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FINNICAN SALLY J

Director of Investment Adviser at BANCROFT FUND · Director of Investment Adviser at ELLSWORTH GROWTH & INCOME FUND. Filing since 23 Oct 2008. CIK 0001269051

BCV BANCROFT FUND LTD Director of Investment Adviser · 4 trades ECF ELLSWORTH GROWTH & INCOME FUND LTD Director of Investment Adviser · 1 trade
Company
Date
Role
Action
Shares
Amount
Of holding
BCV BANCROFT FUND LTD
30 Mar 2012
Director of Investment Adviser
Sold, plan not stated
516
$8.59K
100%
BCV BANCROFT FUND LTD
8 Dec 2011
Director of Investment Adviser
Sold, plan not stated
1,000
$15.55K
66.0%
BCV BANCROFT FUND LTD
14 Sep 2011
Director of Investment Adviser
Sold, plan not stated
500
$7.80K
25.0%
BCV BANCROFT FUND LTD
22 Jul 2011
Director of Investment Adviser
Sold, plan not stated
945
$16.27K
32.1%
ECF ELLSWORTH GROWTH & INCOME FUND LTD
23 Oct 2008
Director of Investment Adviser
Bought
10,000
$47.10K
317%
5 decisions on file.