InsiderClue
Stocks

XAI Floating Rate & Alternative Income Trust

XFLT
United States Fiscal year ends September CIK 0001703079
Add to watchlist

What the insiders did Net buying

Individual transactions

107
Insider
Date
Role
Action
Shares
Price
Amount
John Yogi Spence
23 Oct 2026
Vice President
Buy
1,000
$16.50
$16.50K
John Yogi Spence
21 Oct 2026
Vice President
Buy
2,000
$17.07
$34.14K
John Yogi Spence
19 Feb 2026
Vice President
Buy
5,000
$3.90
$19.50K
Lauren Kristen Law
24 Oct 2025
Sub-Adviser Inv Comm Member
Buy
20,000
$5.01
$100.14K
John Yogi Spence
21 Feb 2025
Vice President
Buy
2,000
$6.38
$12.76K
John Yogi Spence
19 Feb 2025
Vice President
Buy
3,000
$6.41
$19.23K
John Yogi Spence
19 Dec 2024
Adviser Personnel
Buy
2,000
$6.50
$13.00K
John Yogi Spence
10 May 2024
Advisor Personnel
Buy indirect
3,450
$7.13
$24.60K
Theodore J Brombach
10 May 2024
President & CEO
Buy indirect
3,450
$7.13
$24.60K
John Yogi Spence
9 May 2024
Advisor Personnel
Buy indirect
3,417
$7.13
$24.36K
Theodore J Brombach
9 May 2024
President & CEO
Buy indirect
3,417
$7.13
$24.36K
Theodore J Brombach
12 Dec 2023
President & CEO
Buy indirect
825
$7.05
$5.82K
John Yogi Spence
12 Dec 2023
Adviser Personnel
Buy indirect
825
$7.05
$5.82K
Theodore J Brombach
5 Dec 2023
President & CEO
Buy indirect
6,000
$6.89
$41.34K
John Yogi Spence
5 Dec 2023
Adviser Personnel
Buy indirect
6,000
$6.89
$41.34K
Theodore J Brombach
13 Nov 2023
President & CEO
Buy indirect
289
$7.08
$2.05K
John Yogi Spence
13 Nov 2023
Adviser Personnel
Buy indirect
289
$7.08
$2.05K
John Yogi Spence
22 Dec 2022
Adviser Personnel
Buy
500
$6.33
$3.17K
John Yogi Spence
11 Nov 2022
Adviser Personnel
Buy indirect
3,050
$6.67
$20.34K
Theodore J Brombach
11 Nov 2022
President & CEO
Buy indirect
3,050
$6.67
$20.34K
John Yogi Spence
10 Nov 2022
Adviser Personnel
Buy indirect
355
$6.65
$2.36K
John Yogi Spence
10 Nov 2022
Adviser Personnel
Buy indirect
754
$6.64
$5.01K
John Yogi Spence
10 Nov 2022
Adviser Personnel
Buy indirect
891
$6.63
$5.91K
Theodore J Brombach
10 Nov 2022
President & CEO
Buy indirect
355
$6.65
$2.36K
Theodore J Brombach
10 Nov 2022
President & CEO
Buy indirect
754
$6.64
$5.01K
Theodore J Brombach
10 Nov 2022
President & CEO
Buy indirect
891
$6.63
$5.91K
Theodore J Brombach
9 Nov 2022
President & CEO
Buy indirect
918
$6.56
$6.02K
Theodore J Brombach
9 Nov 2022
President & CEO
Buy indirect
1,082
$6.53
$7.07K
John Yogi Spence
9 Nov 2022
Adviser Personnel
Buy indirect
918
$6.56
$6.02K
John Yogi Spence
9 Nov 2022
Adviser Personnel
Buy indirect
1,082
$6.53
$7.07K
Theodore J Brombach
8 Nov 2022
President & CEO
Buy indirect
1,800
$6.50
$11.70K
Theodore J Brombach
8 Nov 2022
President & CEO
Buy indirect
2,100
$6.49
$13.63K
Theodore J Brombach
8 Nov 2022
President & CEO
Buy indirect
100
$6.38
$638.00
John Yogi Spence
8 Nov 2022
Adviser Personnel
Buy indirect
1,800
$6.50
$11.70K
John Yogi Spence
8 Nov 2022
Adviser Personnel
Buy indirect
2,100
$6.49
$13.63K
John Yogi Spence
8 Nov 2022
Adviser Personnel
Buy indirect
100
$6.38
$638.00
Theodore J Brombach
4 Nov 2022
President & CEO
Buy indirect
3,588
$6.39
$22.93K
John Yogi Spence
4 Nov 2022
Adviser Personnel
Buy indirect
3,588
$6.39
$22.93K
Theodore J Brombach
3 Nov 2022
President & CEO
Buy indirect
412
$6.35
$2.62K
John Yogi Spence
3 Nov 2022
Adviser Personnel
Buy indirect
412
$6.35
$2.62K
John Yogi Spence
23 Sep 2022
Adviser Personnel
Buy
2,000
$6.23
$12.46K
John Yogi Spence
23 Sep 2022
Adviser Personnel
Buy
1,000
$6.24
$6.24K
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy
1,000
$7.00
$7.00K
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy
1,000
$6.97
$6.97K
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy
1,000
$7.16
$7.16K
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy
1,000
$7.16
$7.16K
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy
1,000
$7.15
$7.15K
Benjamin McCulloch
8 Apr 2022
Secretary & CLO
Buy
472
$8.47
$4.00K
John Yogi Spence
20 Dec 2021
Adviser Personnel
Buy
3,865
$8.53
$32.97K
John Yogi Spence
20 Dec 2021
Adviser Personnel
Buy
135
$8.54
$1.15K
Benjamin McCulloch
27 Jul 2021
Secretary & CLO
Buy
188
$8.67
$1.63K
Benjamin McCulloch
27 Jul 2021
Secretary & CLO
Buy
100
$8.67
$866.63
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy indirect
500
$8.50
$4.25K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
4,400
$8.50
$37.40K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
2,873
$8.50
$24.42K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
1,500
$8.50
$12.75K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
600
$8.50
$5.10K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
127
$8.49
$1.08K
Theodore J Brombach
21 Jul 2021
President & CEO
Buy
29,500
$8.50
$250.75K
Philip G Franklin
24 Mar 2020
Trustee
Buy
10,000
$4.04
$40.38K
Andrew David Gordon
20 Mar 2020
Sub-Adviser Inv Comm Member
Buy
2,050
$4.89
$10.02K
Andrew David Gordon
19 Mar 2020
Sub-Adviser Inv Comm Member
Buy
2,222
$4.47
$9.93K
Theodore J Brombach
18 Mar 2020
President & CEO
Buy
1,000
$4.48
$4.48K
Theodore J Brombach
18 Mar 2020
President & CEO
Buy
1,000
$4.52
$4.52K
John Yogi Spence
16 Mar 2020
Adviser Personnel
Buy
3,000
$5.69
$17.07K
John P McGarrity
16 Mar 2020
Chief Legal & Secretary
Buy
2,520
$5.54
$13.95K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
500
$5.80
$2.90K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
400
$5.90
$2.36K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
400
$5.95
$2.38K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
500
$6.00
$3.00K
John Yogi Spence
6 Mar 2020
Advisor Personnel
Buy
5,000
$7.38
$36.90K
Benjamin McCulloch
21 Jan 2020
Secretary & CLO
Buy
300
$8.24
$2.47K
Theodore J Brombach
10 Jan 2020
President&CEO
Buy
612
$8.17
$5.00K
Theodore J Brombach
9 Jan 2020
President&CEO
Buy
609
$8.20
$4.99K
Gregory Dingens
3 Apr 2019
Trustee
Buy
1,200
$8.72
$10.47K
Scott C Jones
18 Jan 2019
Trustee
Buy
3,008
$8.31
$25.00K
Lauren Michelle Basmadjian
14 Jan 2019
Portfolio Manager
Buy
8,066
$7.99
$64.45K
Lauren Michelle Basmadjian
11 Jan 2019
Portfolio Manager
Buy
4,434
$8.08
$35.83K
Scott C Jones
26 Dec 2018
Trustee
Buy
300
$7.37
$2.21K
John Yogi Spence
21 Dec 2018
CFO & Treasurer
Buy
2,500
$7.37
$18.43K
Philip G Franklin
29 Oct 2018
Trustee
Buy
3,206
$9.21
$29.52K
Gregory Dingens
25 Oct 2018
Trustee
Buy
2,000
$9.45
$18.90K
Danielle Cupps
12 Sep 2018
Trustee
Buy
1,955
$9.89
$19.33K
Danielle Cupps
12 Sep 2018
Trustee
Buy
100
$9.85
$985.00
Danielle Cupps
12 Sep 2018
Trustee
Buy
2,000
$9.89
$19.78K
Danielle Cupps
11 Sep 2018
Trustee
Buy
201
$9.89
$1.99K
Danielle Cupps
11 Sep 2018
Trustee
Buy
1,799
$9.93
$17.86K
Danielle Cupps
10 Sep 2018
Trustee
Buy
2,000
$9.88
$19.76K
Danielle Cupps
10 Sep 2018
Trustee
Buy
900
$9.88
$8.89K
Danielle Cupps
10 Sep 2018
Trustee
Buy
1,045
$9.89
$10.34K
Danielle Cupps
30 Aug 2018
Trustee
Buy
300
$10.02
$3.01K
Danielle Cupps
30 Aug 2018
Trustee
Buy
4,700
$10.03
$47.14K
Danielle Cupps
29 Aug 2018
Trustee
Buy
3,800
$10.01
$38.04K
Danielle Cupps
29 Aug 2018
Trustee
Buy
1,200
$9.95
$11.93K
John P McGarrity
20 Mar 2018
Chief Legal & Secretary
Buy
359
$9.58
$3.44K
John Yogi Spence
20 Mar 2018
CFO & Treasurer
Buy
270
$9.58
$2.59K
Theodore J Brombach
20 Mar 2018
President & CEO
Buy
300
$441,550.00
left out
John P McGarrity
7 Feb 2018
Chief Legal & Secretary
Buy
352
$9.75
$3.43K
John Yogi Spence
7 Feb 2018
CFO & Treasurer
Buy
265
$9.75
$2.58K
John P McGarrity
29 Dec 2017
Chief Legal & Secretary
Buy
720
$9.43
$6.79K
John Yogi Spence
29 Dec 2017
CFO & Treasurer
Buy
700
$9.39
$6.57K
John Yogi Spence
22 Dec 2017
CFO & Treasurer
Buy
500
$9.51
$4.76K
Scott C Jones
28 Sep 2017
Trustee
Buy
2,400
$10.20
$24.48K
Show all 165 transactions →

What was left out

Form 4 filings counted 128
Amendments (4/A) skipped 8
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 58
Transactions with no price 1
Shares from compensation/vesting 65,907
Sales filed before the plan box existed 57
History held since 29 Sep 2017