Insider trading

Period: 120 months Stock: PFG Minimum amount: $1M × + Add filter Clear all
Views & alerts

Save your view. Keep the filter you have built, and get an email when a new filing matches it. A free account does both.

When

Period

How far back the list reaches. Filings arrive days after the trade, so the newest rows always lag a little.

43 decisions over 120 months
Who

Role

The position the person holds at the company, read from the title on the filing. A chief executive who is also a director counts as the chief executive.

43 decisions over 120 months
The trade

Type of trade

Purchases, sales, or cluster buys: companies where 3 or more insiders bought within 30 days. The number beside each is what that choice would give.

43 decisions over 120 months
The trade

Minimum amount

Hides rows under this value. The amount is the shares traded times the price on the filing.

43 decisions over 120 months Remove this filter
The trade

Plan

  • Discretionary: they chose to sell that week.
  • Scheduled: a 10b5-1 plan fixed the sale months in advance, so the timing says nothing about what they knew.
  • Not stated: filed before the SEC added the box in April 2023, which is most of the older half of this database.
43 decisions over 120 months
The trade

Share of their own holding

How much of what they already held the trade moved. Selling a tenth of a stake is not the same act as selling all of it.

At least
43 decisions over 120 months
Ownership

What the chief executive holds

The value of the chief executive’s stock measured against base salary. The salary comes from the company’s own proxy. Companies with no figure are in neither direction.

43 decisions over 120 months
Stock
Insider
Type ?
Why it stands out
18 Oct 2022
HELTON SANDRA L Director
Sold, plan not stated
$1.12M 14,033 at 80.05
43.5%
19 Aug 2022
Walker Roberto EVP, Principal Latin American
Sold, plan not stated
$1.01M 12,975 at 78.04
23.2%
18 Aug 2022
Walker Roberto EVP, Principal Latin American
Sold, plan not stated
$1.18M 15,000 at 78.34
25.9%
9 Aug 2022
HELTON SANDRA L Director
Sold, plan not stated
$1.09M 15,000 at 72.90
31.7%
20 May 2021
Tallett Elizabeth E Retired Director
Sold, plan not stated
$1.48M 22,800 at 64.94
33.9%
3 May 2021
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer
Sold, plan not stated
$1.04M 15,915 at 65.07
28.1%
24 Jun 2019
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated 2×
$2.75M 47,661 at 57.67
45.3%
5 Nov 2018
GELATT DANIEL Director
Bought
$1.20M 25,000 at 48.10
22.0%
First buy on file
4 Sep 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.11M 20,000 at 55.42
11.8%
2 Aug 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.11M 20,000 at 55.44
11.2%
2 Jul 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.05M 20,000 at 52.72
10.6%
4 Jun 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.13M 20,000 at 56.31
10.1%
26 Feb 2018
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated
$1.77M 27,662 at 64.02
34.6%
8 Jan 2018
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$1.74M 24,310 at 71.59
27.6%
8 Jan 2018
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$1.43M 19,856 at 72.02
10.9%
5 Jan 2018
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$5.03M 69,894 at 72.01
30.1%
2 Jan 2018
Dunbar Timothy Mark EVP & Chief Investment Officer
Sold, plan not stated 2×
$1.15M 16,400 at 70.23
27.4%
14 Dec 2017
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated 2×
$3.34M 47,662 at 70.04
47.7%
1 Dec 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated 2×
$3.51M 50,561 at 69.51
42.0%
1 Dec 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$1.21M 17,290 at 70.16
36.6%
28 Nov 2017
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$2.60M 37,080 at 70.05
18.6%
28 Nov 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer
Sold, plan not stated
$1.32M 18,905 at 70.07
25.9%
19 Oct 2017
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated 2×
$6.39M 93,968 at 68.04
36.6%
18 Oct 2017
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$2.59M 38,097 at 68.00
19.0%
18 Oct 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$1.16M 17,082 at 68.00
16.6%
5 Sep 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$3.78M 60,814 at 62.10
23.7%
4 Aug 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$4.07M 60,817 at 66.98
23.7%
10 Jul 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$1.98M 30,500 at 65.00
26.2%
5 Jul 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$3.92M 60,816 at 64.43
23.7%
21 Jun 2017
Elming Gregory Bernard SVP & Chief Risk Officer
Sold, plan not stated 4×
$1.97M 30,707 at 64.20
59.7%
Sold half or more
15 Jun 2017
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$1.43M 21,950 at 65.04
25.5%
12 Jun 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$2.48M 38,105 at 65.05
30.8%
5 Jun 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$3.87M 60,818 at 63.61
23.3%
27 Apr 2017
Dunbar Timothy Mark EVP & Chief Investment Officer
Sold, plan not stated 2×
$1.62M 24,905 at 65.00
35.9%
27 Apr 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer
Sold, plan not stated
$1.38M 21,235 at 65.00
28.3%
20 Apr 2017
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated 2×
$3.84M 60,911 at 63.00
42.6%
22 Feb 2017
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$1.32M 20,900 at 63.10
26.8%
9 Feb 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$2.61M 43,410 at 60.04
34.9%
12 Dec 2016
Everett Nora Mary President - RIS
Sold, plan not stated 2×
$1.11M 18,700 at 59.41
34.9%
8 Dec 2016
Lillis Terrance EVP & Chief Financial Officer
Sold, plan not stated 3×
$2.99M 49,160 at 60.87
35.4%
7 Dec 2016
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$4.34M 72,350 at 60.02
32.6%
7 Dec 2016
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated 2×
$1.47M 24,480 at 60.00
25.7%
5 Dec 2016
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated 3×
$5.41M 92,084 at 58.74
53.1%
Sold half or more
Showing 1–43 of 43.