2020
Malmstrom Anders Senior EVP & CFO
Bought
$101.52K 6,000 at 16.92
7.3%
First buy on file
6 Mar 2020
Bought
$149.52K 8,000 at 18.69
30.6%
First buy on file
6 Mar 2020
Lane Nick (See Remarks)
Bought
$76.14K 4,100 at 18.57
6.7%
First buy on file
5 Mar 2020
Bought
$100.00K 4,890 at 20.45
23.0%
First buy on file
10 Dec 2019
AXA 10% owner
Sold, plan not stated
$72.63M 3,000,000 at 24.21
6.4%
10 Dec 2019
Sold, plan not stated
$48.97K 2,006 at 24.41
14.1%
13 Nov 2019
AXA 10% owner
Sold, plan not stated
$3.14B 144,000,000 at 21.80
75.3%
Sold half or more
8 Jul 2019
AXA 10% owner
Sold, plan not stated
$125.10M 6,000,000 at 20.85
3.0%
7 Jun 2019
AXA 10% owner
Sold, plan not stated
$834.00M 40,000,000 at 20.85
16.9%
25 Mar 2019
AXA 10% owner
Sold, plan not stated
$919.43M 46,000,000 at 19.99
14.7%
20 Nov 2018
AXA 10% owner
Sold, plan not stated
$1.18B 60,000,000 at 19.74
14.9%
14 May 2018
AXA 10% owner
Sold, plan not stated
$3.16B 157,837,500 at 20.00
28.1%
10 May 2018
Kaye Daniel G Director
Bought
$120.00K 6,000 at 20.00
opened
First buy on file
10 May 2018
Pearson Mark President and CEO
Bought
$80.00K 4,000 at 20.00
4.3%
First buy on file
10 May 2018
Bought
$80.00K 4,000 at 20.00
opened
First buy on file
10 May 2018
BERNSTEIN SETH P (See Remarks)
Bought
$80.00K 4,000 at 20.00
21.6%
First buy on file
10 May 2018
Malmstrom Anders Senior EVP & CFO
Bought
$40.00K 2,000 at 20.00
5.4%
First buy on file
10 May 2018
Winikoff Brian (See Remarks)
Bought
$20.00K 1,000 at 20.00
5.4%
First buy on file
10 May 2018
Bought
$20.00K 1,000 at 20.00
opened
First buy on file
Showing 151–194 of 194. ← Newer Page 4 of 4