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WALSH STEPHEN A

CIO of Subadviser at WESTERN ASSET HIGH INCOME OPPORTUNITY FUND · Man. Dir. & CIO of Subadviser at Western Asset Mortgage Opportunity Fund · CIO of Subadviser at WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND · and 5 more. Filing since 13 Mar 2007. CIK 0001252232

HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. CIO of Subadviser · 19 trades DMO Western Asset Mortgage Opportunity Fund Inc. Man. Dir. & CIO of Subadviser · 20 trades GDO WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. CIO of Subadviser · 3 trades WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND CIO of Subadviser · 2 trades WIA WESTERN ASSET INFLATION-LINKED INCOME FUND CIO of Subadviser · 11 trades WEA WESTERN ASSET PREMIER BOND FUND CIO of Subadviser · 5 trades IGI Western Asset Investment Grade Opportunity Trust Inc. CIO of Subadviser · 2 trades EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC. CIO of Subadviser · 8 trades
Company
Date
Role
Action
Shares
Amount
Of holding
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
10 Jul 2013
CIO of Subadviser
Bought
6,455
$37.53K
10.6%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
10 Jul 2013
CIO of Subadviser
Bought
1,000
$5.79K
opened
DMO Western Asset Mortgage Opportunity Fund Inc.
8 Jul 2013
Man. Dir. & CIO of Subadviser
Bought
2,000
$43.54K
6.8%
DMO Western Asset Mortgage Opportunity Fund Inc.
5 Jul 2013
Man. Dir. & CIO of Subadviser
Bought
4,000
$87.46K
15.8%
DMO Western Asset Mortgage Opportunity Fund Inc.
3 Jul 2013
CIO of Subadviser
Bought
2,000
$45.10K
opened
GDO WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
4 Apr 2013
CIO of Subadviser
Bought
524
$10.38K
37.4%
DMO Western Asset Mortgage Opportunity Fund Inc.
31 Dec 2012
CIO of Subadviser
Bought
1,000
$24.23K
opened
WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
24 Sep 2012
CIO of Subadviser
Sold, plan not stated
10,000
$132.80K
14.3%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
24 Sep 2012
CIO of Subadviser
Sold, plan not stated
15,000
$101.81K
19.8%
DMO Western Asset Mortgage Opportunity Fund Inc.
18 Sep 2012
CIO of Subadviser
Sold, plan not stated
1,000
$26.44K
4.5%
DMO Western Asset Mortgage Opportunity Fund Inc.
17 Sep 2012
CIO of Subadvisor
Sold, plan not stated
3,000
$78.78K
11.9%
DMO Western Asset Mortgage Opportunity Fund Inc.
18 Jul 2012
CIO of Subadviser
Bought
1,000
$22.60K
4.1%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
27 Feb 2012
CIO of Subadviser
Sold, plan not stated
4,300
$55.43K
100%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
24 Feb 2012
CIO of Subadviser
Sold, plan not stated
3,000
$38.69K
41.1%
WEA WESTERN ASSET PREMIER BOND FUND
3 Jan 2012
CIO of Subadviser
Sold, plan not stated
500
$8.02K
100%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
3 Jan 2012
CIO of Subadviser
Bought
1,000
$6.21K
1.3%
IGI Western Asset Investment Grade Opportunity Trust Inc.
3 Jun 2011
CIO of Subadviser
Bought
500
$10.57K
125%
WEA WESTERN ASSET PREMIER BOND FUND
2 Jun 2011
CIO of the Sub Adviser
Sold, plan not stated
500
$7.90K
50.0%
DMO Western Asset Mortgage Opportunity Fund Inc.
15 Apr 2011
CIO of Subadviser
Bought
3,200
$70.22K
15.2%
DMO Western Asset Mortgage Opportunity Fund Inc.
24 Feb 2011
CIO of Subadviser
Bought
3,000
$65.89K
16.6%
DMO Western Asset Mortgage Opportunity Fund Inc.
21 Dec 2010
CIO of Subadviser
Bought
1,900
$39.96K
11.7%
DMO Western Asset Mortgage Opportunity Fund Inc.
16 Dec 2010
CIO of Subadviser
Bought
3,100
$65.28K
23.7%
DMO Western Asset Mortgage Opportunity Fund Inc.
26 Oct 2010
CIO of Subadviser
Bought
3,000
$62.65K
29.7%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
14 Oct 2010
CIO of Subadvisor
Sold, plan not stated
5,000
$66.02K
40.7%
DMO Western Asset Mortgage Opportunity Fund Inc.
14 Oct 2010
CIO of Subadvisor
Bought
1,000
$21.08K
11.0%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
28 Sep 2010
CIO of Subadvisor
Sold, plan not stated
1,100
$14.25K
8.2%
DMO Western Asset Mortgage Opportunity Fund Inc.
26 Aug 2010
CIO of Subadviser
Bought
900
$17.88K
11.0%
GDO WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
26 Aug 2010
CIO of Subadviser
Bought
400
$7.51K
40.0%
GDO WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
25 Aug 2010
CIO of Subadviser
Bought
1,000
$18.85K
opened
DMO Western Asset Mortgage Opportunity Fund Inc.
24 Aug 2010
CIO of Subadviser
Bought
2,600
$52.23K
46.4%
DMO Western Asset Mortgage Opportunity Fund Inc.
23 Aug 2010
CIO of Subadviser
Bought
1,500
$30.36K
36.6%
DMO Western Asset Mortgage Opportunity Fund Inc.
23 Jul 2010
CIO of Subadviser
Bought
1,200
$23.86K
41.4%
DMO Western Asset Mortgage Opportunity Fund Inc.
22 Jul 2010
CIO of Subadviser
Bought
900
$17.91K
45.0%
WEA WESTERN ASSET PREMIER BOND FUND
13 Jul 2010
Director
Sold, plan not stated
29
$425.43
2.8%
DMO Western Asset Mortgage Opportunity Fund Inc.
13 Apr 2010
CIO of Subadviser
Bought
1,900
$37.37K
×19
DMO Western Asset Mortgage Opportunity Fund Inc.
12 Apr 2010
CIO of Subadviser
Bought
100
$1.97K
opened
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
5 Feb 2010
CIO of Subadviser
Bought
2,000
$21.29K
12.5%
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
11 Dec 2009
CIO of Subadviser
Bought
5,000
$54.64K
45.5%
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
18 Nov 2009
Deputy CIO of Subadviser
Bought
3,000
$31.53K
37.5%
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
18 Nov 2009
Deputy CIO of Subadviser
Bought
700
$7.36K
6.4%
IGI Western Asset Investment Grade Opportunity Trust Inc.
29 Oct 2009
CIO of Subadviser
Bought
400
$7.52K
opened
WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
12 Jan 2009
Investment Adviser Employee
Bought
3,000
$31.17K
4.5%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
29 Oct 2008
CIO of Subadviser
Bought
1,600
$6.16K
2.2%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
28 Oct 2008
CIO of Subadviser
Bought
4,000
$15.48K
5.8%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
16 Oct 2008
CIO of Subadviser
Bought
8,000
$30.96K
13.1%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
7 Oct 2008
CIO of Subadviser
Bought
2,000
$8.34K
3.4%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
1 Oct 2008
CIO of Subadviser
Bought
2,000
$8.56K
3.5%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
18 Sep 2008
CIO of Subadviser
Bought
5,000
$21.50K
9.6%
WEA WESTERN ASSET PREMIER BOND FUND
17 Sep 2008
CIO of Subadviser
Bought
900
$8.42K
698%
WEA WESTERN ASSET PREMIER BOND FUND
16 Sep 2008
CIO of Subadviser
Bought
100
$955.00
345%
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
21 Aug 2008
Deputy CIO of Subadviser
Bought
1,000
$10.44K
14.3%
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
20 Aug 2008
Deputy CIO of Subadviser
Bought
3,800
$39.71K
119%
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
19 Aug 2008
Deputy CIO of Subadviser
Bought
200
$2.10K
6.7%
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
18 Aug 2008
Deputy CIO of Subadviser
Bought
3,000
$31.68K
opened
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
9 Jul 2008
Deputy CIO of Subadviser
Bought
3,000
$16.17K
6.1%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
8 Jul 2008
Deputy CIO of Subadviser
Bought
2,000
$10.74K
4.2%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
7 Jul 2008
Deputy CIO of Subadviser
Bought
5,000
$27.39K
11.9%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
20 Mar 2008
Deputy CIO of Subadviser
Bought
2,100
$11.57K
5.3%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
10 Mar 2008
Deputy CIO of Subadviser
Bought
5,000
$27.85K
14.3%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
14 Feb 2008
Deputy CIO of Subadviser
Bought
5,000
$28.50K
16.7%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
13 Feb 2008
Deputy CIO of Subadviser
Bought
5,000
$29.15K
20.0%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
12 Feb 2008
Deputy CIO of Subadviser
Bought
5,000
$29.15K
25.0%
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
4 Feb 2008
Deputy CIO of Subadviser
Bought
20,000
$119.52K
opened
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
16 Apr 2007
Investment Adviser Employee
Bought
4,000
$46.32K
42.6%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
13 Apr 2007
Investment Adviser Employee
Bought
2,000
$23.16K
27.0%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
10 Apr 2007
Investment Adviser Employee
Bought
2,000
$23.26K
37.0%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
20 Mar 2007
Investment Adviser Employee
Bought
2,000
$23.04K
58.8%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
15 Mar 2007
Investment Adviser Employee
Bought
1,000
$11.51K
41.7%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
14 Mar 2007
Investment Adviser Employee
Bought
1,000
$11.51K
71.4%
WIA WESTERN ASSET INFLATION-LINKED INCOME FUND
13 Mar 2007
Investment Adviser Employee
Bought
1,400
$16.14K
opened
70 decisions on file.