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Insiders · Profile

Barnes Randall C

Director at GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · Director at Guggenheim Active Allocation Fund · Director at ADVENT CONVERTIBLE & INCOME FUND · and 1 more. Filing since 17 Nov 2006. CIK 0001298064

GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Director · 66 trades GUG Guggenheim Active Allocation Fund Director · 32 trades AVK ADVENT CONVERTIBLE & INCOME FUND Director · 23 trades MCN XAI Madison Equity Premium Income Fund Director · 11 trades
Company
Date
Role
Action
Shares
Amount
Of holding
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
12 Mar 2026
Director
Bought
440
$5.01K
7.3%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
6 Mar 2026
Director
Bought
4,180
$48.45K
204%
GUG Guggenheim Active Allocation Fund
6 Mar 2026
Director
Sold at will
3,000
$47.55K
4.6%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
4 Nov 2025
Director
Bought
380
$4.97K
24.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
30 Oct 2025
Director
Bought
1,580
$20.57K
opened
AVK ADVENT CONVERTIBLE & INCOME FUND
17 Oct 2024
Director
Bought
3,785
$42.69K
33.3%
GUG Guggenheim Active Allocation Fund
3 Oct 2024
Director
Sold at will
500
$8.23K
0.8%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
2 Jul 2024
Director
Sold at will
5,849
$87.85K
100%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
1 Feb 2024
Director
Sold at will
10,000
$139.50K
63.1%
GUG Guggenheim Active Allocation Fund
30 Jan 2024
Director
Bought
385
$5.58K
0.6%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
5 Jan 2024
Director
Sold at will
20,000
$272.00K
55.8%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
13 Dec 2023
Director
Sold at will
6,000
$82.02K
14.3%
GUG Guggenheim Active Allocation Fund
13 Dec 2023
Director
Bought
5,880
$81.85K
9.9%
GUG Guggenheim Active Allocation Fund
8 Dec 2023
Director
Bought
2,000
$28.14K
3.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
8 Dec 2023
Director
Sold at will
2,000
$27.72K
4.6%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
7 Dec 2023
Director
Sold at will
8,000
$109.68K
15.4%
GUG Guggenheim Active Allocation Fund
7 Dec 2023
Director
Bought
7,725
$109.08K
15.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
6 Dec 2023
Director
Sold at will
16,000
$218.56K
23.6%
GUG Guggenheim Active Allocation Fund
6 Dec 2023
Director
Bought
14,705
$206.02K
41.9%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
5 Dec 2023
Director
Sold at will
20,000
$269.40K
22.8%
GUG Guggenheim Active Allocation Fund
5 Dec 2023
Director
Bought
6,000
$83.52K
20.6%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
4 Dec 2023
Director
Sold at will
3,000
$40.08K
3.3%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
1 Dec 2023
Director
Sold at will
6,211
$82.98K
6.4%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
30 Nov 2023
Director
Sold at will
10,000
$133.00K
9.3%
GUG Guggenheim Active Allocation Fund
30 Nov 2023
Director
Bought
1,000
$13.85K
3.6%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
29 Nov 2023
Director
Sold at will
1,000
$13.25K
0.9%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
28 Nov 2023
Director
Sold at will
1,000
$13.30K
0.9%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
3 Nov 2023
Director
Sold at will
9,926
$133.60K
100%
GUG Guggenheim Active Allocation Fund
31 Oct 2023
Director
Bought
1,000
$12.99K
3.7%
GUG Guggenheim Active Allocation Fund
29 Sep 2023
Director
Bought
1,784
$24.23K
7.0%
GUG Guggenheim Active Allocation Fund
5 Sep 2023
Director
Bought
1,390
$19.43K
5.8%
GUG Guggenheim Active Allocation Fund
1 Sep 2023
Director
Bought
333
$4.70K
1.4%
GUG Guggenheim Active Allocation Fund
1 Aug 2023
Director
Bought
1,729
$24.48K
7.9%
GUG Guggenheim Active Allocation Fund
1 Jul 2023
Director
Bought
1,645
$23.62K
8.1%
GUG Guggenheim Active Allocation Fund
7 Jun 2023
Director
Bought
310
$4.28K
1.6%
GUG Guggenheim Active Allocation Fund
1 Jun 2023
Director
Bought
1,400
$19.25K
7.6%
GUG Guggenheim Active Allocation Fund
1 May 2023
Director
Bought
1,146
$16.17K
6.6%
GUG Guggenheim Active Allocation Fund
28 Apr 2023
Director
Bought
500
$7.04K
3.0%
GUG Guggenheim Active Allocation Fund
10 Mar 2023
Director
Bought
1,610
$22.97K
10.5%
GUG Guggenheim Active Allocation Fund
1 Feb 2023
Director
Bought
1,540
$22.87K
11.2%
GUG Guggenheim Active Allocation Fund
30 Dec 2022
Director
Bought
1,645
$22.19K
13.6%
GUG Guggenheim Active Allocation Fund
21 Dec 2022
Director
Bought
2,400
$32.95K
24.8%
GUG Guggenheim Active Allocation Fund
20 Dec 2022
Director
Bought
2,030
$28.16K
26.5%
GUG Guggenheim Active Allocation Fund
30 Nov 2022
Director
Bought
1,560
$21.53K
25.6%
GUG Guggenheim Active Allocation Fund
28 Nov 2022
Director
Bought
2,860
$40.07K
88.1%
GUG Guggenheim Active Allocation Fund
1 Nov 2022
Director
Bought
1,565
$21.28K
93.2%
GUG Guggenheim Active Allocation Fund
25 Oct 2022
Director
Bought
270
$3.52K
19.1%
GUG Guggenheim Active Allocation Fund
8 Sep 2022
Director
Bought
240
$3.50K
20.5%
GUG Guggenheim Active Allocation Fund
13 Jul 2022
Director
Bought
170
$2.41K
17.0%
GUG Guggenheim Active Allocation Fund
21 Jun 2022
Director
Bought
275
$3.83K
37.9%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
16 Jun 2022
Director
Sold, plan not stated
356
$0.00
100%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
15 Jun 2022
Director
Sold, plan not stated
1
$18.60
0.3%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
14 Jun 2022
Director
Sold, plan not stated
20,000
$0.00
70.6%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
2 Jun 2022
Director
Sold, plan not stated
13,000
$228.93K
31.8%
GUG Guggenheim Active Allocation Fund
12 Apr 2022
Director
Bought
725
$12.27K
opened
AVK ADVENT CONVERTIBLE & INCOME FUND
13 Jan 2022
Director
Bought
1,370
$24.48K
13.7%
AVK ADVENT CONVERTIBLE & INCOME FUND
10 Jan 2022
Director
Bought
1,000
$18.20K
11.1%
AVK ADVENT CONVERTIBLE & INCOME FUND
4 Jan 2022
Director
Bought
1,000
$18.25K
12.5%
AVK ADVENT CONVERTIBLE & INCOME FUND
30 Dec 2021
Director
Bought
1,000
$17.75K
14.3%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
2 Nov 2021
Director
Sold, plan not stated
33,000
$629.64K
100%
AVK ADVENT CONVERTIBLE & INCOME FUND
19 Jul 2021
Director
Bought
640
$11.63K
10.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
16 Apr 2020
Director
Bought
4,140
$62.76K
7.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
27 Dec 2019
Director
Bought
3,330
$60.81K
6.8%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
22 Jan 2019
Director
Bought
2,700
$51.30K
6.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
22 Jan 2019
Director
Bought
2,575
$48.80K
9.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
26 Dec 2018
Director
Bought
725
$12.64K
1.8%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
26 Sep 2018
Director
Bought
3,950
$81.17K
16.9%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
17 Jul 2018
Director
Bought
5,100
$107.66K
15.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
18 Jun 2018
Director
Bought
790
$16.96K
2.4%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
6 Feb 2018
Director
Bought
2,770
$54.60K
9.7%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
5 Feb 2018
Director
Bought
2,600
$52.59K
10.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
30 Jan 2018
Director
Bought
2,997
$62.40K
16.0%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
14 Mar 2016
Director
Bought
4,000
$64.60K
35.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
14 Mar 2016
Director
Bought
2,000
$32.26K
36.4%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
10 Feb 2016
Director
Bought
3,000
$46.50K
16.9%
AVK ADVENT CONVERTIBLE & INCOME FUND
10 Oct 2014
Director
Bought
1,000
$16.66K
72.4%
AVK ADVENT CONVERTIBLE & INCOME FUND
18 Feb 2014
Director
Bought
2,388
$44.85K
opened
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
31 Jan 2014
Director
Bought
700
$14.81K
5.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
30 Jan 2014
Director
Bought
5
$105.95
0.1%
AVK ADVENT CONVERTIBLE & INCOME FUND
22 Jan 2014
Director
Sold, plan not stated
2,000
$37.52K
100%
AVK ADVENT CONVERTIBLE & INCOME FUND
22 Jan 2014
Director
Sold, plan not stated
1,000
$18.77K
29.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
17 Jan 2014
Director
Bought
700
$14.81K
5.4%
AVK ADVENT CONVERTIBLE & INCOME FUND
9 Jan 2014
Director
Sold, plan not stated
2,000
$37.48K
37.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
18 Dec 2013
Director
Bought
900
$18.50K
7.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
16 Dec 2013
Director
Bought
300
$6.38K
3.4%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
24 Jun 2013
Director
Bought
5,000
$105.40K
83.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
24 Jun 2013
Director
Bought
200
$4.22K
5.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
11 Jun 2013
Director
Bought
2,600
$56.94K
29.8%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
11 Jun 2013
Director
Bought
2,000
$43.70K
18.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
11 Jun 2013
Director
Bought
1,000
$21.89K
20.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
11 Jun 2013
Director
Bought
400
$8.76K
5.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
11 Jun 2013
Director
Bought
200
$4.38K
5.4%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
28 Dec 2012
Director
Bought
10,400
$220.68K
opened
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
28 Dec 2012
Director
Bought
2,840
$60.20K
51.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
28 Dec 2012
Director
Bought
1,300
$27.60K
54.2%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
28 Dec 2012
Director
Sold, plan not stated
74
$1.56K
1.3%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
26 Dec 2012
Director
Bought
3,600
$77.14K
91.5%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
26 Dec 2012
Director
Bought
2,400
$51.48K
opened
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
26 Dec 2012
Director
Bought
1,890
$40.92K
65.1%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
26 Dec 2012
Director
Bought
1,500
$32.10K
36.7%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
21 Dec 2012
Director
Bought
110
$2.38K
3.9%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
5 Dec 2012
Director
Bought
2,793
$58.83K
opened
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
6 Feb 2012
Director
Bought
2,000
$39.96K
110%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
6 Feb 2012
Director
Bought
950
$18.98K
35.2%
AVK ADVENT CONVERTIBLE & INCOME FUND
7 Oct 2010
Director
Sold, plan not stated
5,000
$88.80K
27.1%
AVK ADVENT CONVERTIBLE & INCOME FUND
7 Oct 2010
Director
Sold, plan not stated
5,000
$88.80K
37.2%
AVK ADVENT CONVERTIBLE & INCOME FUND
13 Aug 2010
Director
Sold, plan not stated
1
$8.61
0.0%
MCN XAI Madison Equity Premium Income Fund
1 May 2009
Director
Sold, plan not stated
2,450
$16.17K
95.4%
MCN XAI Madison Equity Premium Income Fund
1 May 2009
Director
Sold, plan not stated
117
$773.37
100%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
11 Sep 2008
Director
Bought
1,000
$15.84K
17.5%
MCN XAI Madison Equity Premium Income Fund
11 Sep 2008
Director
Sold, plan not stated
1
$9.90
0.0%
MCN XAI Madison Equity Premium Income Fund
10 Sep 2008
Director
Sold, plan not stated
3,443
$34.09K
58.4%
MCN XAI Madison Equity Premium Income Fund
10 Sep 2008
Director
Sold, plan not stated
2,500
$24.75K
29.8%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
10 Sep 2008
Director
Bought
1,200
$19.12K
26.5%
MCN XAI Madison Equity Premium Income Fund
20 Aug 2008
Director
Sold, plan not stated
2,500
$24.68K
22.9%
MCN XAI Madison Equity Premium Income Fund
19 Aug 2008
Director
Sold, plan not stated
7,234
$71.47K
38.8%
MCN XAI Madison Equity Premium Income Fund
19 Aug 2008
Director
Sold, plan not stated
5,320
$52.60K
22.2%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
19 Aug 2008
Director
Bought
2,700
$42.50K
148%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
19 Aug 2008
Director
Bought
1,610
$25.21K
767%
MCN XAI Madison Equity Premium Income Fund
19 Aug 2008
Director
Sold, plan not stated
526
$5.20K
4.6%
GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
10 Apr 2008
Director
Bought
210
$3.43K
opened
AVK ADVENT CONVERTIBLE & INCOME FUND
21 Dec 2007
Director
Bought
5,000
$112.60K
61.9%
AVK ADVENT CONVERTIBLE & INCOME FUND
21 Dec 2007
Director
Bought
4,000
$90.36K
30.6%
MCN XAI Madison Equity Premium Income Fund
26 Nov 2007
Director
Bought
5,000
$55.80K
47.2%
AVK ADVENT CONVERTIBLE & INCOME FUND
15 Aug 2007
Director
Bought
6,000
$135.15K
91.2%
AVK ADVENT CONVERTIBLE & INCOME FUND
14 Aug 2007
Director
Bought
1,000
$23.37K
17.9%
AVK ADVENT CONVERTIBLE & INCOME FUND
29 May 2007
Director
Bought
210
$5.79K
3.9%
AVK ADVENT CONVERTIBLE & INCOME FUND
30 Jan 2007
Director
Bought
1,475
$41.45K
37.9%
AVK ADVENT CONVERTIBLE & INCOME FUND
26 Jan 2007
Director
Bought
3,000
$84.36K
335%
MCN XAI Madison Equity Premium Income Fund
26 Jan 2007
Director
Bought
1,000
$15.07K
10.4%
AVK ADVENT CONVERTIBLE & INCOME FUND
17 Nov 2006
Director
Bought
156
$4.09K
26.0%
AVK ADVENT CONVERTIBLE & INCOME FUND
17 Nov 2006
Director
Bought
140
$3.67K
18.5%
132 decisions on file.