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CHOW JOSEPH W

Director at Hercules Capital · Executive Vice President at State Street. Filing since 23 Oct 2006. CIK 0001082334

HCXY Hercules Capital, Inc. Director · 12 trades STT State Street Corporation Executive Vice President · 4 trades
Company
Date
Role
Action
Shares
Amount
Of holding
HCXY Hercules Capital, Inc.
6 Mar 2012
Director
Bought
5,000
$52.20K
4.8%
HCXY Hercules Capital, Inc.
6 Sep 2011
Director
Bought
5,000
$43.40K
5.1%
HCXY Hercules Capital, Inc.
11 May 2011
Director
Bought
5,000
$51.80K
5.9%
HCXY Hercules Capital, Inc.
23 Nov 2010
Director
Bought
5,000
$49.80K
6.3%
HCXY Hercules Capital, Inc.
23 Jun 2010
Director
Bought
5,000
$45.60K
7.1%
HCXY Hercules Capital, Inc.
18 Feb 2009
Director
Bought
10,000
$44.90K
18.2%
HCXY Hercules Capital, Inc.
15 Sep 2008
Director
Bought
2,000
$19.60K
4.2%
HCXY Hercules Capital, Inc.
9 Sep 2008
Director
Bought
2,000
$19.72K
4.4%
HCXY Hercules Capital, Inc.
19 Aug 2008
Director
Bought
1,000
$10.22K
2.2%
STT State Street Corporation
31 Jan 2008
Executive Vice President
Sold, plan not stated
25,000
$2.05M
59.3%
STT State Street Corporation
30 Jan 2008
Executive Vice President
Sold, plan not stated
25,000
$2.04M
59.3%
HCXY Hercules Capital, Inc.
13 Aug 2007
Director
Bought
6,000
$77.25K
16.7%
HCXY Hercules Capital, Inc.
5 Mar 2007
Director
Bought
1,517
$20.33K
5.7%
HCXY Hercules Capital, Inc.
12 Feb 2007
Director
Bought
5,000
$69.50K
23.2%
STT State Street Corporation
16 Nov 2006
EVP
Sold, plan not stated
38,400
$2.47M
74.6%
STT State Street Corporation
23 Oct 2006
EVP
Sold, plan not stated
4,594
$293.79K
100%
16 decisions on file.