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Stocks
XFLT
XAI Floating Rate & Alternative Income Trust
XFLT
United States
Fiscal year ends September
CIK 0001703079
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Overview
Financials
Insiders
Summary
By person
Transactions
What the insiders did
Net buying
1 month
12 months
120 months
Individual transactions
58
Everything
Bought
Sold at will
On a plan
Out of an exercise
Exercised, kept
Insider
Date
Role
Action
Shares
Price
Amount
Scott C Jones
11 Sep 2025
Trustee
Sell
13,009
$5.62
$73.12K
John P McGarrity
8 Dec 2021
Officer of XAI
Sell
11,100
$9.10
$101.01K
Scott C Jones
10 Mar 2020
Trustee
Sell
225
$6.82
$1.53K
John Yogi Spence
11 Oct 2018
CFO & Treasurer
Sell
100
$9.88
$988.00
Theodore J Brombach
11 Oct 2018
President & CEO
Sell
100
$9.88
$988.00
John Yogi Spence
10 Oct 2018
CFO & Treasurer
Sell
400
$9.88
$3.95K
Theodore J Brombach
10 Oct 2018
President & CEO
Sell
400
$9.88
$3.95K
John Yogi Spence
8 Oct 2018
CFO & Treasurer
Sell
7
$9.80
$68.60
Theodore J Brombach
8 Oct 2018
President & CEO
Sell
100
$9.80
$980.00
John Yogi Spence
5 Oct 2018
CFO & Treasurer
Sell
100
$9.80
$980.00
John Yogi Spence
4 Oct 2018
CFO & Treasurer
Sell
100
$9.83
$983.00
Theodore J Brombach
4 Oct 2018
President & CEO
Sell
100
$9.83
$983.00
John Yogi Spence
3 Oct 2018
CFO & Treasurer
Sell
1,080
$9.85
$10.64K
Theodore J Brombach
3 Oct 2018
President & CEO
Sell
1,080
$9.85
$10.64K
John Yogi Spence
2 Oct 2018
CFO & Treasurer
Sell
511
$9.81
$5.02K
Theodore J Brombach
2 Oct 2018
President & CEO
Sell
600
$9.82
$5.89K
John Yogi Spence
1 Oct 2018
CFO & Treasurer
Sell
1,200
$9.82
$11.78K
Theodore J Brombach
1 Oct 2018
President & CEO
Sell
965
$9.82
$9.48K
John Yogi Spence
27 Sep 2018
CFO & Treasurer
Sell
700
$9.82
$6.87K
Theodore J Brombach
27 Sep 2018
President & CEO
Sell
700
$9.82
$6.87K
John Yogi Spence
26 Sep 2018
CFO & Treasurer
Sell
400
$9.80
$3.92K
Theodore J Brombach
26 Sep 2018
President & CEO
Sell
300
$9.80
$2.94K
John Yogi Spence
25 Sep 2018
CFO & Treasurer
Sell
200
$9.82
$1.96K
Theodore J Brombach
25 Sep 2018
President & CEO
Sell
300
$9.82
$2.95K
John Yogi Spence
20 Sep 2018
CFO & Treasurer
Sell
200
$9.81
$1.96K
Theodore J Brombach
20 Sep 2018
President & CEO
Sell
200
$9.80
$1.96K
John Yogi Spence
19 Sep 2018
CFO & Treasurer
Sell
400
$9.82
$3.93K
Theodore J Brombach
19 Sep 2018
President & CEO
Sell
300
$9.82
$2.95K
John Yogi Spence
18 Sep 2018
CFO & Treasurer
Sell
300
$9.83
$2.95K
Theodore J Brombach
18 Sep 2018
President & CEO
Sell
300
$9.83
$2.95K
John Yogi Spence
17 Sep 2018
CFO & Treasurer
Sell
200
$9.82
$1.96K
Theodore J Brombach
17 Sep 2018
President & CEO
Sell
200
$9.82
$1.96K
John Yogi Spence
14 Sep 2018
CFO & Treasurer
Sell
1,000
$9.87
$9.87K
Theodore J Brombach
14 Sep 2018
President & CEO
Sell
900
$9.87
$8.88K
John Yogi Spence
13 Sep 2018
CFO & Treasurer
Sell
2,820
$9.87
$27.83K
Theodore J Brombach
13 Sep 2018
President & CEO
Sell
2,900
$9.87
$28.62K
John Yogi Spence
12 Sep 2018
CFO & Treasurer
Sell
1,100
$9.83
$10.81K
Theodore J Brombach
12 Sep 2018
President & CEO
Sell
1,000
$9.87
$9.87K
John Yogi Spence
11 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Theodore J Brombach
11 Sep 2018
President & CEO
Sell
300
$9.87
$2.96K
John Yogi Spence
10 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Theodore J Brombach
10 Sep 2018
President & CEO
Sell
300
$9.87
$2.96K
John Yogi Spence
7 Sep 2018
CFO & Treasurer
Sell
300
$9.85
$2.96K
Theodore J Brombach
7 Sep 2018
President & CEO
Sell
300
$9.85
$2.96K
John Yogi Spence
6 Sep 2018
CFO & Treasurer
Sell
1,000
$9.89
$9.89K
Theodore J Brombach
6 Sep 2018
President & CEO
Sell
1,000
$9.88
$9.88K
John Yogi Spence
5 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Theodore J Brombach
5 Sep 2018
President & CEO
Sell
300
$9.86
$2.96K
John Yogi Spence
4 Sep 2018
CFO & Treasurer
Sell
2,400
$9.89
$23.73K
Theodore J Brombach
4 Sep 2018
President & CEO
Sell
2,600
$9.89
$25.70K
John Yogi Spence
31 Aug 2018
CFO & Treasurer
Sell
1,198
$9.96
$11.93K
Theodore J Brombach
31 Aug 2018
President & CEO
Sell
1,100
$9.95
$10.95K
John Yogi Spence
30 Aug 2018
CFO & Treasurer
Sell
3,900
$10.01
$39.05K
Theodore J Brombach
30 Aug 2018
President & CEO
Sell
3,690
$10.02
$36.97K
John Yogi Spence
29 Aug 2018
CFO & Treasurer
Sell
1,280
$9.98
$12.77K
Theodore J Brombach
29 Aug 2018
President & CEO
Sell
1,760
$9.99
$17.58K
John Yogi Spence
28 Aug 2018
CFO & Treasurer
Sell
1,500
$9.94
$14.92K
Theodore J Brombach
28 Aug 2018
President & CEO
Sell
1,600
$9.95
$15.91K
Show all 165 transactions →
What was left out
Form 4 filings counted
128
Amendments (4/A) skipped
8
Filings about a different issuer
0
Unreadable filings
0
Joint filings
0
Sales on a Rule 10b5-1 plan
0
Sales straight out of an exercise
0
Sales at will
58
Transactions with no price
1
Shares from compensation/vesting
65,907
Sales filed before the plan box existed
57
History held since
29 Sep 2017
