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Insiders · Profile

Dakos Andrew

President and CEO at Total Return Securities Fund · President and CEO at SPECIAL OPPORTUNITIES FUND · Director at HIGH INCOME SECURITIES FUND · and 1 more. Filing since 22 Jan 2010. CIK 0001341021

SWZ Total Return Securities Fund President and CEO · 58 trades SPE SPECIAL OPPORTUNITIES FUND, INC. President and CEO · 11 trades PCF HIGH INCOME SECURITIES FUND Director · 19 trades MXE MEXICO EQUITY & INCOME FUND INC Director · 10 trades
Company
Date
Role
Action
Shares
Amount
Of holding
SWZ Total Return Securities Fund
28 Sep 2026
President and CEO
Bought
10,000
$57.69K
20.0%
SWZ Total Return Securities Fund
25 Sep 2026
President and CEO
Bought
10,000
$58.12K
25.0%
SWZ Total Return Securities Fund
2 Jul 2026
President and CEO
Bought
5,000
$29.60K
4.0%
SPE SPECIAL OPPORTUNITIES FUND, INC.
3 Jun 2026
President and CEO
Sold at will
5,184
$73.15K
100%
SPE SPECIAL OPPORTUNITIES FUND, INC.
3 Jun 2026
President and CEO
Sold at will
133
$1.87K
100%
SPE SPECIAL OPPORTUNITIES FUND, INC.
2 Jun 2026
President and CEO
Sold at will
1,077
$15.10K
17.2%
SWZ Total Return Securities Fund
28 May 2026
President and CEO
Bought
5,500
$32.94K
4.6%
SWZ Total Return Securities Fund
27 May 2026
President and CEO
Bought
7,500
$44.81K
6.6%
SWZ Total Return Securities Fund
20 May 2026
President and CEO
Bought
2,987
$17.80K
2.7%
SWZ Total Return Securities Fund
19 May 2026
President and CEO
Bought
13
$77.35
0.0%
SWZ Total Return Securities Fund
18 May 2026
President and CEO
Bought
4,000
$23.80K
3.8%
SWZ Total Return Securities Fund
17 Apr 2026
President and CEO
Bought
3,000
$18.27K
2.9%
SWZ Total Return Securities Fund
16 Apr 2026
President and CEO
Bought
7,718
$46.74K
8.1%
SWZ Total Return Securities Fund
16 Apr 2026
President and CEO
Bought
547
$3.30K
1.4%
SWZ Total Return Securities Fund
8 Apr 2026
President and CEO
Bought
4,000
$23.90K
4.4%
SWZ Total Return Securities Fund
7 Apr 2026
President and CEO
Bought
2,000
$11.90K
2.3%
SWZ Total Return Securities Fund
6 Apr 2026
President and CEO
Bought
100
$595.00
0.1%
SWZ Total Return Securities Fund
2 Apr 2026
President and CEO
Bought
4,863
$28.83K
opened
SWZ Total Return Securities Fund
30 Mar 2026
President and CEO
Bought
5,300
$31.31K
6.8%
SWZ Total Return Securities Fund
27 Mar 2026
President and CEO
Bought
5,900
$34.93K
8.2%
SWZ Total Return Securities Fund
24 Mar 2026
President and CEO
Bought
6,000
$35.75K
8.9%
SWZ Total Return Securities Fund
12 Mar 2026
President and CEO
Bought
3,324
$19.94K
5.2%
SWZ Total Return Securities Fund
11 Mar 2026
President and CEO
Bought
1,700
$10.20K
2.7%
SWZ Total Return Securities Fund
6 Mar 2026
President and CEO
Bought
12,500
$74.63K
25.2%
SWZ Total Return Securities Fund
5 Mar 2026
President and CEO
Bought
12,000
$72.12K
31.9%
SWZ Total Return Securities Fund
2 Mar 2026
President and CEO
Bought
14,918
$89.76K
65.8%
SWZ Total Return Securities Fund
27 Feb 2026
President and CEO
Bought
2,000
$12.40K
9.7%
SWZ Total Return Securities Fund
26 Feb 2026
President and CEO
Bought
5,000
$30.85K
31.9%
SWZ Total Return Securities Fund
24 Feb 2026
President and CEO
Bought
1,674
$10.32K
12.0%
SWZ Total Return Securities Fund
23 Feb 2026
President and CEO
Bought
4,000
$24.54K
40.0%
SWZ Total Return Securities Fund
20 Feb 2026
President and CEO
Bought
3,000
$18.48K
42.8%
SWZ Total Return Securities Fund
19 Feb 2026
President and CEO
Bought
5,000
$30.60K
250%
SWZ Total Return Securities Fund
4 Feb 2026
President and CEO
Bought
6,000
$36.18K
17.9%
SWZ Total Return Securities Fund
3 Feb 2026
President and CEO
Bought
10,000
$59.67K
42.6%
SPE SPECIAL OPPORTUNITIES FUND, INC.
30 Dec 2025
President
Sold at will
4,098
$60.06K
40.3%
SPE SPECIAL OPPORTUNITIES FUND, INC.
20 Sep 2024
President
Sold at will
377
$5.18K
7.2%
SWZ Total Return Securities Fund
3 Mar 2022
President and CEO
Bought
1,000
$8.82K
50.0%
SWZ Total Return Securities Fund
3 Feb 2022
President and CEO
Bought
572
$5.33K
40.1%
SWZ Total Return Securities Fund
2 Feb 2022
President and CEO
Bought
428
$4.01K
42.8%
PCF HIGH INCOME SECURITIES FUND
16 Sep 2021
Director
Sold, plan not stated
10,000
$100.23K
85.1%
PCF HIGH INCOME SECURITIES FUND
15 Sep 2021
Director
Sold, plan not stated
20,000
$199.25K
63.0%
PCF HIGH INCOME SECURITIES FUND
14 Sep 2021
Director
Sold, plan not stated
10,000
$99.50K
24.0%
PCF HIGH INCOME SECURITIES FUND
13 Sep 2021
Director
Sold, plan not stated
10,000
$99.40K
19.3%
PCF HIGH INCOME SECURITIES FUND
21 Jan 2021
Director
Sold, plan not stated
9,355
$80.36K
42.3%
PCF HIGH INCOME SECURITIES FUND
20 Jan 2021
Director
Sold, plan not stated
1,900
$16.57K
7.9%
PCF HIGH INCOME SECURITIES FUND
17 Dec 2020
Director
Sold, plan not stated
1,299
$11.64K
5.1%
PCF HIGH INCOME SECURITIES FUND
16 Dec 2020
Director
Sold, plan not stated
5,000
$44.15K
16.5%
PCF HIGH INCOME SECURITIES FUND
14 Oct 2020
Director
Sold, plan not stated
5,000
$42.00K
14.2%
PCF HIGH INCOME SECURITIES FUND
13 Oct 2020
Director
Sold, plan not stated
2,819
$23.54K
7.4%
PCF HIGH INCOME SECURITIES FUND
30 Sep 2020
Director
Sold, plan not stated
2,892
$24.09K
7.1%
PCF HIGH INCOME SECURITIES FUND
29 Sep 2020
Director
Sold, plan not stated
2,497
$20.80K
5.7%
PCF HIGH INCOME SECURITIES FUND
28 Sep 2020
Director
Sold, plan not stated
10,000
$83.31K
18.7%
PCF HIGH INCOME SECURITIES FUND
21 Sep 2020
Director
Sold, plan not stated
5,303
$44.81K
9.0%
PCF HIGH INCOME SECURITIES FUND
18 Sep 2020
Director
Sold, plan not stated
1,190
$10.16K
2.0%
PCF HIGH INCOME SECURITIES FUND
17 Sep 2020
Director
Sold, plan not stated
10,000
$86.14K
14.3%
SPE SPECIAL OPPORTUNITIES FUND, INC.
28 Feb 2020
President
Bought
1,000
$13.25K
20.3%
SWZ Total Return Securities Fund
28 Feb 2020
President and CEO
Bought
1,000
$7.75K
×16
PCF HIGH INCOME SECURITIES FUND
16 Oct 2019
Director
Sold, plan not stated
107
$905.72
100%
PCF HIGH INCOME SECURITIES FUND
25 Mar 2019
Director
Sold, plan not stated
220,000
$2.04M
100.0%
PCF HIGH INCOME SECURITIES FUND
25 Mar 2019
Director
Bought
70,000
$647.50K
opened
SWZ Total Return Securities Fund
20 Feb 2018
Director
Bought
5,700
$72.61K
0.4%
SWZ Total Return Securities Fund
16 Feb 2018
Director
Bought
500
$6.42K
171%
SWZ Total Return Securities Fund
13 Feb 2018
Director
Bought
7,400
$91.39K
0.6%
SWZ Total Return Securities Fund
12 Feb 2018
Director
Bought
3,800
$46.94K
0.3%
SWZ Total Return Securities Fund
5 Feb 2018
Director
Bought
6,442
$82.97K
0.5%
SWZ Total Return Securities Fund
1 Feb 2018
Director
Bought
1,353
$18.13K
0.1%
SWZ Total Return Securities Fund
30 Jan 2018
Director
Bought
5,042
$67.82K
0.4%
SWZ Total Return Securities Fund
19 Jan 2018
Director
Bought
16,103
$211.79K
1.2%
SWZ Total Return Securities Fund
10 Jan 2018
Director
Bought
292
$3.77K
opened
SWZ Total Return Securities Fund
9 Jan 2018
Director
Bought
8,230
$106.37K
0.6%
SWZ Total Return Securities Fund
8 Jan 2018
Director
Bought
1,752
$22.66K
0.1%
SWZ Total Return Securities Fund
4 Jan 2018
Director
Bought
5,533
$71.23K
0.4%
SWZ Total Return Securities Fund
3 Jan 2018
Director
Bought
3,950
$50.53K
0.3%
SWZ Total Return Securities Fund
29 Dec 2017
Director
Bought
1,332
$16.97K
0.1%
SWZ Total Return Securities Fund
28 Dec 2017
Director
Bought
14,036
$177.67K
1.1%
SWZ Total Return Securities Fund
27 Dec 2017
Director
Bought
19,600
$247.55K
1.6%
SWZ Total Return Securities Fund
21 Dec 2017
Director
Bought
7,235
$90.94K
0.6%
SWZ Total Return Securities Fund
20 Dec 2017
Director
Bought
3,163
$39.25K
0.3%
SWZ Total Return Securities Fund
19 Dec 2017
Director
Bought
3,300
$41.43K
0.3%
SWZ Total Return Securities Fund
30 Nov 2017
Director
Bought
2,873
$36.48K
0.2%
SWZ Total Return Securities Fund
29 Nov 2017
Director
Bought
2,283
$28.90K
0.2%
SWZ Total Return Securities Fund
21 Nov 2017
Director
Bought
13,060
$164.49K
1.1%
SWZ Total Return Securities Fund
15 Nov 2017
Director
Bought
1,394
$17.21K
0.1%
SPE SPECIAL OPPORTUNITIES FUND, INC.
3 Feb 2016
President
Bought
2,000
$24.92K
50.0%
SPE SPECIAL OPPORTUNITIES FUND, INC.
2 Feb 2015
President
Bought
4,000
$59.80K
opened
MXE MEXICO EQUITY & INCOME FUND INC
29 Apr 2013
Director
Sold, plan not stated
11,289
$193.72K
100%
MXE MEXICO EQUITY & INCOME FUND INC
25 Apr 2013
Director
Sold, plan not stated
1,069
$18.34K
48.5%
MXE MEXICO EQUITY & INCOME FUND INC
19 Apr 2013
Director
Sold, plan not stated
23,692
$402.79K
95.0%
MXE MEXICO EQUITY & INCOME FUND INC
15 Apr 2013
Director
Sold, plan not stated
26,100
$449.53K
87.8%
MXE MEXICO EQUITY & INCOME FUND INC
12 Apr 2013
Director
Sold, plan not stated
9,600
$167.25K
60.5%
MXE MEXICO EQUITY & INCOME FUND INC
7 Feb 2013
Director
Sold, plan not stated
4,667
$73.44K
39.2%
MXE MEXICO EQUITY & INCOME FUND INC
6 Feb 2013
Director
Sold, plan not stated
14,306
$225.84K
65.0%
MXE MEXICO EQUITY & INCOME FUND INC
5 Feb 2013
Director
Sold, plan not stated
400
$6.35K
1.3%
MXE MEXICO EQUITY & INCOME FUND INC
1 Feb 2013
Director
Sold, plan not stated
11,275
$178.44K
55.1%
MXE MEXICO EQUITY & INCOME FUND INC
8 Jan 2013
Director
Sold, plan not stated
8,021
$120.35K
100%
SPE SPECIAL OPPORTUNITIES FUND, INC.
29 Mar 2011
Director/Officer
Bought
900
$13.84K
opened
SPE SPECIAL OPPORTUNITIES FUND, INC.
28 Mar 2011
Director/Officer
Bought
100
$1.52K
opened
SPE SPECIAL OPPORTUNITIES FUND, INC.
22 Jan 2010
Director
Sold, plan not stated
49,931
$708.02K
100%
98 decisions on file.