Insider trading

Period: 120 months Stock: STT + Add filter Clear all
Views & alerts

Save your view. Keep the filter you have built, and get an email when a new filing matches it. A free account does both.

When

Period

How far back the list reaches. Filings arrive days after the trade, so the newest rows always lag a little.

200 decisions over 120 months
Who

Role

The position the person holds at the company, read from the title on the filing. A chief executive who is also a director counts as the chief executive.

200 decisions over 120 months
The trade

Type of trade

Purchases, sales, or cluster buys: companies where 3 or more insiders bought within 30 days. The number beside each is what that choice would give.

200 decisions over 120 months
The trade

Minimum amount

Hides rows under this value. The amount is the shares traded times the price on the filing.

200 decisions over 120 months
The trade

Plan

  • Discretionary: they chose to sell that week.
  • Scheduled: a 10b5-1 plan fixed the sale months in advance, so the timing says nothing about what they knew.
  • Not stated: filed before the SEC added the box in April 2023, which is most of the older half of this database.
200 decisions over 120 months
The trade

Share of their own holding

How much of what they already held the trade moved. Selling a tenth of a stake is not the same act as selling all of it.

At least
200 decisions over 120 months
Ownership

What the chief executive holds

The value of the chief executive’s stock measured against base salary. The salary comes from the company’s own proxy. Companies with no figure are in neither direction.

200 decisions over 120 months
Stock
Insider
Type ?
Why it stands out
1 Mar 2021
RICHARDS MICHAEL L EVP and Chief Admin Officer
Sold, plan not stated
$27.23K 365 at 74.61
1.4%
26 Feb 2021
Erickson Andrew Executive Vice President
Sold, plan not stated
$806.30K 11,000 at 73.30
15.7%
25 Feb 2021
Maiuri Louis D EVP & Chief Operating Officer
Sold, plan not stated
$1.11M 14,339 at 77.39
20.8%
23 Feb 2021
RICHARDS MICHAEL L EVP and Chief Admin Officer
Sold, plan not stated
$39.65K 533 at 74.39
3.0%
16 Feb 2021
Kuritzkes Andrew P EVP and Chief Risk Officer
Sold, plan not stated 2×
$307.06K 4,150 at 73.99
4.9%
16 Feb 2021
Erickson Andrew Executive Vice President
Sold, plan not stated
$46.61K 630 at 73.99
0.9%
19 Nov 2020
RICHARDS MICHAEL L EVP and Chief Admin Officer
Sold, plan not stated
$27.44K 400 at 68.59
2.1%
16 Nov 2020
RICHARDS MICHAEL L EVP and Chief Admin Officer
Sold, plan not stated
$22.28K 316 at 70.50
1.7%
19 Oct 2020
Aristeguieta Francisco EVP and CEO of Inst. Services
Sold, plan not stated 2×
$4.11M 62,183 at 66.13
39.8%
17 Aug 2020
RICHARDS MICHAEL L EVP and Chief Admin Officer
Sold, plan not stated
$26.66K 379 at 70.35
1.9%
31 Jul 2020
LEHNER JOHN Executive Vice President
Sold, plan not stated
$31.78K 500 at 63.55
2.1%
18 May 2020
RICHARDS MICHAEL L EVP and Chief Admin Officer
Sold, plan not stated
$21.45K 381 at 56.31
1.8%
29 Apr 2020
Appleyard Ian EVP, CAO and Global Controller
Sold, plan not stated
$323.05K 5,000 at 64.61
22.9%
28 Feb 2020
Kuritzkes Andrew P EVP and Chief Risk Officer
Sold, plan not stated 3×
$793.94K 11,861 at 66.94
11.9%
18 Feb 2020
Kuritzkes Andrew P EVP and Chief Risk Officer
Sold, plan not stated
$539.60K 6,942 at 77.73
8.8%
18 Feb 2020
Erickson Andrew Executive Vice President
Sold, plan not stated
$59.64K 763 at 78.17
2.0%
29 Nov 2019
AMBROSIUS JOERG Executive Vice President
Sold, plan not stated
$187.70K 2,500 at 75.08
14.6%
25 Nov 2019
Keenan Karen C EVP and Chief Admin. Officer
Sold, plan not stated
$358.35K 4,778 at 75.00
9.4%
18 Nov 2019
Keenan Karen C EVP and Chief Admin. Officer
Sold, plan not stated
$61.86K 852 at 72.60
1.7%
18 Nov 2019
Erickson Andrew Executive Vice President
Sold, plan not stated
$9.66K 133 at 72.60
0.3%
13 Nov 2019
CARP JEFFREY N EVP, CLO and Secretary
Sold, plan not stated
$1.82M 25,000 at 72.62
13.3%
7 Nov 2019
CARP JEFFREY N EVP, CLO and Secretary
Sold, plan not stated
$1.29M 17,876 at 72.00
8.7%
5 Nov 2019
CARP JEFFREY N EVP, CLO and Secretary
Sold, plan not stated
$512.93K 7,124 at 72.00
3.3%
4 Nov 2019
Keenan Karen C EVP and Chief Admin. Officer
Sold, plan not stated
$596.96K 8,528 at 70.00
14.1%
31 Oct 2019
HOOLEY JOSEPH L Director
Sold, plan not stated
$1.64M 25,000 at 65.70
3.3%
29 Aug 2019
O HANLEY RONALD P President and CEO
Bought
$353.01K 7,000 at 50.43
5.8%
First buy on file
16 Aug 2019
Erickson Andrew Executive Vice President
Sold, plan not stated
$6.52K 133 at 49.02
0.3%
15 Aug 2019
Bought
$24.62K 500 at 49.24
1.6%
First buy on file
13 Aug 2019
CARP JEFFREY N EVP, CLO and Secretary
Sold, plan not stated 2×
$1.29M 25,000 at 51.72
10.5%
5 Aug 2019
Bought
$26.88K 500 at 53.75
1.6%
First buy on file
2 Aug 2019
Bought
$27.44K 500 at 54.88
1.7%
First buy on file
1 Aug 2019
Bought 2×
$57.25K 1,000 at 57.25
3.4%
First buy on file
30 Jul 2019
Bought
$29.38K 500 at 58.75
1.7%
First buy on file
22 Jul 2019
Bought
$29.43K 500 at 58.85
1.8%
First buy on file
16 May 2019
Erickson Andrew Executive Vice President
Sold, plan not stated
$8.24K 133 at 61.99
0.3%
15 May 2019
HOOLEY JOSEPH L Director
Sold, plan not stated 2×
$1.55M 25,000 at 62.05
3.2%
14 May 2019
CARP JEFFREY N EVP, CLO and Secretary
Sold, plan not stated
$1.58M 25,000 at 63.22
9.5%
7 May 2019
SUMME GREGORY L Director · indirect
Bought
$193.50K 3,000 at 64.50
opened
First buy on file
5 Mar 2019
CARP JEFFREY N EVP, CLO and Secretary
Sold, plan not stated 2×
$1.78M 25,000 at 71.26
8.7%
4 Mar 2019
Kuritzkes Andrew P EVP and Chief Risk Officer
Sold, plan not stated 3×
$961.75K 13,339 at 72.10
13.8%
28 Feb 2019
O HANLEY RONALD P President and CEO
Sold, plan not stated
$1.98M 27,500 at 71.82
31.3%
19 Feb 2019
Kuritzkes Andrew P EVP and Chief Risk Officer
Sold, plan not stated
$538.00K 7,689 at 69.97
9.5%
19 Feb 2019
Erickson Andrew Executive Vice President
Sold, plan not stated
$59.80K 861 at 69.45
3.2%
15 Feb 2019
HOOLEY JOSEPH L Director
Sold, plan not stated 2×
$1.77M 25,000 at 70.63
3.5%
16 Nov 2018
Sullivan George E Executive Vice President
Sold, plan not stated
$115.50K 1,621 at 71.25
3.0%
16 Nov 2018
Erickson Andrew Executive Vice President
Sold, plan not stated
$16.46K 231 at 71.25
0.9%
15 Nov 2018
HOOLEY JOSEPH L Chairman and CEO
Sold, plan not stated
$1.74M 25,000 at 69.63
3.4%
24 Oct 2018
Maiuri Louis D Executive Vice President
Bought
$50.02K 740 at 67.60
1.7%
First buy on file
23 Oct 2018
Bought
$34.31K 500 at 68.62
2.0%
First buy on file
16 Aug 2018
Sullivan George E Executive Vice President
Sold, plan not stated
$134.00K 1,611 at 83.18
2.7%
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