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BROCK THOMAS W

Trustee at LIBERTY ALL STAR EQUITY FUND · Director at LIBERTY ALL STAR GROWTH FUND · Trustee at Virtus Stone Harbor Emerging Markets Income Fund. Filing since 8 Jan 2008. CIK 0001280303

USA LIBERTY ALL STAR EQUITY FUND Trustee · 9 trades ASG LIBERTY ALL STAR GROWTH FUND INC. Director · 1 trade EDF Virtus Stone Harbor Emerging Markets Income Fund Trustee · 3 trades
Company
Date
Role
Action
Shares
Amount
Of holding
USA LIBERTY ALL STAR EQUITY FUND
2 Dec 2020
Trustee
Bought
5,000
$33.40K
6.3%
USA LIBERTY ALL STAR EQUITY FUND
9 Nov 2020
Trustee
Bought
25,000
$161.23K
45.5%
USA LIBERTY ALL STAR EQUITY FUND
31 Aug 2020
Trustee
Bought
6,254
$38.71K
12.8%
USA LIBERTY ALL STAR EQUITY FUND
19 Jun 2020
Trustee
Sold, plan not stated
2,568
$14.92K
100%
ASG LIBERTY ALL STAR GROWTH FUND INC.
31 Mar 2020
Director
Bought
10,024
$43.50K
20.0%
USA LIBERTY ALL STAR EQUITY FUND
23 Apr 2019
Trustee
Bought
700
$4.49K
38.9%
USA LIBERTY ALL STAR EQUITY FUND
20 Feb 2019
Trustee
Bought
800
$4.87K
80.0%
USA LIBERTY ALL STAR EQUITY FUND
13 Nov 2018
Trustee
Bought
1,000
$6.19K
opened
USA LIBERTY ALL STAR EQUITY FUND
6 Nov 2018
Trustee
Bought
15,000
$91.79K
44.4%
EDF Virtus Stone Harbor Emerging Markets Income Fund
8 Aug 2011
Trustee
Bought
1,750
$41.25K
34.1%
EDF Virtus Stone Harbor Emerging Markets Income Fund
15 Mar 2011
Trustee
Bought
3,000
$68.96K
150%
EDF Virtus Stone Harbor Emerging Markets Income Fund
10 Mar 2011
Trustee
Bought
2,000
$47.98K
opened
USA LIBERTY ALL STAR EQUITY FUND
8 Jan 2008
Director
Bought
1,461
$8.20K
9.7%
13 decisions on file.