Insiders · Profile

GOLDSTEIN PHILLIP

Director at HIGH INCOME SECURITIES FUND · Secretary at Total Return Securities Fund · Chairman and Secretary at SPECIAL OPPORTUNITIES FUND · and 3 more. Filing since 17 Dec 2009. CIK 0001067621

Company
Date
Role
Action
Shares
Amount
Of holding
20 Aug 2026
Director
Bought
5,000
$26.70K
7.4%
19 Aug 2026
Director
Bought
20,000
$107.70K
41.8%
6 Aug 2026
Director
Bought
819
$4.34K
1.7%
6 Jul 2026
Secretary
Bought
5,980
$35.58K
5.3%
8 Apr 2026
Director
Bought
600
$3.32K
1.3%
7 Apr 2026
Director
Bought
5,088
$27.72K
12.3%
18 Mar 2026
Director
Bought
17,905
$97.76K
76.4%
18 Mar 2026
Secretary
Bought
10,000
$59.80K
9.7%
5 Mar 2026
Secretary
Bought
10,000
$59.90K
10.7%
3 Mar 2026
Secretary
Bought
5,000
$30.05K
5.7%
23 Feb 2026
Director
Bought
5,000
$30.65K
6.0%
6 Feb 2026
Director
Bought
10,000
$60.70K
13.7%
3 Feb 2026
Director
Bought
10,000
$60.50K
74.4%
2 Feb 2026
Director
Bought
7,514
$45.46K
127%
30 Jan 2026
Director
Bought
10,000
$59.20K
15.9%
18 Dec 2025
Director
Bought
2,500
$14.98K
72.8%
17 Dec 2025
Director
Bought
800
$4.82K
30.4%
16 Dec 2025
Director
Bought
2,487
$15.02K
×17
4 Apr 2025
Chairman and Secretary
Bought
3,000
$41.40K
9.4%
25 Feb 2025
Director
Sold at will
6,984
$47.85K
97.9%
24 Feb 2025
Director
Sold at will
19,296
$132.08K
73.0%
17 Jan 2025
Director
Sold at will
4,535
$38.32K
27.0%
28 Jun 2024
Director
Sold at will
90,000
$623.70K
90.2%
27 Jun 2024
Director
Sold at will
54,600
$376.87K
35.4%
26 Jun 2024
Director
Sold at will
90,000
$614.02K
36.8%
28 Dec 2023
Chairman and Secretary
Bought
1,363
$16.05K
4.5%
21 Apr 2023
Director
Bought
10,000
$63.70K
4.3%
10 Apr 2023
Director
Bought
10,000
$63.90K
4.5%
6 Apr 2023
Director
Bought
9,510
$60.96K
4.4%
6 Apr 2023
Chairman and Secretary
Bought
5,000
$54.25K
18.9%
5 Apr 2023
Chairman and Secretary
Bought
2,400
$26.04K
10.0%
30 Mar 2023
Chairman and Secretary
Bought on a plan
1,568
$17.01K
7.0%
29 Mar 2023
Chairman and Secretary
Bought on a plan
675
$7.25K
3.1%
17 Mar 2023
Director
Bought
4,000
$25.12K
1.9%
13 Mar 2023
Director
Bought
790
$5.02K
0.4%
3 Feb 2023
Chairman and Secretary
Bought
2,000
$23.70K
10.1%
30 Jan 2023
Chairman and Secretary
Bought
2,000
$23.26K
11.2%
7 Feb 2022
Chairman and Secretary
Bought
2,000
$29.51K
10.3%
16 Dec 2021
Chairman and Secretary
Sold, plan not stated
2,542
$39.53K
11.6%
17 Aug 2021
Director
Sold, plan not stated
28,000
$279.55K
99.5%
16 Aug 2021
Director
Sold, plan not stated
10,909
$108.40K
27.9%
13 Aug 2021
Director
Sold, plan not stated
19,401
$192.47K
33.2%
11 Aug 2021
Director
Sold, plan not stated
27,718
$274.13K
32.2%
10 Aug 2021
Director
Sold, plan not stated
7,659
$75.75K
8.2%
9 Aug 2021
Director
Sold, plan not stated
18,847
$186.51K
16.7%
6 Aug 2021
Director
Sold, plan not stated
13,138
$129.97K
10.4%
5 Aug 2021
Director
Sold, plan not stated
14,563
$143.72K
10.4%
4 Aug 2021
Director
Sold, plan not stated
10,874
$107.16K
7.2%
3 Aug 2021
Director
Sold, plan not stated
12,468
$123.00K
7.6%
2 Jul 2021
Director
Sold, plan not stated
1,212
$11.87K
6.7%
7 Jun 2021
Chairman and Secretary
Sold, plan not stated
10,000
$154.30K
37.9%
4 Jun 2021
Chairman and Secretary
Sold, plan not stated
88,330
$1.35M
77.0%
4 Jun 2021
Director
Sold, plan not stated
76,958
$731.40K
81.0%
3 Jun 2021
Director
Sold, plan not stated
1,994
$19.28K
2.1%
2 Jun 2021
Director
Sold, plan not stated
8,711
$84.65K
8.2%
1 Jun 2021
Director
Sold, plan not stated
10,089
$97.92K
8.7%
24 Dec 2020
Director
Sold, plan not stated
6,990
$59.69K
100.0%
23 Dec 2020
Director
Sold, plan not stated
6,710
$57.30K
49.0%
18 Dec 2020
Director
Sold, plan not stated
5,000
$45.11K
25.7%
16 Dec 2020
Director
Sold, plan not stated
10,000
$88.25K
33.9%
15 Dec 2020
Director
Sold, plan not stated
10,000
$86.80K
25.3%
8 Dec 2020
Director
Sold, plan not stated
5,000
$43.30K
11.2%
4 Dec 2020
Director
Sold, plan not stated
12,255
$105.04K
21.6%
3 Dec 2020
Director
Sold, plan not stated
7,700
$65.15K
11.9%
2 Dec 2020
Director
Sold, plan not stated
4,746
$39.87K
6.9%
1 Dec 2020
Director
Sold, plan not stated
254
$2.13K
0.4%
21 Oct 2020
Director
Sold, plan not stated
1,188
$9.68K
1.7%
12 Oct 2020
Director
Sold, plan not stated
3,432
$28.90K
4.6%
9 Oct 2020
Director
Sold, plan not stated
6,296
$52.51K
7.8%
8 Oct 2020
Director
Sold, plan not stated
10,000
$83.05K
11.1%
5 Oct 2020
Director
Sold, plan not stated
5,000
$41.15K
5.2%
1 Oct 2020
Director
Sold, plan not stated
8,301
$69.06K
8.0%
23 Sep 2020
Director
Sold, plan not stated
2,403
$20.04K
2.3%
22 Sep 2020
Director
Sold, plan not stated
15
$126.60
0.0%
21 Sep 2020
Director
Sold, plan not stated
438
$3.72K
0.4%
16 Sep 2020
Director
Sold, plan not stated
11,992
$101.40K
10.1%
15 Sep 2020
Director
Sold, plan not stated
26,499
$224.34K
18.3%
14 Sep 2020
Director
Sold, plan not stated
5,000
$42.02K
3.3%
22 Jul 2020
Chairman and Secretary
Bought
5,000
$59.00K
4.2%
21 Jul 2020
Chairman and Secretary
Bought
5,000
$59.25K
4.4%
15 Jul 2020
Chairman and Secretary
Bought
11,405
$133.89K
11.1%
15 Jul 2020
Chairman and Secretary
Bought
1,431
$16.80K
58.9%
30 Apr 2020
Director
Bought
500
$3.69K
0.4%
23 Apr 2020
Director
Bought
5,000
$36.75K
4.5%
17 Apr 2020
10% owner
Sold, plan not stated
1,589
$5.64K
0.8%
9 Apr 2020
10% owner
Sold, plan not stated
5,177
$18.89K
2.5%
8 Apr 2020
10% owner
Sold, plan not stated
5,000
$17.50K
2.3%
7 Apr 2020
10% owner
Sold, plan not stated
25,000
$83.96K
10.4%
6 Apr 2020
10% owner
Sold, plan not stated
18,714
$58.69K
7.2%
1 Apr 2020
10% owner
Sold, plan not stated
11,700
$40.25K
4.3%
31 Mar 2020
10% owner
Sold, plan not stated
5,365
$19.05K
1.9%
30 Mar 2020
10% owner
Sold, plan not stated
2,316
$8.11K
0.8%
27 Mar 2020
10% owner
Bought
410
$1.42K
0.1%
26 Mar 2020
10% owner
Sold, plan not stated
12,645
$44.99K
4.3%
25 Mar 2020
10% owner
Sold, plan not stated
30,002
$99.51K
9.3%
24 Mar 2020
10% owner
Bought
35,000
$105.35K
12.2%
20 Mar 2020
10% owner
Sold, plan not stated
5,000
$15.00K
1.4%
19 Mar 2020
10% owner
Sold, plan not stated
25,000
$70.51K
6.4%
19 Mar 2020
10% owner
Bought
5,000
$14.10K
1.4%
18 Mar 2020
10% owner
Sold, plan not stated
608
$1.98K
0.2%
17 Mar 2020
10% owner
Sold, plan not stated
3,630
$13.18K
0.9%
25 Feb 2020
Director
Bought
14,987
$125.24K
17.6%
24 Feb 2020
Director
Bought
10,013
$84.46K
13.3%
6 Jan 2020
Director
Bought
1,086
$9.05K
1.5%
19 Dec 2019
Director
Bought
2,611
$21.41K
3.6%
18 Dec 2019
Director
Bought
614
$5.00K
0.9%
17 Dec 2019
Director
Bought
40,000
$326.00K
129%
2 Dec 2019
Director
Bought
28,209
$228.56K
997%
29 Nov 2019
Director
Bought
1,791
$14.54K
173%
16 Oct 2019
Director
Sold, plan not stated
107
$905.72
100%
25 Mar 2019
Director
Sold, plan not stated
220,000
$2.04M
100.0%
25 Mar 2019
Director
Bought
150,000
$1.39M
opened
19 Mar 2019
Chairman and Secretary
Bought
4,000
$53.44K
3.9%
28 Jan 2019
Chairman and Secretary
Bought
3,100
$39.30K
3.1%
15 Jan 2019
Chairman and Secretary
Bought
3,100
$38.72K
3.2%
2 Jan 2019
Chairman and Secretary
Bought
3
$35.25
0.0%
27 Dec 2018
Chairman and Secretary
Bought
6,000
$67.89K
7.0%
19 Dec 2018
Chairman and Secretary
Bought
5,000
$58.05K
5.4%
2 Jul 2018
Chairman and Secretary
Bought
2,407
$35.98K
2.9%
28 Jun 2018
Chairman and Secretary
Bought
93
$1.39K
0.1%
24 May 2018
Chairman and Secretary
Bought
3,000
$45.00K
3.7%
11 May 2018
Chairman and Secretary
Bought
186
$2.80K
0.2%
13 Apr 2018
Chairman and Secretary
Bought
3,000
$44.67K
3.9%
27 Mar 2018
Chairman and Secretary
Bought
2,500
$36.75K
3.3%
23 Mar 2018
Chairman and Secretary
Bought
3,000
$43.65K
4.2%
22 Mar 2018
Chairman and Secretary
Bought
630
$9.29K
0.9%
27 Feb 2018
Chairman and Secretary
Bought
1,000
$14.92K
1.4%
2 Feb 2018
Chairman and Secretary
Bought
1,000
$15.14K
1.4%
3 Aug 2017
Chairman and Secretary
Bought
1,596
$24.77K
2.4%
2 Jun 2017
Director
Bought
3,000
$32.91K
37.0%
3 May 2017
Director
Bought
100
$1.11K
1.3%
3 Jun 2016
Chairman and Secretary
Bought
1
$13.50
0.0%
2 Jun 2016
Chairman and Secretary
Bought
752
$10.15K
0.9%
1 Jun 2016
Chairman and Secretary
Bought
908
$12.26K
1.1%
4 May 2016
Director
Bought
3,000
$33.72K
60.0%
1 Apr 2016
Chairman and Secretary
Bought
4,000
$52.24K
×19
3 Mar 2016
Chairman and Secretary
Bought
100
$1.25K
0.1%
2 Mar 2016
Chairman and Secretary
Bought
100
$1.25K
0.1%
6 Jan 2016
Chairman and Secretary
Bought
2,500
$32.38K
3.2%
2 Dec 2015
Chairman and Secretary
Bought
8,000
$115.55K
11.4%
3 Nov 2015
Chairman and Secretary
Bought
1,867
$27.16K
2.7%
2 Nov 2015
Chairman and Secretary
Bought
3,133
$45.59K
4.8%
29 Sep 2015
Director
Sold, plan not stated
2,338
$25.60K
31.9%
28 Sep 2015
Director
Sold, plan not stated
2,662
$29.15K
50.0%
30 Jan 2015
Chairman and Secretary
Bought
5,500
$82.06K
83.7%
29 Jan 2015
Chairman and Secretary
Bought
3,000
$44.94K
4.8%
5 Jan 2015
Chairman and Secretary
Bought
245
$3.19K
0.3%
24 Dec 2014
Chairman and Secretary
Bought
2,699
$41.00K
4.6%
23 Dec 2014
Chairman and Secretary
Bought
10,301
$156.52K
21.1%
22 Dec 2014
Chairman and Secretary
Bought
3,000
$45.69K
5.9%
20 Jun 2013
Director
Bought
1,500
$19.35K
167%
29 Apr 2013
Director
Sold, plan not stated
11,289
$193.72K
100%
25 Apr 2013
Director
Sold, plan not stated
1,069
$18.34K
48.5%
19 Apr 2013
Director
Sold, plan not stated
23,692
$402.79K
95.0%
15 Apr 2013
Director
Sold, plan not stated
26,100
$449.53K
87.8%
12 Apr 2013
Director
Bought
6,309
$109.91K
31.8%
12 Apr 2013
Director
Sold, plan not stated
3,291
$57.33K
13.4%
7 Feb 2013
Director
Sold, plan not stated
4,667
$73.44K
39.2%
6 Feb 2013
Director
Sold, plan not stated
14,306
$225.84K
65.0%
5 Feb 2013
Director
Sold, plan not stated
400
$6.35K
1.3%
1 Feb 2013
Director
Sold, plan not stated
11,275
$178.44K
55.1%
8 Jan 2013
Director
Sold, plan not stated
8,021
$120.35K
100%
31 Aug 2012
Chairman and Secretary
Bought
2,896
$44.08K
9.6%
6 Jul 2012
Chairman and Secretary
Bought
10,561
$157.75K
54.2%
25 Jun 2012
Chairman and Secretary
Bought
5,000
$75.05K
34.5%
25 Aug 2011
Director
Bought
3,151
$45.44K
27.8%
8 Aug 2011
Director
Bought
5,000
$71.30K
78.7%
6 Aug 2010
Director
Bought
5,000
$66.40K
370%
23 Jul 2010
Director
Bought
1,350
$17.44K
opened
22 Jan 2010
Director
Sold, plan not stated
98,809
$1.40M
100%
22 Jan 2010
Director
Sold, plan not stated
62,626
$888.04K
100%
17 Dec 2009
Director
Bought
300
$22.50K
opened
172 decisions on file.