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Conwell Chad

CCO, VP and Secretary at Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND · CCO, VP and Secretary at Flaherty & Crumrine Dynamic Preferred & Income Fund · CCO, VP and Secretary at FLAHERTY & CRUMRINE TOTAL RETURN FUND · and 2 more. Filing since 3 Jun 2013. CIK 0001333588

FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC CCO, VP and Secretary · 2 trades DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc CCO, VP and Secretary · 3 trades FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC CCO, VP and Secretary · 1 trade PFD FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC CCO, VP and Secretary · 1 trade PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC CCO, VP and Secretary · 1 trade
Company
Date
Role
Action
Shares
Amount
Of holding
FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
29 Jun 2015
CCO, VP and Secretary
Bought
1,000
$18.37K
200%
DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
29 Jun 2015
CCO, VP and Secretary
Bought
500
$10.98K
25.0%
DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
20 Nov 2013
CCO, VP and Secretary
Bought
1,000
$19.90K
100%
DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
16 Aug 2013
CCO, VP and Secretary
Bought
1,000
$20.90K
opened
FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
3 Jun 2013
CCO, VP and Secretary
Bought
500
$9.72K
opened
FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
3 Jun 2013
CCO, VP and Secretary
Bought
500
$9.22K
opened
PFD FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
3 Jun 2013
CCO, VP and Secretary
Bought
500
$7.04K
opened
PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
3 Jun 2013
CCO, VP and Secretary
Bought
500
$5.67K
opened
8 decisions on file.