Insider trading

Period: 120 months Stock: PFG + Add filter Clear all
Views & alerts

Save your view. Keep the filter you have built, and get an email when a new filing matches it. A free account does both.

When

Period

How far back the list reaches. Filings arrive days after the trade, so the newest rows always lag a little.

121 decisions over 120 months
Who

Role

The position the person holds at the company, read from the title on the filing. A chief executive who is also a director counts as the chief executive.

121 decisions over 120 months
The trade

Type of trade

Purchases, sales, or cluster buys: companies where 3 or more insiders bought within 30 days. The number beside each is what that choice would give.

121 decisions over 120 months
The trade

Minimum amount

Hides rows under this value. The amount is the shares traded times the price on the filing.

121 decisions over 120 months
The trade

Plan

  • Discretionary: they chose to sell that week.
  • Scheduled: a 10b5-1 plan fixed the sale months in advance, so the timing says nothing about what they knew.
  • Not stated: filed before the SEC added the box in April 2023, which is most of the older half of this database.
121 decisions over 120 months
The trade

Share of their own holding

How much of what they already held the trade moved. Selling a tenth of a stake is not the same act as selling all of it.

At least
121 decisions over 120 months
Ownership

What the chief executive holds

The value of the chief executive’s stock measured against base salary. The salary comes from the company’s own proxy. Companies with no figure are in neither direction.

121 decisions over 120 months
Stock
Insider
Type ?
Why it stands out
6 Apr 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated
$313.25K 5,000 at 62.65
2.4%
6 Mar 2017
MCCAUGHAN JAMES P President - Global Asset Mgmt.
Sold, plan not stated
$315.90K 5,000 at 63.18
2.4%
22 Feb 2017
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$1.32M 20,900 at 63.10
26.8%
22 Feb 2017
Everett Nora Mary President - RIS
Sold, plan not stated
$711.27K 11,290 at 63.00
24.4%
15 Feb 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer
Sold, plan not stated
$512.80K 8,180 at 62.69
14.4%
15 Feb 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer · indirect
Sold, plan not stated
$106.94K 1,705 at 62.72
4.4%
14 Feb 2017
Sold, plan not stated
$461.25K 7,380 at 62.50
7.6%
13 Feb 2017
STRABLE-SOETHOUT DEANNA D EVP & Chief Financial Officer
Sold, plan not stated
$859.44K 13,862 at 62.00
22.2%
13 Feb 2017
Elming Gregory Bernard SVP & Chief Risk Officer
Sold, plan not stated
$781.20K 12,600 at 62.00
28.1%
9 Feb 2017
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$2.61M 43,410 at 60.04
34.9%
9 Feb 2017
STRABLE-SOETHOUT DEANNA D President - US Ins. Solutions · indirect
Sold, plan not stated
$84.36K 1,406 at 60.00
3.7%
12 Dec 2016
Everett Nora Mary President - RIS
Sold, plan not stated 2×
$1.11M 18,700 at 59.41
34.9%
12 Dec 2016
STRABLE-SOETHOUT DEANNA D President - US Ins. Solutions · indirect
Sold, plan not stated
$393.46K 6,549 at 60.08
15.1%
9 Dec 2016
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$817.14K 13,549 at 60.31
19.2%
8 Dec 2016
Lillis Terrance EVP & Chief Financial Officer
Sold, plan not stated 3×
$2.99M 49,160 at 60.87
35.4%
7 Dec 2016
Houston Daniel Joseph Chairman, President & CEO
Sold, plan not stated
$4.34M 72,350 at 60.02
32.6%
7 Dec 2016
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated 2×
$1.47M 24,480 at 60.00
25.7%
5 Dec 2016
Valdes Luis E. Pres - Int'l Asset Mgmt&Accum
Sold, plan not stated 3×
$5.41M 92,084 at 58.74
53.1%
Sold half or more
10 Nov 2016
SCHOLTEN GARY P EVP & Ch Info Officer
Sold, plan not stated
$754.00K 13,000 at 58.00
15.5%
28 Oct 2016
SHAFF KAREN E EVP, Gen'l Counsel, Secretary
Sold, plan not stated
$705.76K 12,832 at 55.00
13.6%
28 Oct 2016
Dunbar Timothy Mark EVP & Chief Investment Officer
Sold, plan not stated
$368.72K 6,704 at 55.00
12.9%
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