Insider trading

Period: 120 months Stock: NTRS + Add filter Clear all
Views & alerts

Save your view. Keep the filter you have built, and get an email when a new filing matches it. A free account does both.

When

Period

How far back the list reaches. Filings arrive days after the trade, so the newest rows always lag a little.

266 decisions over 120 months
Who

Role

The position the person holds at the company, read from the title on the filing. A chief executive who is also a director counts as the chief executive.

266 decisions over 120 months
The trade

Type of trade

Purchases, sales, or cluster buys: companies where 3 or more insiders bought within 30 days. The number beside each is what that choice would give.

266 decisions over 120 months
The trade

Minimum amount

Hides rows under this value. The amount is the shares traded times the price on the filing.

266 decisions over 120 months
The trade

Plan

  • Discretionary: they chose to sell that week.
  • Scheduled: a 10b5-1 plan fixed the sale months in advance, so the timing says nothing about what they knew.
  • Not stated: filed before the SEC added the box in April 2023, which is most of the older half of this database.
266 decisions over 120 months
The trade

Share of their own holding

How much of what they already held the trade moved. Selling a tenth of a stake is not the same act as selling all of it.

At least
266 decisions over 120 months
Ownership

What the chief executive holds

The value of the chief executive’s stock measured against base salary. The salary comes from the company’s own proxy. Companies with no figure are in neither direction.

266 decisions over 120 months
Stock
Insider
Type ?
Why it stands out
23 Aug 2017
St Clair Joyce Executive Vice President · indirect
Sold, plan not stated
$1.23M 13,814 at 89.32
100%
Sold half or more
14 Aug 2017
Blake Aileen B EVP and Controller
Sold, plan not stated
$598.10K 6,762 at 88.45
40.4%
14 Aug 2017
Blake Aileen B EVP and Controller · indirect
Sold, plan not stated
$88.44K 1,000 at 88.44
5.8%
7 Aug 2017
Schreuder Jana R COO · indirect
Sold, plan not stated
$489.17K 5,538 at 88.33
100%
Sold half or more
21 Jul 2017
Parker Teresa Executive Vice President
Sold, plan not stated
$999.12K 11,399 at 87.65
26.2%
5 Jul 2017
Potter Stephen N President / Asset Management
Sold, plan not stated
$1.15M 11,574 at 99.07
21.2%
3 Jul 2017
Potter Stephen N President / Asset Management
Sold, plan not stated
$1.67M 16,895 at 99.09
28.2%
19 Jun 2017
Potter Stephen N President / Asset Management
Sold, plan not stated
$4.58M 48,110 at 95.20
52.9%
Sold half or more
12 Jun 2017
MORRISON WILLIAM L Vice Chairman
Sold, plan not stated
$3.86M 41,965 at 91.89
27.2%
7 Jun 2017
FRADKIN STEVEN L President/Wealth Management · indirect
Sold, plan not stated
$1.31M 14,700 at 89.23
100%
Sold half or more
24 May 2017
Pembleton Susan Gillian EVP/Human Resources
Sold, plan not stated
$864.62K 9,793 at 88.29
33.2%
19 May 2017
MORRISON WILLIAM L Vice Chairman
Sold, plan not stated
$2.18M 25,000 at 87.28
18.2%
5 May 2017
WADDELL FREDERICK H Chairman and CEO
Sold, plan not stated
$18.63M 205,923 at 90.46
50.5%
Sold half or more
1 May 2017
Harrison Dean M Director · indirect
Sold, plan not stated
$180.26 2 at 90.13
6.1%
28 Apr 2017
St Clair Joyce Executive Vice President · indirect
Sold, plan not stated
$1.57M 17,406 at 90.46
51.2%
Sold half or more
27 Apr 2017
Bowman Biff Chief Financial Officer
Sold, plan not stated
$2.13M 23,167 at 91.77
23.5%
27 Apr 2017
Cohodes Jeffrey D. Executive Vice President
Sold, plan not stated
$1.38M 15,000 at 91.67
37.8%
26 Apr 2017
Sold, plan not stated
$2.62M 28,469 at 92.00
39.5%
16 Mar 2017
Sold, plan not stated
$1.04M 11,600 at 90.00
21.0%
15 Mar 2017
Sold, plan not stated
$4.71M 52,312 at 90.05
54.5%
Sold half or more
13 Mar 2017
Sold, plan not stated
$173.27K 1,925 at 90.01
4.2%
10 Mar 2017
Sold, plan not stated
$486.34K 5,402 at 90.03
11.0%
1 Mar 2017
St Clair Joyce Executive Vice President
Sold, plan not stated
$2.55M 28,469 at 89.44
48.8%
24 Feb 2017
Sold, plan not stated
$4.19M 48,110 at 87.03
52.5%
Sold half or more
23 Feb 2017
Leech Wilson EVP/Chief Risk Officer
Sold, plan not stated
$927.03K 10,614 at 87.34
24.2%
23 Feb 2017
Pembleton Susan Gillian EVP/Human Resources
Sold, plan not stated
$603.16K 6,898 at 87.44
25.9%
22 Feb 2017
MORRISON WILLIAM L Vice Chairman
Sold, plan not stated
$4.53M 51,762 at 87.53
27.4%
21 Feb 2017
FRADKIN STEVEN L President/Wealth Management
Sold, plan not stated
$1.85M 21,059 at 87.62
31.4%
9 Feb 2017
St Clair Joyce Executive Vice President
Sold, plan not stated
$4.85M 56,991 at 85.08
63.4%
Sold half or more
20 Jan 2017
Cohodes Jeffrey D. EVP/Chief Risk Officer
Sold, plan not stated
$1.26M 15,000 at 83.72
28.1%
9 Dec 2016
Pembleton Susan Gillian EVP, Human Resources
Sold, plan not stated
$670.35K 7,500 at 89.38
32.3%
9 Dec 2016
Karpinski Jane Executive VP & Controller
Sold, plan not stated
$134.06K 1,500 at 89.37
10.3%
29 Nov 2016
Cherecwich Peter EVP, Global Fund Services
Sold, plan not stated
$828.32K 10,211 at 81.12
25.1%
28 Nov 2016
Leech Wilson Executive Vice President
Sold, plan not stated
$923.43K 11,399 at 81.01
29.5%
16 Nov 2016
FRADKIN STEVEN L President/Wealth Management
Sold, plan not stated
$24.47M 302,133 at 80.98
86.1%
Sold half or more
16 Nov 2016
Bowman Biff Chief Financial Officer
Sold, plan not stated 2×
$2.10M 25,899 at 81.26
29.0%
15 Nov 2016
WADDELL FREDERICK H Chairman, President and CEO
Sold, plan not stated 3×
$16.40M 200,000 at 81.99
48.5%
15 Nov 2016
Cohodes Jeffrey D. EVP/Chief Risk Officer
Sold, plan not stated
$812.30K 10,000 at 81.23
18.5%
15 Nov 2016
Karpinski Jane Executive VP & Controller
Sold, plan not stated
$19.84K 244 at 81.30
1.6%
14 Nov 2016
Potter Stephen N President / Asset Management
Sold, plan not stated 2×
$5.28M 65,079 at 81.14
58.6%
Sold half or more
14 Nov 2016
MORRISON WILLIAM L Vice Chairman
Sold, plan not stated 2×
$4.54M 55,764 at 81.38
31.4%
14 Nov 2016
FRADKIN STEVEN L President/Wealth Management
Sold, plan not stated
$1.70M 21,059 at 80.95
30.2%
14 Nov 2016
Cohodes Jeffrey D. EVP/Chief Risk Officer
Sold, plan not stated
$485.46K 6,000 at 80.91
10.0%
11 Nov 2016
Sold, plan not stated
$3.11M 38,836 at 80.00
46.8%
11 Nov 2016
Potter Stephen N President / Asset Management
Sold, plan not stated
$492.80K 6,160 at 80.00
11.8%
10 Nov 2016
MORRISON WILLIAM L Vice Chairman
Sold, plan not stated
$1.59M 20,000 at 79.41
12.4%
10 Nov 2016
FRADKIN STEVEN L President/Wealth Management
Sold, plan not stated
$1.57M 20,124 at 77.95
29.3%
10 Nov 2016
Sold, plan not stated
$1.56M 20,000 at 78.00
31.2%
10 Nov 2016
Cohodes Jeffrey D. EVP/Chief Risk Officer
Sold, plan not stated
$1.17M 15,000 at 77.90
21.8%
10 Nov 2016
St Clair Joyce Executive Vice President
Sold, plan not stated
$513.86K 6,588 at 78.00
16.7%
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