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Insiders · Profile

UBS AG

10% owner at Eaton Vance Senior Floating-Rate Trust · 10% owner at FRANKLIN LTD DURATION INCOME TRUST · 10% owner at PIMCO CORPORATE & INCOME OPPORTUNITY FUND · and 5 more. Filing since 20 Mar 2008. CIK 0001114446

EFR Eaton Vance Senior Floating-Rate Trust 10% owner · 2 trades FTF FRANKLIN LTD DURATION INCOME TRUST 10% owner · 1 trade PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND 10% owner · 1 trade PFN PIMCO Income Strategy Fund II 10% owner · 2 trades EVF Eaton Vance Senior Income Trust 10% owner · 1 trade NCV Virtus Convertible & Income Fund 10% owner · 1 trade EVV Eaton Vance Ltd Duration Income Fund 10% owner · 1 trade IGC IGC Pharma, Inc. 10% owner · 130 trades
Company
Date
Role
Action
Shares
Amount
Of holding
EFR Eaton Vance Senior Floating-Rate Trust
2 Apr 2014
10% owner
Bought
2
no price
0.1%
FTF FRANKLIN LTD DURATION INCOME TRUST
14 Mar 2014
10% owner
Sold, plan not stated
1
no price
0.2%
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
25 Feb 2014
10% owner
Bought
1
no price
0.0%
PFN PIMCO Income Strategy Fund II
25 Feb 2014
10% owner
Bought
1
no price
0.1%
EVF Eaton Vance Senior Income Trust
25 Feb 2014
10% owner
Bought
1
no price
0.1%
PFN PIMCO Income Strategy Fund II
3 Feb 2014
10% owner
Bought
1
no price
0.1%
EFR Eaton Vance Senior Floating-Rate Trust
12 Nov 2013
10% owner
Bought
1
no price
0.0%
NCV Virtus Convertible & Income Fund
18 Oct 2013
10% owner
Bought
1
no price
0.0%
EVV Eaton Vance Ltd Duration Income Fund
19 Jun 2013
10% owner
Bought
4
no price
0.1%
IGC IGC Pharma, Inc.
14 Jul 2008
10% owner
Bought
300
$1.48K
1.0%
IGC IGC Pharma, Inc.
14 Jul 2008
10% owner
Sold, plan not stated
300
$1.48K
0.9%
IGC IGC Pharma, Inc.
11 Jul 2008
10% owner
Sold, plan not stated
1,550
$7.50K
4.7%
IGC IGC Pharma, Inc.
11 Jul 2008
10% owner
Bought
1,550
$7.50K
4.9%
IGC IGC Pharma, Inc.
10 Jul 2008
10% owner
Bought
1,250
$6.18K
4.0%
IGC IGC Pharma, Inc.
10 Jul 2008
10% owner
Sold, plan not stated
1,250
$6.18K
3.8%
IGC IGC Pharma, Inc.
9 Jul 2008
10% owner
Bought
2,826
$13.76K
9.1%
IGC IGC Pharma, Inc.
9 Jul 2008
10% owner
Sold, plan not stated
2,659
$12.94K
7.8%
IGC IGC Pharma, Inc.
3 Jul 2008
10% owner
Bought
1,700
$8.19K
5.5%
IGC IGC Pharma, Inc.
3 Jul 2008
10% owner
Sold, plan not stated
1,700
$8.19K
5.2%
IGC IGC Pharma, Inc.
1 Jul 2008
10% owner
Bought
1,493
$7.20K
5.0%
IGC IGC Pharma, Inc.
30 Jun 2008
10% owner
Bought
1,000
no price
3.4%
IGC IGC Pharma, Inc.
30 Jun 2008
10% owner
Sold, plan not stated
1,000
no price
3.3%
IGC IGC Pharma, Inc.
27 Jun 2008
10% owner
Bought
500
$2.54K
1.7%
IGC IGC Pharma, Inc.
27 Jun 2008
10% owner
Sold, plan not stated
500
$2.54K
1.7%
IGC IGC Pharma, Inc.
26 Jun 2008
10% owner
Sold, plan not stated
1,000
$4.86K
3.3%
IGC IGC Pharma, Inc.
26 Jun 2008
10% owner
Bought
600
$2.92K
2.0%
IGC IGC Pharma, Inc.
25 Jun 2008
10% owner
Sold, plan not stated
7,123
$35.81K
19.2%
IGC IGC Pharma, Inc.
25 Jun 2008
10% owner
Bought
5,800
$29.07K
18.5%
IGC IGC Pharma, Inc.
24 Jun 2008
10% owner
Bought
500
$2.44K
1.6%
IGC IGC Pharma, Inc.
24 Jun 2008
10% owner
Sold, plan not stated
500
$2.44K
1.6%
IGC IGC Pharma, Inc.
23 Jun 2008
10% owner
Bought
2,400
$11.67K
7.7%
IGC IGC Pharma, Inc.
23 Jun 2008
10% owner
Sold, plan not stated
2,100
$10.24K
6.3%
IGC IGC Pharma, Inc.
20 Jun 2008
10% owner
Bought
8,100
$40.43K
26.4%
IGC IGC Pharma, Inc.
20 Jun 2008
10% owner
Sold, plan not stated
7,700
$38.57K
19.9%
IGC IGC Pharma, Inc.
19 Jun 2008
10% owner
Bought
4,400
$22.76K
14.7%
IGC IGC Pharma, Inc.
19 Jun 2008
10% owner
Sold, plan not stated
3,600
$18.67K
10.5%
IGC IGC Pharma, Inc.
17 Jun 2008
10% owner
Sold, plan not stated
1,500
$2.64K
4.8%
IGC IGC Pharma, Inc.
17 Jun 2008
10% owner
Bought
1,300
$1.58K
4.4%
IGC IGC Pharma, Inc.
16 Jun 2008
10% owner
Sold, plan not stated
6,420
$33.70K
17.6%
IGC IGC Pharma, Inc.
16 Jun 2008
10% owner
Bought
6,260
$32.84K
20.7%
IGC IGC Pharma, Inc.
13 Jun 2008
10% owner
Bought
8,000
$42.70K
27.4%
IGC IGC Pharma, Inc.
13 Jun 2008
10% owner
Sold, plan not stated
7,000
$37.34K
18.8%
IGC IGC Pharma, Inc.
12 Jun 2008
10% owner
Sold, plan not stated
17,635
$96.75K
37.6%
IGC IGC Pharma, Inc.
12 Jun 2008
10% owner
Bought
16,760
$91.98K
55.6%
IGC IGC Pharma, Inc.
11 Jun 2008
10% owner
Sold, plan not stated
3,600
$17.57K
10.7%
IGC IGC Pharma, Inc.
11 Jun 2008
10% owner
Bought
3,600
$17.56K
12.0%
IGC IGC Pharma, Inc.
10 Jun 2008
10% owner
Bought
25
no price
0.1%
IGC IGC Pharma, Inc.
10 Jun 2008
10% owner
Sold, plan not stated
25
no price
0.1%
IGC IGC Pharma, Inc.
9 Jun 2008
10% owner
Sold, plan not stated
2,500
$13.84K
7.7%
IGC IGC Pharma, Inc.
9 Jun 2008
10% owner
Bought
2,500
$13.84K
8.3%
IGC IGC Pharma, Inc.
6 Jun 2008
10% owner
Sold, plan not stated
3,034
$16.94K
9.2%
IGC IGC Pharma, Inc.
6 Jun 2008
10% owner
Bought
1,500
$8.41K
4.7%
IGC IGC Pharma, Inc.
4 Jun 2008
10% owner
Bought
2,550
$14.93K
8.3%
IGC IGC Pharma, Inc.
4 Jun 2008
10% owner
Sold, plan not stated
1,750
$10.25K
5.2%
IGC IGC Pharma, Inc.
3 Jun 2008
10% owner
Sold, plan not stated
15,423
$85.98K
33.3%
IGC IGC Pharma, Inc.
3 Jun 2008
10% owner
Bought
14,723
$82.66K
46.8%
IGC IGC Pharma, Inc.
2 Jun 2008
10% owner
Bought
24,315
$128.60K
79.8%
IGC IGC Pharma, Inc.
2 Jun 2008
10% owner
Sold, plan not stated
23,239
$123.24K
42.4%
IGC IGC Pharma, Inc.
30 May 2008
10% owner
Bought
590
$2.90K
1.9%
IGC IGC Pharma, Inc.
30 May 2008
10% owner
Sold, plan not stated
590
$2.90K
1.9%
IGC IGC Pharma, Inc.
29 May 2008
10% owner
Bought
1,040
$5.13K
3.4%
IGC IGC Pharma, Inc.
29 May 2008
10% owner
Sold, plan not stated
1,040
$5.13K
3.3%
IGC IGC Pharma, Inc.
28 May 2008
10% owner
Bought
1,300
$6.36K
4.4%
IGC IGC Pharma, Inc.
28 May 2008
10% owner
Sold, plan not stated
400
$1.93K
1.3%
IGC IGC Pharma, Inc.
27 May 2008
10% owner
Sold, plan not stated
5,760
$28.64K
16.3%
IGC IGC Pharma, Inc.
27 May 2008
10% owner
Bought
3,760
$18.57K
11.9%
IGC IGC Pharma, Inc.
23 May 2008
10% owner
Sold, plan not stated
3,150
$16.21K
9.1%
IGC IGC Pharma, Inc.
23 May 2008
10% owner
Bought
3,000
$15.47K
9.5%
IGC IGC Pharma, Inc.
22 May 2008
10% owner
Bought
38,429
$205.00K
133%
IGC IGC Pharma, Inc.
22 May 2008
10% owner
Sold, plan not stated
35,698
$189.70K
52.9%
IGC IGC Pharma, Inc.
21 May 2008
10% owner
Sold, plan not stated
19,172
$86.54K
39.8%
IGC IGC Pharma, Inc.
21 May 2008
10% owner
Bought
17,046
$76.27K
54.8%
IGC IGC Pharma, Inc.
20 May 2008
10% owner
Sold, plan not stated
1,263
$5.23K
3.9%
IGC IGC Pharma, Inc.
20 May 2008
10% owner
Bought
1,225
$5.06K
3.9%
IGC IGC Pharma, Inc.
19 May 2008
10% owner
Bought
1,062
$4.87K
3.4%
IGC IGC Pharma, Inc.
19 May 2008
10% owner
Sold, plan not stated
1,062
$4.87K
3.3%
IGC IGC Pharma, Inc.
16 May 2008
10% owner
Bought
1,500
$7.19K
4.8%
IGC IGC Pharma, Inc.
16 May 2008
10% owner
Sold, plan not stated
1,500
$7.19K
4.6%
IGC IGC Pharma, Inc.
15 May 2008
10% owner
Sold, plan not stated
2,300
$10.62K
6.9%
IGC IGC Pharma, Inc.
15 May 2008
10% owner
Bought
2,000
$9.20K
6.4%
IGC IGC Pharma, Inc.
13 May 2008
10% owner
Sold, plan not stated
1,952
$9.09K
5.8%
IGC IGC Pharma, Inc.
13 May 2008
10% owner
Bought
1,752
$8.15K
5.5%
IGC IGC Pharma, Inc.
12 May 2008
10% owner
Bought
1,565
$7.13K
4.9%
IGC IGC Pharma, Inc.
12 May 2008
10% owner
Sold, plan not stated
1,565
$7.13K
4.7%
IGC IGC Pharma, Inc.
9 May 2008
10% owner
Bought
5,900
$27.20K
18.6%
IGC IGC Pharma, Inc.
9 May 2008
10% owner
Sold, plan not stated
5,900
$27.20K
15.7%
IGC IGC Pharma, Inc.
8 May 2008
10% owner
Bought
1,300
$6.02K
4.1%
IGC IGC Pharma, Inc.
8 May 2008
10% owner
Sold, plan not stated
1,300
$6.02K
3.9%
IGC IGC Pharma, Inc.
7 May 2008
10% owner
Bought
5,292
$24.93K
16.7%
IGC IGC Pharma, Inc.
7 May 2008
10% owner
Sold, plan not stated
5,292
$24.93K
14.3%
IGC IGC Pharma, Inc.
5 May 2008
10% owner
Bought
200
$944.00
0.6%
IGC IGC Pharma, Inc.
5 May 2008
10% owner
Sold, plan not stated
200
$944.00
0.6%
IGC IGC Pharma, Inc.
2 May 2008
10% owner
Bought
4,190
$20.15K
13.2%
IGC IGC Pharma, Inc.
2 May 2008
10% owner
Sold, plan not stated
4,190
$20.15K
11.7%
IGC IGC Pharma, Inc.
1 May 2008
10% owner
Bought
2,000
$9.72K
6.3%
IGC IGC Pharma, Inc.
1 May 2008
10% owner
Sold, plan not stated
2,000
$9.72K
5.9%
IGC IGC Pharma, Inc.
30 Apr 2008
10% owner
Bought
1,000
$4.90K
3.2%
IGC IGC Pharma, Inc.
30 Apr 2008
10% owner
Sold, plan not stated
1,000
$4.90K
3.1%
IGC IGC Pharma, Inc.
28 Apr 2008
10% owner
Bought
6,008
$29.02K
19.0%
IGC IGC Pharma, Inc.
28 Apr 2008
10% owner
Sold, plan not stated
6,008
$29.02K
15.9%
IGC IGC Pharma, Inc.
25 Apr 2008
10% owner
Bought
4,700
$22.33K
16.5%
IGC IGC Pharma, Inc.
25 Apr 2008
10% owner
Sold, plan not stated
1,600
$7.60K
4.8%
IGC IGC Pharma, Inc.
24 Apr 2008
10% owner
Bought
3,800
$18.29K
13.4%
IGC IGC Pharma, Inc.
24 Apr 2008
10% owner
Sold, plan not stated
3,500
$16.87K
10.9%
IGC IGC Pharma, Inc.
23 Apr 2008
10% owner
Bought
300
$1.46K
1.1%
IGC IGC Pharma, Inc.
23 Apr 2008
10% owner
Sold, plan not stated
300
$1.46K
1.1%
IGC IGC Pharma, Inc.
22 Apr 2008
10% owner
Bought
6,000
$14.70K
23.7%
IGC IGC Pharma, Inc.
22 Apr 2008
10% owner
Sold, plan not stated
6,000
$14.70K
17.5%
IGC IGC Pharma, Inc.
16 Apr 2008
10% owner
Bought
200
$972.00
0.7%
IGC IGC Pharma, Inc.
16 Apr 2008
10% owner
Sold, plan not stated
200
$970.00
0.7%
IGC IGC Pharma, Inc.
15 Apr 2008
10% owner
Bought
1,000
$4.75K
3.5%
IGC IGC Pharma, Inc.
15 Apr 2008
10% owner
Sold, plan not stated
1,000
$4.75K
3.4%
IGC IGC Pharma, Inc.
14 Apr 2008
10% owner
Bought
4,300
$20.68K
15.2%
IGC IGC Pharma, Inc.
14 Apr 2008
10% owner
Sold, plan not stated
4,300
$20.67K
13.2%
IGC IGC Pharma, Inc.
10 Apr 2008
10% owner
Bought
300
$1.44K
1.1%
IGC IGC Pharma, Inc.
10 Apr 2008
10% owner
Sold, plan not stated
300
$1.44K
1.1%
IGC IGC Pharma, Inc.
9 Apr 2008
10% owner
Sold, plan not stated
3,900
$18.46K
12.1%
IGC IGC Pharma, Inc.
9 Apr 2008
10% owner
Bought
3,800
$17.97K
13.4%
IGC IGC Pharma, Inc.
7 Apr 2008
10% owner
Bought
475
$2.14K
1.7%
IGC IGC Pharma, Inc.
7 Apr 2008
10% owner
Sold, plan not stated
475
$2.14K
1.6%
IGC IGC Pharma, Inc.
4 Apr 2008
10% owner
Bought
800
$3.60K
2.8%
IGC IGC Pharma, Inc.
4 Apr 2008
10% owner
Sold, plan not stated
800
$3.60K
2.7%
IGC IGC Pharma, Inc.
3 Apr 2008
10% owner
Bought
1,000
$4.44K
3.5%
IGC IGC Pharma, Inc.
3 Apr 2008
10% owner
Sold, plan not stated
1,000
$4.44K
3.4%
IGC IGC Pharma, Inc.
2 Apr 2008
10% owner
Bought
200
$870.00
0.7%
IGC IGC Pharma, Inc.
2 Apr 2008
10% owner
Sold, plan not stated
200
$870.00
0.7%
IGC IGC Pharma, Inc.
1 Apr 2008
10% owner
Bought
500
$2.12K
1.8%
IGC IGC Pharma, Inc.
1 Apr 2008
10% owner
Sold, plan not stated
500
$2.12K
1.7%
IGC IGC Pharma, Inc.
31 Mar 2008
10% owner
Sold, plan not stated
100
$432.00
0.4%
IGC IGC Pharma, Inc.
27 Mar 2008
10% owner
Bought
3,500
$14.88K
12.3%
IGC IGC Pharma, Inc.
27 Mar 2008
10% owner
Sold, plan not stated
3,500
$14.88K
10.9%
IGC IGC Pharma, Inc.
26 Mar 2008
10% owner
Bought
31
$138.88
0.1%
IGC IGC Pharma, Inc.
26 Mar 2008
10% owner
Sold, plan not stated
31
$138.88
0.1%
IGC IGC Pharma, Inc.
25 Mar 2008
10% owner
Bought
1,159
$4.91K
4.1%
IGC IGC Pharma, Inc.
25 Mar 2008
10% owner
Sold, plan not stated
1,000
$4.25K
3.4%
IGC IGC Pharma, Inc.
24 Mar 2008
10% owner
Bought
200
$900.00
0.7%
IGC IGC Pharma, Inc.
24 Mar 2008
10% owner
Sold, plan not stated
200
$900.00
0.7%
IGC IGC Pharma, Inc.
20 Mar 2008
10% owner
Bought
2,800
$11.34K
10.0%
IGC IGC Pharma, Inc.
20 Mar 2008
10% owner
Sold, plan not stated
2,400
$9.76K
7.8%
139 decisions on file.