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Stocks
SWZ
Total Return Securities Fund
SWZ
United States
Fiscal year ends December
CIK 0000813623
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Overview
Financials
Insiders
Summary
By person
Transactions
What the insiders did
Net buying
1 month
12 months
120 months
Individual transactions
4
Everything
Bought
Sold at will
On a plan
Out of an exercise
Exercised, kept
Insider
Date
Role
Action
Shares
Price
Amount
Phillip Goldstein
11 Dec 2025
Director
Exercised, kept
80,976
$6.07
$491.52K
Rajeev P Das
11 Dec 2025
Secretary
Exercised, kept
468
$6.07
$2.84K
Andrew Dakos
11 Dec 2025
President and CEO
Exercised, kept
35,064
$6.07
$212.84K
Moritz A Sell
11 Dec 2025
Director
Exercised, kept
7,400
$6.07
$44.92K
Show all 101 transactions →
What was left out
Form 4 filings counted
48
Amendments (4/A) skipped
0
Filings about a different issuer
0
Unreadable filings
0
Joint filings
0
Sales on a Rule 10b5-1 plan
0
Sales straight out of an exercise
0
Sales at will
24
Transactions with no price
0
Shares from compensation/vesting
174,076
History held since
10 Jan 2007