Insider trading

Period: 120 months Stock: MS Plan: Not stated × + Add filter Clear all
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When

Period

How far back the list reaches. Filings arrive days after the trade, so the newest rows always lag a little.

144 decisions over 120 months
Who

Role

The position the person holds at the company, read from the title on the filing. A chief executive who is also a director counts as the chief executive.

144 decisions over 120 months
The trade

Type of trade

Purchases, sales, or cluster buys: companies where 3 or more insiders bought within 30 days. The number beside each is what that choice would give.

144 decisions over 120 months
The trade

Minimum amount

Hides rows under this value. The amount is the shares traded times the price on the filing.

144 decisions over 120 months
The trade

Plan

  • Discretionary: they chose to sell that week.
  • Scheduled: a 10b5-1 plan fixed the sale months in advance, so the timing says nothing about what they knew.
  • Not stated: filed before the SEC added the box in April 2023, which is most of the older half of this database.
144 decisions over 120 months Remove this filter
The trade

Share of their own holding

How much of what they already held the trade moved. Selling a tenth of a stake is not the same act as selling all of it.

At least
144 decisions over 120 months
Ownership

What the chief executive holds

The value of the chief executive’s stock measured against base salary. The salary comes from the company’s own proxy. Companies with no figure are in neither direction.

144 decisions over 120 months
Stock
Insider
Type ?
Why it stands out
13 Feb 2023
SAPERSTEIN ANDREW M Co-President/Head of WM · indirect
Sold, plan not stated
$4.55M 46,226 at 98.45
100%
Sold half or more
13 Feb 2023
SAPERSTEIN ANDREW M Co-President/Head of WM
Sold, plan not stated
$2.41M 24,556 at 98.23
11.4%
31 Jan 2023
SIMKOWITZ DANIEL A Head of Investment Management
Sold, plan not stated
$779.73K 8,077 at 96.54
2.5%
30 Jan 2023
SIMKOWITZ DANIEL A Head of Investment Management
Sold, plan not stated
$1.46M 15,133 at 96.20
4.5%
25 Jan 2023
DARLING ALISTAIR Director
Sold, plan not stated
$189.41K 2,000 at 94.70
5.5%
19 Jan 2023
CRAWLEY MANDELL Chief Human Resources Officer
Sold, plan not stated
$350.63K 3,740 at 93.75
8.1%
18 Jan 2023
GORMAN JAMES P Chairman and CEO
Sold, plan not stated 2×
$24.23M 250,000 at 96.93
18.4%
18 Jan 2023
PICK EDWARD Co-President/Head of IS
Sold, plan not stated 2×
$13.09M 135,000 at 96.98
17.4%
18 Jan 2023
GROSSMAN ERIC F Chief Legal/Admin Officer
Sold, plan not stated
$11.65M 120,000 at 97.11
33.8%
18 Jan 2023
SIMKOWITZ DANIEL A Head of Investment Management
Sold, plan not stated 2×
$4.36M 44,910 at 97.05
11.4%
18 Jan 2023
AKRAM RAJA Deputy Chief Financial Officer
Sold, plan not stated
$494.70K 5,100 at 97.00
4.1%
20 Jul 2022
SAPERSTEIN ANDREW M Co-President/Head of WM
Sold, plan not stated
no price 100 shares
100%
Sold half or more
12 May 2022
LUCZO STEPHEN J Director · indirect
Bought
$1.98M 25,000 at 79.30
16.2%
First buy on file
8 Feb 2022
SAPERSTEIN ANDREW M Co-President/Head of WM
Sold, plan not stated
$1.81M 17,162 at 105.70
8.7%
7 Feb 2022
Hotsuki Keishi Chief Risk Officer
Sold, plan not stated
$2.57M 24,500 at 105.00
8.3%
31 Jan 2022
SIMKOWITZ DANIEL A Head of Investment Management
Sold, plan not stated
$1.89M 18,414 at 102.56
5.7%
26 Jan 2022
PRUZAN JONATHAN Chief Operating Officer
Sold, plan not stated
$1.86M 18,414 at 101.05
6.0%
21 Jan 2022
CRAWLEY MANDELL Chief Human Resources Officer
Sold, plan not stated 3×
$736.81K 7,475 at 98.57
17.1%
20 Jan 2022
GROSSMAN ERIC F Chief Legal Officer
Sold, plan not stated
$3.38M 33,209 at 101.63
10.3%
20 Jan 2022
SAPERSTEIN ANDREW M Co-President/Head of WM
Sold, plan not stated
$1.50M 15,471 at 96.80
7.3%
9 Nov 2021
DARLING ALISTAIR Director
Sold, plan not stated
$99.46K 1,000 at 99.46
3.0%
21 Jul 2021
YESHAYA SHARON Chief Financial Officer
Sold, plan not stated
$239.10K 2,500 at 95.64
9.1%
16 Jul 2021
SAPERSTEIN ANDREW M Co-President/Head of WM
Sold, plan not stated
$1.07M 11,465 at 92.97
6.2%
19 Apr 2021
SIMKOWITZ DANIEL A Head of Investment Management
Sold, plan not stated
$5.86M 73,162 at 80.06
21.5%
16 Feb 2021
Hotsuki Keishi Chief Risk Officer
Sold, plan not stated
$1.73M 22,746 at 76.25
8.1%
9 Feb 2021
ROONEY ROBERT P Head of Tech/Ops/Resilience
Sold, plan not stated
$1.13M 15,169 at 74.36
6.2%
22 Jan 2021
GORMAN JAMES P Chairman and CEO
Sold, plan not stated 2×
$12.80M 175,000 at 73.12
14.6%
22 Jan 2021
SAPERSTEIN ANDREW M Head of Wealth Management
Sold, plan not stated
$1.44M 19,832 at 72.55
11.3%
22 Jan 2021
PRUZAN JONATHAN Chief Financial Officer
Sold, plan not stated
$1.41M 18,880 at 74.53
6.9%
21 Jan 2021
PICK EDWARD Head of Inst'l Securities
Sold, plan not stated 2×
$7.51M 100,000 at 75.10
16.1%
21 Jan 2021
GROSSMAN ERIC F Chief Legal Officer
Sold, plan not stated
$2.17M 29,000 at 74.74
9.9%
21 Jan 2021
BRODSKY JEFFREY S Chief Human Resources Officer
Sold, plan not stated
$1.38M 18,500 at 74.57
11.0%
21 Jan 2021
SAPERSTEIN ANDREW M Head of Wealth Management
Sold, plan not stated
$756.25K 10,218 at 74.01
5.5%
12 Nov 2020
OLAYAN HUTHAM S Director · indirect
Bought
$1.39M 25,000 at 55.40
799%
First buy on file
19 Oct 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Sold, plan not stated
$980.53K 1,020,000 at 0.96
100%
Sold half or more
19 Oct 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Sold, plan not stated 4×
$6.36K 122 at 52.06
0.0%
21 Jul 2020
ROONEY ROBERT P Head of Tech/Ops/Resilience
Sold, plan not stated
$957.84K 18,355 at 52.18
8.1%
20 Jul 2020
Hotsuki Keishi Chief Risk Officer
Sold, plan not stated
$988.00K 19,000 at 52.00
7.2%
17 Jul 2020
GORMAN JAMES P Chairman and CEO
Sold, plan not stated 2×
$7.86M 150,000 at 52.39
11.6%
17 Jul 2020
GROSSMAN ERIC F Chief Legal Officer
Sold, plan not stated
$2.88M 54,420 at 52.84
17.8%
17 Jul 2020
SAPERSTEIN ANDREW M Head of Wealth Management
Sold, plan not stated
$1.52M 28,846 at 52.56
19.6%
24 Jun 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Sold, plan not stated 2×
$101.93 2 at 46.95
0.0%
29 May 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Bought
$0.18 0 at 44.20
0.0%
First buy on file
15 May 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Sold, plan not stated
$7.75 0 at 37.28
0.0%
7 May 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Bought
$0.04 0 at 38.80
0.0%
First buy on file
28 Apr 2020
BRODSKY JEFFREY S Chief Human Resources Officer
Sold, plan not stated
$737.32K 18,174 at 40.57
11.4%
27 Apr 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Sold, plan not stated
$11.95 0 at 38.55
0.0%
17 Apr 2020
LUCZO STEPHEN J Director · indirect
Bought
$734.87K 19,000 at 38.68
11.1%
First buy on file
30 Mar 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Sold, plan not stated
$80.62 2 at 34.84
0.0%
26 Mar 2020
MITSUBISHI UFJ FINANCIAL GROUP INC 10% owner · indirect
Bought
$0.04 0 at 35.40
0.0%
First buy on file
Showing 1–50 of 144. Page 1 of 3 Older →