Insiders · Profile

Brombach Theodore J

President & CEO at XAI Floating Rate & Alternative Income Trust. Filing since 20 Mar 2018. CIK 0001718218

Company
Date
Role
Action
Shares
Amount
Of holding
10 May 2024
President & CEO
Bought
3,450
$24.60K
14.4%
9 May 2024
President & CEO
Bought
3,417
$24.36K
16.6%
12 Dec 2023
President & CEO
Bought
825
$5.82K
4.5%
5 Dec 2023
President & CEO
Bought
6,000
$41.34K
33.9%
13 Nov 2023
President & CEO
Bought
289
$2.05K
1.7%
11 Nov 2022
President & CEO
Bought
3,050
$20.34K
25.4%
10 Nov 2022
President & CEO
Bought
2,000
$13.27K
20.0%
9 Nov 2022
President & CEO
Bought
2,000
$13.09K
25.0%
8 Nov 2022
President & CEO
Bought
4,000
$25.97K
100%
4 Nov 2022
President & CEO
Bought
3,588
$22.93K
871%
3 Nov 2022
President & CEO
Bought
412
$2.62K
opened
21 Jul 2021
President & CEO
Bought
29,500
$250.75K
7.0%
18 Mar 2020
President & CEO
Bought
2,000
$9.00K
0.5%
10 Jan 2020
President&CEO
Bought
612
$5.00K
0.1%
9 Jan 2020
President&CEO
Bought
609
$4.99K
0.1%
11 Oct 2018
President & CEO
Sold, plan not stated
100
$988.00
0.0%
10 Oct 2018
President & CEO
Sold, plan not stated
400
$3.95K
0.1%
8 Oct 2018
President & CEO
Sold, plan not stated
100
$980.00
0.0%
4 Oct 2018
President & CEO
Sold, plan not stated
100
$983.00
0.0%
3 Oct 2018
President & CEO
Sold, plan not stated
1,080
$10.64K
0.3%
2 Oct 2018
President & CEO
Sold, plan not stated
600
$5.89K
0.1%
1 Oct 2018
President & CEO
Sold, plan not stated
965
$9.48K
0.2%
27 Sep 2018
President & CEO
Sold, plan not stated
700
$6.87K
0.2%
26 Sep 2018
President & CEO
Sold, plan not stated
300
$2.94K
0.1%
25 Sep 2018
President & CEO
Sold, plan not stated
300
$2.95K
0.1%
20 Sep 2018
President & CEO
Sold, plan not stated
200
$1.96K
0.0%
19 Sep 2018
President & CEO
Sold, plan not stated
300
$2.95K
0.1%
18 Sep 2018
President & CEO
Sold, plan not stated
300
$2.95K
0.1%
17 Sep 2018
President & CEO
Sold, plan not stated
200
$1.96K
0.0%
14 Sep 2018
President & CEO
Sold, plan not stated
900
$8.88K
0.2%
13 Sep 2018
President & CEO
Sold, plan not stated
2,900
$28.62K
0.7%
12 Sep 2018
President & CEO
Sold, plan not stated
1,000
$9.87K
0.2%
11 Sep 2018
President & CEO
Sold, plan not stated
300
$2.96K
0.1%
10 Sep 2018
President & CEO
Sold, plan not stated
300
$2.96K
0.1%
7 Sep 2018
President & CEO
Sold, plan not stated
300
$2.96K
0.1%
6 Sep 2018
President & CEO
Sold, plan not stated
1,000
$9.88K
0.2%
5 Sep 2018
President & CEO
Sold, plan not stated
300
$2.96K
0.1%
4 Sep 2018
President & CEO
Sold, plan not stated
2,600
$25.70K
0.6%
31 Aug 2018
President & CEO
Sold, plan not stated
1,100
$10.95K
0.3%
30 Aug 2018
President & CEO
Sold, plan not stated
3,690
$36.97K
0.8%
29 Aug 2018
President & CEO
Sold, plan not stated
1,760
$17.58K
0.4%
28 Aug 2018
President & CEO
Sold, plan not stated
1,600
$15.91K
0.4%
20 Mar 2018
President & CEO
Bought
300
$132.47M
opened
43 decisions on file.