Insider trading

Period: 120 months Stock: PFG + Add filter Clear all
Views & alerts

Save your view. Keep the filter you have built, and get an email when a new filing matches it. A free account does both.

When

Period

How far back the list reaches. Filings arrive days after the trade, so the newest rows always lag a little.

121 decisions over 120 months
Who

Role

The position the person holds at the company, read from the title on the filing. A chief executive who is also a director counts as the chief executive.

121 decisions over 120 months
The trade

Type of trade

Purchases, sales, or cluster buys: companies where 3 or more insiders bought within 30 days. The number beside each is what that choice would give.

121 decisions over 120 months
The trade

Minimum amount

Hides rows under this value. The amount is the shares traded times the price on the filing.

121 decisions over 120 months
The trade

Plan

  • Discretionary: they chose to sell that week.
  • Scheduled: a 10b5-1 plan fixed the sale months in advance, so the timing says nothing about what they knew.
  • Not stated: filed before the SEC added the box in April 2023, which is most of the older half of this database.
121 decisions over 120 months
The trade

Share of their own holding

How much of what they already held the trade moved. Selling a tenth of a stake is not the same act as selling all of it.

At least
121 decisions over 120 months
Ownership

What the chief executive holds

The value of the chief executive’s stock measured against base salary. The salary comes from the company’s own proxy. Companies with no figure are in neither direction.

121 decisions over 120 months
Stock
Insider
Type ?
Why it stands out
1 May 2019
LAWLER JULIA M EVP & Chief Risk Officer
Bought
$57.25K 1,000 at 57.25
1.7%
First buy on file
1 Apr 2019
LAWLER JULIA M EVP & Chief Risk Officer
Bought
$50.74K 1,000 at 50.74
1.7%
First buy on file
1 Mar 2019
LAWLER JULIA M EVP & Chief Risk Officer
Bought
$52.38K 1,000 at 52.38
1.7%
First buy on file
1 Feb 2019
LAWLER JULIA M EVP & Chief Risk Officer
Bought
$50.17K 1,000 at 50.17
1.7%
First buy on file
18 Jan 2019
LAWLER JULIA M EVP & Chief Risk Officer
Bought
$50.00K 1,000 at 50.00
1.6%
First buy on file
17 Jan 2019
Friedrich Amy Christine President - USIS
Sold, plan not stated
$44.10K 900 at 49.00
3.5%
5 Nov 2018
GELATT DANIEL Director
Bought
$1.20M 25,000 at 48.10
22.0%
First buy on file
5 Oct 2018
Friedrich Amy Christine President - USIS
Sold, plan not stated
$103.70K 1,700 at 61.00
6.4%
4 Sep 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.11M 20,000 at 55.42
11.8%
2 Aug 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.11M 20,000 at 55.44
11.2%
2 Jul 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.05M 20,000 at 52.72
10.6%
4 Jun 2018
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 2×
$1.13M 20,000 at 56.31
10.1%
26 Feb 2018
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated
$1.77M 27,662 at 64.02
34.6%
8 Jan 2018
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$1.74M 24,310 at 71.59
27.6%
8 Jan 2018
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$1.43M 19,856 at 72.02
10.9%
5 Jan 2018
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$5.03M 69,894 at 72.01
30.1%
2 Jan 2018
Dunbar Timothy Mark EVP & Chief Investment Officer
Sold, plan not stated 2×
$1.15M 16,400 at 70.23
27.4%
14 Dec 2017
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated 2×
$3.34M 47,662 at 70.04
47.7%
1 Dec 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated 2×
$3.51M 50,561 at 69.51
42.0%
1 Dec 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$1.21M 17,290 at 70.16
36.6%
28 Nov 2017
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$2.60M 37,080 at 70.05
18.6%
28 Nov 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer
Sold, plan not stated
$1.32M 18,905 at 70.07
25.9%
19 Oct 2017
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated 2×
$6.39M 93,968 at 68.04
36.6%
19 Oct 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$720.09K 10,588 at 68.01
11.0%
19 Oct 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$88.20K 1,297 at 68.00
4.0%
18 Oct 2017
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$2.59M 38,097 at 68.00
19.0%
18 Oct 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$1.16M 17,082 at 68.00
16.6%
18 Oct 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$843.06K 12,398 at 68.00
28.7%
12 Sep 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated
$379.84K 6,093 at 62.34
3.0%
11 Sep 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated
$6.20K 100 at 62.00
0.1%
5 Sep 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$3.78M 60,814 at 62.10
23.7%
4 Aug 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$4.07M 60,817 at 66.98
23.7%
25 Jul 2017
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$904.17K 13,495 at 67.00
17.4%
10 Jul 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$1.98M 30,500 at 65.00
26.2%
5 Jul 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$3.92M 60,816 at 64.43
23.7%
3 Jul 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$945.10K 14,630 at 64.60
32.5%
21 Jun 2017
Elming Gregory Bernard SVP & Chief Risk Officer
Sold, plan not stated 4×
$1.97M 30,707 at 64.20
59.7%
Sold half or more
15 Jun 2017
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$1.43M 21,950 at 65.04
25.5%
12 Jun 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$2.48M 38,105 at 65.05
30.8%
6 Jun 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated
$313.05K 5,000 at 62.61
2.5%
5 Jun 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated 5×
$3.87M 60,818 at 63.61
23.3%
2 Jun 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$552.62K 8,700 at 63.52
22.2%
16 May 2017
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated
$664.00K 10,375 at 64.00
11.2%
8 May 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated
$320.05K 5,000 at 64.01
2.4%
27 Apr 2017
Dunbar Timothy Mark EVP & Chief Investment Officer
Sold, plan not stated 2×
$1.62M 24,905 at 65.00
35.9%
27 Apr 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer
Sold, plan not stated
$1.38M 21,235 at 65.00
28.3%
27 Apr 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$945.75K 14,550 at 65.00
27.1%
27 Apr 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer · indirect
Sold, plan not stated 2×
$163.15K 2,510 at 65.00
6.1%
20 Apr 2017
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated 2×
$3.84M 60,911 at 63.00
42.6%
13 Apr 2017
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated
$620.00K 10,000 at 62.00
10.8%
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