Insiders · Profile

STONE BRADFORD S

CFO, VP & TREASURER at Flaherty & Crumrine Dynamic Preferred & Income Fund · VP and Asst. Treasurer at FLAHERTY & CRUMRINE TOTAL RETURN FUND · Vice President at Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND. Filing since 20 Aug 2007. CIK 0001255452

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc CFO, VP & TREASURER · 9 trades FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC VP and Asst. Treasurer · 2 trades PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC Vice President · 1 trade

Company

Date

Role

Action

Shares

Amount

Of holding

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

20 Dec 2018

CFO, VP & TREASURER

Bought

2,500

$48.75K

10.3%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

14 Dec 2018

CFO, VP & TREASURER

Bought

2,500

$50.94K

11.5%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

10 Oct 2018

CFO, VP & TREASURER

Bought

2,500

$54.69K

13.2%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

14 Nov 2016

CFO and Treasurer

Bought

2,500

$54.88K

18.0%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

2 Nov 2016

CFO, VP and Treasurer

Bought

2,500

$59.78K

22.0%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

22 Jun 2015

CFO, VP & Treasurer

Bought

2,000

$43.80K

24.6%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

22 Nov 2013

VP and Asst. Treasurer

Bought

2,500

$49.35K

50.0%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

13 Sep 2013

VP and Asst. Treasurer

Bought

2,500

$50.00K

100%

DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

21 Aug 2013

VP and Asst. Treasurer

Bought

2,500

$51.25K

opened

FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

3 Jun 2013

VP and Asst. Treasurer

Bought

1,500

$29.25K

150%

FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

28 May 2013

VP and Asst. Treasurer

Bought

1,000

$20.76K

opened

PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC

20 Aug 2007

Vice President

Bought

1,000

$10.00K

25.0%

12 decisions on file.