InsiderClue
Stocks

XAI Floating Rate & Alternative Income Trust

XFLT
United States Fiscal year ends September CIK 0001703079
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What the insiders did Net buying

Individual transactions

165
Insider
Date
Role
Action
Shares
Price
Amount
John Yogi Spence
23 Oct 2026
Vice President
Buy
1,000
$16.50
$16.50K
John Yogi Spence
21 Oct 2026
Vice President
Buy
2,000
$17.07
$34.14K
John Yogi Spence
19 Feb 2026
Vice President
Buy
5,000
$3.90
$19.50K
Lauren Kristen Law
24 Oct 2025
Sub-Adviser Inv Comm Member
Buy
20,000
$5.01
$100.14K
Scott C Jones
11 Sep 2025
Trustee
Sell
13,009
$5.62
$73.12K
John Yogi Spence
21 Feb 2025
Vice President
Buy
2,000
$6.38
$12.76K
John Yogi Spence
19 Feb 2025
Vice President
Buy
3,000
$6.41
$19.23K
John Yogi Spence
19 Dec 2024
Adviser Personnel
Buy
2,000
$6.50
$13.00K
John Yogi Spence
10 May 2024
Advisor Personnel
Buy indirect
3,450
$7.13
$24.60K
Theodore J Brombach
10 May 2024
President & CEO
Buy indirect
3,450
$7.13
$24.60K
John Yogi Spence
9 May 2024
Advisor Personnel
Buy indirect
3,417
$7.13
$24.36K
Theodore J Brombach
9 May 2024
President & CEO
Buy indirect
3,417
$7.13
$24.36K
Theodore J Brombach
12 Dec 2023
President & CEO
Buy indirect
825
$7.05
$5.82K
John Yogi Spence
12 Dec 2023
Adviser Personnel
Buy indirect
825
$7.05
$5.82K
Theodore J Brombach
5 Dec 2023
President & CEO
Buy indirect
6,000
$6.89
$41.34K
John Yogi Spence
5 Dec 2023
Adviser Personnel
Buy indirect
6,000
$6.89
$41.34K
Theodore J Brombach
13 Nov 2023
President & CEO
Buy indirect
289
$7.08
$2.05K
John Yogi Spence
13 Nov 2023
Adviser Personnel
Buy indirect
289
$7.08
$2.05K
John Yogi Spence
22 Dec 2022
Adviser Personnel
Buy
500
$6.33
$3.17K
John Yogi Spence
11 Nov 2022
Adviser Personnel
Buy indirect
3,050
$6.67
$20.34K
Theodore J Brombach
11 Nov 2022
President & CEO
Buy indirect
3,050
$6.67
$20.34K
John Yogi Spence
10 Nov 2022
Adviser Personnel
Buy indirect
355
$6.65
$2.36K
John Yogi Spence
10 Nov 2022
Adviser Personnel
Buy indirect
754
$6.64
$5.01K
John Yogi Spence
10 Nov 2022
Adviser Personnel
Buy indirect
891
$6.63
$5.91K
Theodore J Brombach
10 Nov 2022
President & CEO
Buy indirect
355
$6.65
$2.36K
Theodore J Brombach
10 Nov 2022
President & CEO
Buy indirect
754
$6.64
$5.01K
Theodore J Brombach
10 Nov 2022
President & CEO
Buy indirect
891
$6.63
$5.91K
Theodore J Brombach
9 Nov 2022
President & CEO
Buy indirect
918
$6.56
$6.02K
Theodore J Brombach
9 Nov 2022
President & CEO
Buy indirect
1,082
$6.53
$7.07K
John Yogi Spence
9 Nov 2022
Adviser Personnel
Buy indirect
918
$6.56
$6.02K
John Yogi Spence
9 Nov 2022
Adviser Personnel
Buy indirect
1,082
$6.53
$7.07K
Theodore J Brombach
8 Nov 2022
President & CEO
Buy indirect
1,800
$6.50
$11.70K
Theodore J Brombach
8 Nov 2022
President & CEO
Buy indirect
2,100
$6.49
$13.63K
Theodore J Brombach
8 Nov 2022
President & CEO
Buy indirect
100
$6.38
$638.00
John Yogi Spence
8 Nov 2022
Adviser Personnel
Buy indirect
1,800
$6.50
$11.70K
John Yogi Spence
8 Nov 2022
Adviser Personnel
Buy indirect
2,100
$6.49
$13.63K
John Yogi Spence
8 Nov 2022
Adviser Personnel
Buy indirect
100
$6.38
$638.00
Theodore J Brombach
4 Nov 2022
President & CEO
Buy indirect
3,588
$6.39
$22.93K
John Yogi Spence
4 Nov 2022
Adviser Personnel
Buy indirect
3,588
$6.39
$22.93K
Theodore J Brombach
3 Nov 2022
President & CEO
Buy indirect
412
$6.35
$2.62K
John Yogi Spence
3 Nov 2022
Adviser Personnel
Buy indirect
412
$6.35
$2.62K
John Yogi Spence
23 Sep 2022
Adviser Personnel
Buy
2,000
$6.23
$12.46K
John Yogi Spence
23 Sep 2022
Adviser Personnel
Buy
1,000
$6.24
$6.24K
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy
1,000
$7.00
$7.00K
John Yogi Spence
2 Sep 2022
Adviser Personnel
Buy
1,000
$6.97
$6.97K
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy indirect
0
$0.00
$0.00
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy
1,000
$7.16
$7.16K
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy
1,000
$7.16
$7.16K
John Yogi Spence
19 Aug 2022
Adviser Personnel
Buy
1,000
$7.15
$7.15K
Benjamin McCulloch
8 Apr 2022
Secretary & CLO
Buy
472
$8.47
$4.00K
John Yogi Spence
20 Dec 2021
Adviser Personnel
Buy
3,865
$8.53
$32.97K
John Yogi Spence
20 Dec 2021
Adviser Personnel
Buy
135
$8.54
$1.15K
John P McGarrity
8 Dec 2021
Officer of XAI
Sell
11,100
$9.10
$101.01K
Benjamin McCulloch
27 Jul 2021
Secretary & CLO
Buy
188
$8.67
$1.63K
Benjamin McCulloch
27 Jul 2021
Secretary & CLO
Buy
100
$8.67
$866.63
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy indirect
500
$8.50
$4.25K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
4,400
$8.50
$37.40K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
2,873
$8.50
$24.42K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
1,500
$8.50
$12.75K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
600
$8.50
$5.10K
John Yogi Spence
21 Jul 2021
Adviser Personnel
Buy
127
$8.49
$1.08K
Theodore J Brombach
21 Jul 2021
President & CEO
Buy
29,500
$8.50
$250.75K
Philip G Franklin
24 Mar 2020
Trustee
Buy
10,000
$4.04
$40.38K
Andrew David Gordon
20 Mar 2020
Sub-Adviser Inv Comm Member
Buy
2,050
$4.89
$10.02K
Andrew David Gordon
19 Mar 2020
Sub-Adviser Inv Comm Member
Buy
2,222
$4.47
$9.93K
Theodore J Brombach
18 Mar 2020
President & CEO
Buy
1,000
$4.48
$4.48K
Theodore J Brombach
18 Mar 2020
President & CEO
Buy
1,000
$4.52
$4.52K
John Yogi Spence
16 Mar 2020
Adviser Personnel
Buy
3,000
$5.69
$17.07K
John P McGarrity
16 Mar 2020
Chief Legal & Secretary
Buy
2,520
$5.54
$13.95K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
500
$5.80
$2.90K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
400
$5.90
$2.36K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
400
$5.95
$2.38K
John Yogi Spence
12 Mar 2020
Advisor Personnel
Buy
500
$6.00
$3.00K
Scott C Jones
10 Mar 2020
Trustee
Sell
225
$6.82
$1.53K
John Yogi Spence
6 Mar 2020
Advisor Personnel
Buy
5,000
$7.38
$36.90K
Benjamin McCulloch
21 Jan 2020
Secretary & CLO
Buy
300
$8.24
$2.47K
Theodore J Brombach
10 Jan 2020
President&CEO
Buy
612
$8.17
$5.00K
Theodore J Brombach
9 Jan 2020
President&CEO
Buy
609
$8.20
$4.99K
Gregory Dingens
3 Apr 2019
Trustee
Buy
1,200
$8.72
$10.47K
Scott C Jones
18 Jan 2019
Trustee
Buy
3,008
$8.31
$25.00K
Lauren Michelle Basmadjian
14 Jan 2019
Portfolio Manager
Buy
8,066
$7.99
$64.45K
Lauren Michelle Basmadjian
11 Jan 2019
Portfolio Manager
Buy
4,434
$8.08
$35.83K
Scott C Jones
26 Dec 2018
Trustee
Buy
300
$7.37
$2.21K
John Yogi Spence
21 Dec 2018
CFO & Treasurer
Buy
2,500
$7.37
$18.43K
Philip G Franklin
29 Oct 2018
Trustee
Buy
3,206
$9.21
$29.52K
Gregory Dingens
25 Oct 2018
Trustee
Buy
2,000
$9.45
$18.90K
John Yogi Spence
11 Oct 2018
CFO & Treasurer
Sell
100
$9.88
$988.00
Theodore J Brombach
11 Oct 2018
President & CEO
Sell
100
$9.88
$988.00
John Yogi Spence
10 Oct 2018
CFO & Treasurer
Sell
400
$9.88
$3.95K
Theodore J Brombach
10 Oct 2018
President & CEO
Sell
400
$9.88
$3.95K
John Yogi Spence
8 Oct 2018
CFO & Treasurer
Sell
7
$9.80
$68.60
Theodore J Brombach
8 Oct 2018
President & CEO
Sell
100
$9.80
$980.00
John Yogi Spence
5 Oct 2018
CFO & Treasurer
Sell
100
$9.80
$980.00
John Yogi Spence
4 Oct 2018
CFO & Treasurer
Sell
100
$9.83
$983.00
Theodore J Brombach
4 Oct 2018
President & CEO
Sell
100
$9.83
$983.00
John Yogi Spence
3 Oct 2018
CFO & Treasurer
Sell
1,080
$9.85
$10.64K
Theodore J Brombach
3 Oct 2018
President & CEO
Sell
1,080
$9.85
$10.64K
John Yogi Spence
2 Oct 2018
CFO & Treasurer
Sell
511
$9.81
$5.02K
Theodore J Brombach
2 Oct 2018
President & CEO
Sell
600
$9.82
$5.89K
John Yogi Spence
1 Oct 2018
CFO & Treasurer
Sell
1,200
$9.82
$11.78K
Theodore J Brombach
1 Oct 2018
President & CEO
Sell
965
$9.82
$9.48K
John Yogi Spence
27 Sep 2018
CFO & Treasurer
Sell
700
$9.82
$6.87K
Theodore J Brombach
27 Sep 2018
President & CEO
Sell
700
$9.82
$6.87K
John Yogi Spence
26 Sep 2018
CFO & Treasurer
Sell
400
$9.80
$3.92K
Theodore J Brombach
26 Sep 2018
President & CEO
Sell
300
$9.80
$2.94K
John Yogi Spence
25 Sep 2018
CFO & Treasurer
Sell
200
$9.82
$1.96K
Theodore J Brombach
25 Sep 2018
President & CEO
Sell
300
$9.82
$2.95K
John Yogi Spence
20 Sep 2018
CFO & Treasurer
Sell
200
$9.81
$1.96K
Theodore J Brombach
20 Sep 2018
President & CEO
Sell
200
$9.80
$1.96K
John Yogi Spence
19 Sep 2018
CFO & Treasurer
Sell
400
$9.82
$3.93K
Theodore J Brombach
19 Sep 2018
President & CEO
Sell
300
$9.82
$2.95K
John Yogi Spence
18 Sep 2018
CFO & Treasurer
Sell
300
$9.83
$2.95K
Theodore J Brombach
18 Sep 2018
President & CEO
Sell
300
$9.83
$2.95K
John Yogi Spence
17 Sep 2018
CFO & Treasurer
Sell
200
$9.82
$1.96K
Theodore J Brombach
17 Sep 2018
President & CEO
Sell
200
$9.82
$1.96K
John Yogi Spence
14 Sep 2018
CFO & Treasurer
Sell
1,000
$9.87
$9.87K
Theodore J Brombach
14 Sep 2018
President & CEO
Sell
900
$9.87
$8.88K
John Yogi Spence
13 Sep 2018
CFO & Treasurer
Sell
2,820
$9.87
$27.83K
Theodore J Brombach
13 Sep 2018
President & CEO
Sell
2,900
$9.87
$28.62K
John Yogi Spence
12 Sep 2018
CFO & Treasurer
Sell
1,100
$9.83
$10.81K
Theodore J Brombach
12 Sep 2018
President & CEO
Sell
1,000
$9.87
$9.87K
Danielle Cupps
12 Sep 2018
Trustee
Buy
1,955
$9.89
$19.33K
Danielle Cupps
12 Sep 2018
Trustee
Buy
100
$9.85
$985.00
Danielle Cupps
12 Sep 2018
Trustee
Buy
2,000
$9.89
$19.78K
John Yogi Spence
11 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Theodore J Brombach
11 Sep 2018
President & CEO
Sell
300
$9.87
$2.96K
Danielle Cupps
11 Sep 2018
Trustee
Buy
201
$9.89
$1.99K
Danielle Cupps
11 Sep 2018
Trustee
Buy
1,799
$9.93
$17.86K
Danielle Cupps
10 Sep 2018
Trustee
Buy
2,000
$9.88
$19.76K
John Yogi Spence
10 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Theodore J Brombach
10 Sep 2018
President & CEO
Sell
300
$9.87
$2.96K
Danielle Cupps
10 Sep 2018
Trustee
Buy
900
$9.88
$8.89K
Danielle Cupps
10 Sep 2018
Trustee
Buy
1,045
$9.89
$10.34K
John Yogi Spence
7 Sep 2018
CFO & Treasurer
Sell
300
$9.85
$2.96K
Theodore J Brombach
7 Sep 2018
President & CEO
Sell
300
$9.85
$2.96K
John Yogi Spence
6 Sep 2018
CFO & Treasurer
Sell
1,000
$9.89
$9.89K
Theodore J Brombach
6 Sep 2018
President & CEO
Sell
1,000
$9.88
$9.88K
John Yogi Spence
5 Sep 2018
CFO & Treasurer
Sell
300
$9.87
$2.96K
Theodore J Brombach
5 Sep 2018
President & CEO
Sell
300
$9.86
$2.96K
John Yogi Spence
4 Sep 2018
CFO & Treasurer
Sell
2,400
$9.89
$23.73K
Theodore J Brombach
4 Sep 2018
President & CEO
Sell
2,600
$9.89
$25.70K
John Yogi Spence
31 Aug 2018
CFO & Treasurer
Sell
1,198
$9.96
$11.93K
Theodore J Brombach
31 Aug 2018
President & CEO
Sell
1,100
$9.95
$10.95K
John Yogi Spence
30 Aug 2018
CFO & Treasurer
Sell
3,900
$10.01
$39.05K
Theodore J Brombach
30 Aug 2018
President & CEO
Sell
3,690
$10.02
$36.97K
Danielle Cupps
30 Aug 2018
Trustee
Buy
300
$10.02
$3.01K
Danielle Cupps
30 Aug 2018
Trustee
Buy
4,700
$10.03
$47.14K
Danielle Cupps
29 Aug 2018
Trustee
Buy
3,800
$10.01
$38.04K
Danielle Cupps
29 Aug 2018
Trustee
Buy
1,200
$9.95
$11.93K
John Yogi Spence
29 Aug 2018
CFO & Treasurer
Sell
1,280
$9.98
$12.77K
Theodore J Brombach
29 Aug 2018
President & CEO
Sell
1,760
$9.99
$17.58K
John Yogi Spence
28 Aug 2018
CFO & Treasurer
Sell
1,500
$9.94
$14.92K
Theodore J Brombach
28 Aug 2018
President & CEO
Sell
1,600
$9.95
$15.91K
John P McGarrity
20 Mar 2018
Chief Legal & Secretary
Buy
359
$9.58
$3.44K
John Yogi Spence
20 Mar 2018
CFO & Treasurer
Buy
270
$9.58
$2.59K
Theodore J Brombach
20 Mar 2018
President & CEO
Buy
300
$441,550.00
left out
John P McGarrity
7 Feb 2018
Chief Legal & Secretary
Buy
352
$9.75
$3.43K
John Yogi Spence
7 Feb 2018
CFO & Treasurer
Buy
265
$9.75
$2.58K
John P McGarrity
29 Dec 2017
Chief Legal & Secretary
Buy
720
$9.43
$6.79K
John Yogi Spence
29 Dec 2017
CFO & Treasurer
Buy
700
$9.39
$6.57K
John Yogi Spence
22 Dec 2017
CFO & Treasurer
Buy
500
$9.51
$4.76K
Scott C Jones
28 Sep 2017
Trustee
Buy
2,400
$10.20
$24.48K

What was left out

Form 4 filings counted 128
Amendments (4/A) skipped 8
Filings about a different issuer 0
Unreadable filings 0
Joint filings 0
Sales on a Rule 10b5-1 plan 0
Sales straight out of an exercise 0
Sales at will 58
Transactions with no price 1
Shares from compensation/vesting 65,907
Sales filed before the plan box existed 57
History held since 29 Sep 2017