Hercules Capital, Inc.

HCXY Clue Score66
United States Fiscal year ends December CIK 0001280784 Results filed 29 Oct 2026

What the insiders did Balanced

Insider
Date
Role
Action
Shares
Price
Amount
Joseph F Hoffman
4 May 2021
Director
Exercised, kept
10,000
$13.62
$136.20K
Thomas J Fallon
3 May 2021
Director
Exercised, kept
10,000
$16.34
$163.40K
Doreen Woo Ho
1 Mar 2021
Director
Exercised, kept
10,000
$13.61
$136.10K
Joseph F Hoffman
1 Mar 2021
Director
Exercised, kept
15,000
$12.47
$187.05K
Robert P Badavas
1 Mar 2021
Director
Exercised, kept
5,000
$10.60
$53.00K

What was left out

Form 4 filings counted 597
Amendments (4/A) skipped 27
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 1
Sales straight out of an exercise 3
Sales at will 9
Transactions with no price 0
Shares from compensation/vesting 14,697,537
Sales filed before the plan box existed 7
History held since 3 Oct 2006