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Insiders · Profile

BANK OF AMERICA CORP /DE/

10% owner at PIMCO MUNICIPAL INCOME FUND II · 10% owner at NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND · 10% owner at FRANKLIN MANAGED MUNICIPAL INCOME TRUST · and 43 more. Filing since 8 Aug 2011. CIK 0000070858

PML PIMCO MUNICIPAL INCOME FUND II 10% owner · 14 trades NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 10% owner · 39 trades PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST 10% owner · 20 trades NBH NEUBERGER MUNICIPAL FUND INC. 10% owner · 18 trades NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND 10% owner · 32 trades NMCO Nuveen Municipal Credit Opportunities Fund 10% owner · 11 trades VKI Invesco Advantage Municipal Income Trust II 10% owner · 17 trades PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST 10% owner · 8 trades NZF Nuveen Municipal Credit Income Fund 10% owner · 21 trades FEED ENvue Medical, Inc. 10% owner · 1 trade NAD Nuveen Quality Municipal Income Fund 10% owner · 11 trades BMN BlackRock 2037 Municipal Target Term Trust 10% owner · 2 trades PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND 10% owner · 2 trades PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II 10% owner · 4 trades FMN Federated Hermes Premier Municipal Income Fund 10% owner · 16 trades GUT GABELLI UTILITY TRUST 10% owner · 15 trades UAVS AgEagle Aerial Systems Inc. 10% owner · 1 trade EFR Eaton Vance Senior Floating-Rate Trust 10% owner · 12 trades AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND 10% owner · 17 trades MUA BLACKROCK MUNIASSETS FUND, INC. 10% owner · 8 trades VCV Invesco California Value Municipal Income Trust 10% owner · 6 trades DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. 10% owner · 8 trades SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. Former 10% Owner · 1 trade LEO BNY MELLON STRATEGIC MUNICIPALS, INC. 10% owner · 12 trades NMS Nuveen Minnesota Quality Municipal Income Fund 10% owner · 2 trades PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND 10% owner · 5 trades MQY BLACKROCK MUNIYIELD QUALITY FUND, INC. 10% owner · 5 trades VTN Invesco Trust for Investment Grade New York Municipals 10% owner · 5 trades VPV Invesco Pennsylvania Value Municipal Income Trust 10% owner · 4 trades OIA Invesco Municipal Income Opportunities Trust 10% owner · 8 trades GGT GABELLI MULTIMEDIA TRUST INC. 10% owner · 2 trades DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc. 10% owner · 11 trades PHK PIMCO HIGH INCOME FUND 10% owner · 2 trades MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. 10% owner · 8 trades GDV GABELLI DIVIDEND & INCOME TRUST 10% owner · 19 trades PFL PIMCO INCOME STRATEGY FUND 10% owner · 5 trades HRI HERC HOLDINGS INC Former Director · 34 trades DNP DNP SELECT INCOME FUND INC 10% owner · 24 trades HCA HCA Healthcare Former 10% Owner · 46 trades VGM Invesco Trust for Investment Grade Municipals 10% owner · 6 trades IQI Invesco Quality Municipal Income Trust 10% owner · 2 trades PFN PIMCO Income Strategy Fund II 10% owner · 4 trades MHD BLACKROCK MUNIHOLDINGS FUND, INC. 10% owner · 2 trades VMO Invesco Municipal Opportunity Trust 10% owner · 6 trades AVK ADVENT CONVERTIBLE & INCOME FUND 10% owner · 2 trades VKQ Invesco Municipal Trust 10% owner · 2 trades
Company
Date
Role
Action
Shares
Amount
Of holding
PML PIMCO MUNICIPAL INCOME FUND II
18 Aug 2026
10% owner
Bought
100
$745.00
opened
PML PIMCO MUNICIPAL INCOME FUND II
18 Aug 2026
10% owner
Sold at will
100
$735.50
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
4 Aug 2026
10% owner
Sold at will
3
$30.80
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
4 Aug 2026
10% owner
Bought
3
$30.55
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
3 Aug 2026
10% owner
Bought
36
$367.61
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
3 Aug 2026
10% owner
Sold at will
31
$317.94
86.1%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
31 Jul 2026
10% owner
Sold at will
5
$51.63
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
24 Jul 2026
10% owner
Bought
9
$92.12
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
24 Jul 2026
10% owner
Sold at will
9
$91.58
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
17 Jul 2026
10% owner
Bought
437
$2.86K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
16 Jul 2026
10% owner
Sold at will
437
$2.86K
100%
NBH NEUBERGER MUNICIPAL FUND INC.
20 May 2026
10% owner
Bought
3,200
$32.83K
opened
NBH NEUBERGER MUNICIPAL FUND INC.
20 May 2026
10% owner
Sold at will
3,200
$32.35K
100%
PML PIMCO MUNICIPAL INCOME FUND II
20 May 2026
10% owner
Bought
680
$5.00K
opened
PML PIMCO MUNICIPAL INCOME FUND II
20 May 2026
10% owner
Sold at will
680
$4.99K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
19 May 2026
10% owner
Sold at will
3,000
$34.13K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
19 May 2026
10% owner
Bought
3,000
$33.84K
opened
NMCO Nuveen Municipal Credit Opportunities Fund
19 May 2026
10% owner
Sold at will
1,000
$10.53K
100%
NMCO Nuveen Municipal Credit Opportunities Fund
18 May 2026
10% owner
Bought
1,000
$10.61K
opened
VKI Invesco Advantage Municipal Income Trust II
2 Apr 2026
10% owner
Bought
3,359
$29.16K
opened
VKI Invesco Advantage Municipal Income Trust II
2 Apr 2026
10% owner
Sold at will
3,359
$29.16K
100%
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
19 Mar 2026
10% owner
Bought
50
$528.50
opened
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
19 Mar 2026
10% owner
Sold at will
50
$526.50
100%
PML PIMCO MUNICIPAL INCOME FUND II
13 Mar 2026
10% owner
Bought
65
$503.41
opened
PML PIMCO MUNICIPAL INCOME FUND II
13 Mar 2026
10% owner
Sold at will
65
$495.96
100%
NZF Nuveen Municipal Credit Income Fund
25 Feb 2026
10% owner
Sold at will
8
$103.72
100%
NZF Nuveen Municipal Credit Income Fund
25 Feb 2026
10% owner
Bought
8
$103.03
opened
NMCO Nuveen Municipal Credit Opportunities Fund
17 Feb 2026
10% owner
Bought
1,400
$15.04K
opened
NMCO Nuveen Municipal Credit Opportunities Fund
17 Feb 2026
10% owner
Sold at will
1,400
$15.04K
100%
FEED ENvue Medical, Inc.
2 Feb 2026
10% owner
Sold at will
2,918
$8.91K
1.2%
NZF Nuveen Municipal Credit Income Fund
26 Jan 2026
10% owner
Bought
343
$4.30K
opened
NZF Nuveen Municipal Credit Income Fund
26 Jan 2026
10% owner
Sold at will
343
$4.20K
100%
VKI Invesco Advantage Municipal Income Trust II
2 Jan 2026
10% owner
Bought
8,531
$77.50K
opened
VKI Invesco Advantage Municipal Income Trust II
2 Jan 2026
10% owner
Sold at will
8,531
$76.78K
100%
NZF Nuveen Municipal Credit Income Fund
2 Jan 2026
10% owner
Bought
6,075
$76.61K
opened
NAD Nuveen Quality Municipal Income Fund
2 Jan 2026
10% owner
Bought
6,374
$76.52K
opened
NAD Nuveen Quality Municipal Income Fund
2 Jan 2026
10% owner
Sold at will
6,374
$76.43K
100%
NZF Nuveen Municipal Credit Income Fund
2 Jan 2026
10% owner
Sold at will
6,075
$76.03K
100%
NMCO Nuveen Municipal Credit Opportunities Fund
29 Dec 2025
10% owner
Sold at will
1,500
$15.32K
100%
NMCO Nuveen Municipal Credit Opportunities Fund
29 Dec 2025
10% owner
Bought
1,500
$15.29K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
19 Dec 2025
10% owner
Sold at will
1,000
$10.54K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
19 Dec 2025
10% owner
Bought
1,000
$10.32K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
8 Dec 2025
10% owner
Bought
1,000
$11.53K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
8 Dec 2025
10% owner
Sold at will
1,000
$11.46K
100%
BMN BlackRock 2037 Municipal Target Term Trust
18 Nov 2025
10% owner
Sold at will
1,164
$28.59K
100%
BMN BlackRock 2037 Municipal Target Term Trust
14 Nov 2025
10% owner
Bought
1,164
$28.82K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
10 Oct 2025
10% owner
Sold at will
6,440
$68.49K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
10 Oct 2025
10% owner
Bought
6,440
$68.01K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
9 Oct 2025
10% owner
Bought
190
$2.02K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
9 Oct 2025
10% owner
Sold at will
190
$2.02K
100%
NZF Nuveen Municipal Credit Income Fund
3 Oct 2025
10% owner
Sold at will
2,250
$28.29K
100%
NZF Nuveen Municipal Credit Income Fund
3 Oct 2025
10% owner
Bought
2,250
$28.19K
opened
NZF Nuveen Municipal Credit Income Fund
26 Sep 2025
10% owner
Bought
197
$2.44K
opened
NZF Nuveen Municipal Credit Income Fund
26 Sep 2025
10% owner
Sold at will
197
$2.44K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
17 Sep 2025
10% owner
Bought
10,784
$114.80K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
17 Sep 2025
10% owner
Sold at will
10,784
$113.88K
100%
NZF Nuveen Municipal Credit Income Fund
19 Aug 2025
10% owner
Sold at will
2,100
$24.91K
100%
NZF Nuveen Municipal Credit Income Fund
19 Aug 2025
10% owner
Bought
2,100
$24.80K
opened
PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
11 Aug 2025
10% owner
Bought
349
$2.87K
opened
PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
11 Aug 2025
10% owner
Sold at will
349
$2.87K
100%
PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II
11 Aug 2025
10% owner
Bought
105
$684.16
opened
PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II
11 Aug 2025
10% owner
Sold at will
105
$684.16
100%
PML PIMCO MUNICIPAL INCOME FUND II
2 Jul 2025
10% owner
Sold at will
111
$828.06
100%
PML PIMCO MUNICIPAL INCOME FUND II
2 Jul 2025
10% owner
Bought
111
$815.12
opened
PML PIMCO MUNICIPAL INCOME FUND II
11 Jun 2025
10% owner
Bought
30,448
$226.80K
opened
PML PIMCO MUNICIPAL INCOME FUND II
11 Jun 2025
10% owner
Sold at will
18,208
$135.10K
59.8%
NAD Nuveen Quality Municipal Income Fund
16 Apr 2025
10% owner
Bought
2,103
$23.32K
opened
FMN Federated Hermes Premier Municipal Income Fund
9 Apr 2025
10% owner
Sold at will
13
$141.58
100%
FMN Federated Hermes Premier Municipal Income Fund
9 Apr 2025
10% owner
Bought
13
$141.05
opened
NZF Nuveen Municipal Credit Income Fund
14 Mar 2025
10% owner
Bought
8,100
$100.81K
opened
NZF Nuveen Municipal Credit Income Fund
14 Mar 2025
10% owner
Sold at will
8,100
$99.67K
100%
NZF Nuveen Municipal Credit Income Fund
11 Mar 2025
10% owner
Sold at will
1
$12.49
100%
NZF Nuveen Municipal Credit Income Fund
11 Mar 2025
10% owner
Bought
1
$12.43
opened
NZF Nuveen Municipal Credit Income Fund
18 Feb 2025
10% owner
Bought
6,773
$85.68K
opened
NZF Nuveen Municipal Credit Income Fund
18 Feb 2025
10% owner
Sold at will
6,773
$84.73K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
4 Feb 2025
10% owner
Bought
1,900
$21.79K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
4 Feb 2025
10% owner
Sold at will
1,900
$21.77K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
17 Jan 2025
10% owner
Bought
1,611
$18.32K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
17 Jan 2025
10% owner
Sold at will
1,611
$18.11K
100%
NAD Nuveen Quality Municipal Income Fund
15 Jan 2025
10% owner
Bought
800
$9.37K
opened
NAD Nuveen Quality Municipal Income Fund
15 Jan 2025
10% owner
Sold at will
800
$9.33K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
15 Jan 2025
10% owner
Sold at will
6
$65.66
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
15 Jan 2025
10% owner
Bought
6
$64.74
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
10 Jan 2025
10% owner
Bought
16,585
$99.84K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
10 Jan 2025
10% owner
Sold at will
16,585
$99.51K
100%
NZF Nuveen Municipal Credit Income Fund
3 Dec 2024
10% owner
Sold at will
75
$977.40
100%
NZF Nuveen Municipal Credit Income Fund
3 Dec 2024
10% owner
Bought
75
$976.13
opened
NAD Nuveen Quality Municipal Income Fund
3 Dec 2024
10% owner
Sold at will
75
$925.58
100%
NAD Nuveen Quality Municipal Income Fund
3 Dec 2024
10% owner
Bought
75
$924.38
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
3 Dec 2024
10% owner
Bought
75
$865.88
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
3 Dec 2024
10% owner
Sold at will
75
$865.54
100%
GUT GABELLI UTILITY TRUST
22 Nov 2024
10% owner
Sold at will
20,249,064
$2.02B
100%
NBH NEUBERGER MUNICIPAL FUND INC.
18 Nov 2024
10% owner
Bought
800
$8.53K
opened
NBH NEUBERGER MUNICIPAL FUND INC.
18 Nov 2024
10% owner
Sold at will
800
$8.52K
100%
GUT GABELLI UTILITY TRUST
6 Nov 2024
10% owner
Sold at will
5
$25.18
100%
GUT GABELLI UTILITY TRUST
5 Nov 2024
10% owner
Bought
5
$25.19
opened
PML PIMCO MUNICIPAL INCOME FUND II
31 Oct 2024
10% owner
Sold at will
200
$1.78K
100%
PML PIMCO MUNICIPAL INCOME FUND II
30 Oct 2024
10% owner
Bought
200
$1.77K
opened
UAVS AgEagle Aerial Systems Inc.
28 Oct 2024
10% owner
Sold at will
102,185
$256.48K
100.0%
PML PIMCO MUNICIPAL INCOME FUND II
16 Oct 2024
10% owner
Bought
1
$9.14
opened
EFR Eaton Vance Senior Floating-Rate Trust
15 Oct 2024
10% owner
Bought
1,800
$22.87K
opened
PML PIMCO MUNICIPAL INCOME FUND II
11 Oct 2024
10% owner
Sold at will
1
$9.18
100%
EFR Eaton Vance Senior Floating-Rate Trust
10 Oct 2024
10% owner
Sold at will
1,800
$23.05K
100%
EFR Eaton Vance Senior Floating-Rate Trust
15 Aug 2024
10% owner
Bought
39
$498.41
opened
EFR Eaton Vance Senior Floating-Rate Trust
5 Aug 2024
10% owner
Sold at will
116
$1.52K
100%
EFR Eaton Vance Senior Floating-Rate Trust
5 Aug 2024
10% owner
Bought
116
$1.43K
opened
EFR Eaton Vance Senior Floating-Rate Trust
1 Aug 2024
10% owner
Sold at will
39
$511.72
100%
GUT GABELLI UTILITY TRUST
28 Jun 2024
10% owner
Sold at will
263
$6.25K
100%
GUT GABELLI UTILITY TRUST
28 Jun 2024
10% owner
Bought
263
$6.24K
opened
GUT GABELLI UTILITY TRUST
17 Jun 2024
10% owner
Sold at will
50
$299.75
100%
GUT GABELLI UTILITY TRUST
13 Jun 2024
10% owner
Bought
50
$297.50
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
7 Jun 2024
10% owner
Sold at will
1,600
$17.39K
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
6 Jun 2024
10% owner
Sold at will
1,600
$17.42K
100%
MUA BLACKROCK MUNIASSETS FUND, INC.
27 Dec 2023
10% owner
Bought
5,398
$58.46K
opened
MUA BLACKROCK MUNIASSETS FUND, INC.
27 Dec 2023
10% owner
Bought
5,398
$57.02K
opened
VCV Invesco California Value Municipal Income Trust
15 Dec 2023
10% owner
Sold at will
900
$8.75K
100%
VCV Invesco California Value Municipal Income Trust
13 Dec 2023
10% owner
Bought
900
$8.62K
opened
MUA BLACKROCK MUNIASSETS FUND, INC.
20 Nov 2023
10% owner
Bought
44,985
$448.50K
opened
MUA BLACKROCK MUNIASSETS FUND, INC.
20 Nov 2023
10% owner
Sold at will
44,985
$446.08K
100%
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
24 Mar 2023
10% owner
Sold at will
3,514
$19.92K
19.5%
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
23 Mar 2023
10% owner
Bought
18,000
$101.68K
opened
SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC.
16 Nov 2022
Former 10% Owner
Sold, plan not stated
4
$95.00K
100%
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
22 Aug 2022
10% owner
Bought
8,920
$60.66K
opened
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
22 Aug 2022
10% owner
Sold at will
8,920
$60.48K
100%
MUA BLACKROCK MUNIASSETS FUND, INC.
27 Jun 2022
10% owner
Sold at will
3,563
$42.47K
94.8%
MUA BLACKROCK MUNIASSETS FUND, INC.
24 Jun 2022
10% owner
Bought
3,759
$45.23K
opened
MUA BLACKROCK MUNIASSETS FUND, INC.
29 Apr 2022
10% owner
Bought
495
$5.85K
opened
MUA BLACKROCK MUNIASSETS FUND, INC.
27 Apr 2022
10% owner
Sold at will
495
$5.83K
100%
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
4 Feb 2022
10% owner
Sold at will
625
$4.69K
100%
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
4 Feb 2022
10% owner
Bought
625
$4.65K
opened
NMS Nuveen Minnesota Quality Municipal Income Fund
6 Jan 2022
10% owner
Sold at will
103
$1.56K
100%
NMS Nuveen Minnesota Quality Municipal Income Fund
5 Jan 2022
10% owner
Bought
103
$1.56K
opened
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
8 Dec 2020
10% owner
Bought
40
$343.12
opened
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
7 Dec 2020
10% owner
Sold at will
40
$342.80
100%
NMCO Nuveen Municipal Credit Opportunities Fund
30 Sep 2020
10% owner
Sold at will
317
$3.99K
49.9%
NMCO Nuveen Municipal Credit Opportunities Fund
30 Sep 2020
10% owner
Bought
124
$1.55K
24.3%
NMCO Nuveen Municipal Credit Opportunities Fund
29 Sep 2020
10% owner
Bought
511
$6.36K
opened
VCV Invesco California Value Municipal Income Trust
27 Aug 2020
10% owner
Sold at will
2,131
$25.69K
35.5%
VCV Invesco California Value Municipal Income Trust
14 Aug 2020
10% owner
Bought
6,000
$76.00K
opened
VCV Invesco California Value Municipal Income Trust
10 Jun 2020
10% owner
Bought
1,276
$14.87K
opened
VCV Invesco California Value Municipal Income Trust
10 Jun 2020
10% owner
Sold at will
1,276
$14.87K
100%
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
13 Mar 2020
10% owner
Bought
1
$15.21
opened
NMCO Nuveen Municipal Credit Opportunities Fund
6 Mar 2020
10% owner
Bought
500
$7.77K
opened
NMCO Nuveen Municipal Credit Opportunities Fund
6 Mar 2020
10% owner
Sold at will
500
$7.73K
100%
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
3 Feb 2020
10% owner
Sold at will
1,000
$8.12K
100%
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
28 Jan 2020
10% owner
Bought
1,000
$8.10K
opened
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
5 Nov 2019
10% owner
Bought
2,808
$23.91K
opened
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
4 Nov 2019
10% owner
Sold at will
2,808
$23.68K
100%
FMN Federated Hermes Premier Municipal Income Fund
9 Oct 2019
10% owner
Sold at will
526
$7.41K
100%
FMN Federated Hermes Premier Municipal Income Fund
8 Oct 2019
10% owner
Sold at will
367
$5.18K
41.1%
FMN Federated Hermes Premier Municipal Income Fund
7 Oct 2019
10% owner
Bought
893
$12.58K
opened
FMN Federated Hermes Premier Municipal Income Fund
9 Sep 2019
10% owner
Bought
423
$5.97K
opened
FMN Federated Hermes Premier Municipal Income Fund
9 Sep 2019
10% owner
Sold at will
423
$5.97K
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
9 Sep 2019
10% owner
Bought
432
$5.97K
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
9 Sep 2019
10% owner
Sold at will
432
$5.97K
100%
MQY BLACKROCK MUNIYIELD QUALITY FUND, INC.
9 Sep 2019
10% owner
Bought
397
$5.95K
opened
MQY BLACKROCK MUNIYIELD QUALITY FUND, INC.
9 Sep 2019
10% owner
Sold at will
272
$4.08K
68.5%
PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II
26 Aug 2019
10% owner
Bought
5,370
$63.54K
opened
VTN Invesco Trust for Investment Grade New York Municipals
26 Aug 2019
10% owner
Bought
3,289
$45.16K
opened
VTN Invesco Trust for Investment Grade New York Municipals
23 Aug 2019
10% owner
Sold at will
5,921
$81.04K
100%
PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II
23 Aug 2019
10% owner
Sold, plan not stated
5,370
$63.26K
50.0%
VTN Invesco Trust for Investment Grade New York Municipals
23 Aug 2019
10% owner
Bought
500
$6.86K
opened
VPV Invesco Pennsylvania Value Municipal Income Trust
12 Jul 2019
10% owner
Sold at will
200
$2.55K
100%
VPV Invesco Pennsylvania Value Municipal Income Trust
10 Jul 2019
10% owner
Bought
200
$2.55K
opened
OIA Invesco Municipal Income Opportunities Trust
9 Jul 2019
10% owner
Sold at will
2,000
$15.31K
64.2%
FMN Federated Hermes Premier Municipal Income Fund
9 Jul 2019
10% owner
Sold at will
592
$8.12K
100%
OIA Invesco Municipal Income Opportunities Trust
8 Jul 2019
10% owner
Bought
3,316
$25.40K
opened
FMN Federated Hermes Premier Municipal Income Fund
8 Jul 2019
10% owner
Bought
665
$9.12K
opened
OIA Invesco Municipal Income Opportunities Trust
8 Jul 2019
10% owner
Sold at will
200
$1.53K
6.0%
FMN Federated Hermes Premier Municipal Income Fund
8 Jul 2019
10% owner
Sold at will
73
$1.00K
11.0%
VPV Invesco Pennsylvania Value Municipal Income Trust
7 Jun 2019
10% owner
Bought
4,332
$55.72K
opened
VPV Invesco Pennsylvania Value Municipal Income Trust
6 Jun 2019
10% owner
Sold at will
4,332
$55.32K
100%
MQY BLACKROCK MUNIYIELD QUALITY FUND, INC.
9 Apr 2019
10% owner
Sold at will
1,319
$18.53K
100%
FMN Federated Hermes Premier Municipal Income Fund
8 Apr 2019
10% owner
Sold at will
526
$7.05K
100%
MQY BLACKROCK MUNIYIELD QUALITY FUND, INC.
8 Apr 2019
10% owner
Sold at will
500
$7.02K
27.5%
MQY BLACKROCK MUNIYIELD QUALITY FUND, INC.
5 Apr 2019
10% owner
Bought
1,819
$25.48K
opened
FMN Federated Hermes Premier Municipal Income Fund
5 Apr 2019
10% owner
Bought
526
$7.03K
opened
NZF Nuveen Municipal Credit Income Fund
29 Nov 2018
10% owner
Bought
3,870
$52.90K
×3,870
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
19 Jun 2018
10% owner
Sold at will
370
$2.82K
100%
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
19 Jun 2018
10% owner
Bought
370
$2.82K
opened
GGT GABELLI MULTIMEDIA TRUST INC.
6 Jun 2018
10% owner
Sold, plan not stated
598
$14.18K
100%
GGT GABELLI MULTIMEDIA TRUST INC.
21 May 2018
10% owner
Sold, plan not stated
402
$9.48K
40.2%
GUT GABELLI UTILITY TRUST
24 Apr 2018
10% owner
Sold, plan not stated
4
$0.14
100%
GUT GABELLI UTILITY TRUST
24 Apr 2018
10% owner
Bought
4
$0.14
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
9 Feb 2018
10% owner
Bought
6
$76.01
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
8 Feb 2018
10% owner
Sold at will
6
$76.31
100%
OIA Invesco Municipal Income Opportunities Trust
4 Jan 2018
10% owner
Sold at will
258
$2.11K
100%
OIA Invesco Municipal Income Opportunities Trust
2 Jan 2018
10% owner
Sold at will
257
$2.07K
49.9%
OIA Invesco Municipal Income Opportunities Trust
29 Dec 2017
10% owner
Bought
515
$4.13K
opened
OIA Invesco Municipal Income Opportunities Trust
15 Dec 2017
10% owner
Sold at will
5
$40.04
100%
OIA Invesco Municipal Income Opportunities Trust
14 Dec 2017
10% owner
Bought
5
$40.15
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
2 Nov 2017
10% owner
Sold at will
2,515
$34.76K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
1 Nov 2017
10% owner
Bought
2,515
$34.86K
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
11 Oct 2017
10% owner
Bought
1,000
$13.79K
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
11 Oct 2017
10% owner
Sold at will
1,000
$13.78K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
21 Sep 2017
10% owner
Sold at will
3,800
$28.58K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
21 Sep 2017
10% owner
Bought
106
$797.11
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
22 Jun 2017
10% owner
Bought
279
$3.93K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
22 Jun 2017
10% owner
Sold at will
279
$3.92K
100%
FMN Federated Hermes Premier Municipal Income Fund
7 Mar 2017
10% owner
Bought
1,500
$20.85K
opened
FMN Federated Hermes Premier Municipal Income Fund
7 Mar 2017
10% owner
Sold at will
1,500
$20.74K
100%
NBH NEUBERGER MUNICIPAL FUND INC.
8 Dec 2016
10% owner
Sold at will
1
$15.17
1.0%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
8 Nov 2016
10% owner
Bought
7,000
$94.78K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
8 Nov 2016
10% owner
Sold at will
1,950
$26.38K
27.9%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
3 Oct 2016
10% owner
Sold at will
488
$7.07K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
27 Sep 2016
10% owner
Bought
488
$7.11K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
22 Sep 2016
10% owner
Bought
132
$1.93K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
6 Sep 2016
10% owner
Sold at will
132
$1.99K
100%
NBH NEUBERGER MUNICIPAL FUND INC.
23 Aug 2016
10% owner
Bought
1
$17.48
1.0%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
18 Aug 2016
10% owner
Sold at will
4
$60.32
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
11 Aug 2016
10% owner
Bought
4
$60.24
opened
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
26 Jul 2016
10% owner
Sold, plan not stated
916
$12.95K
100%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
25 Jul 2016
10% owner
Bought
1,221
$17.19K
opened
PHK PIMCO HIGH INCOME FUND
25 Jul 2016
10% owner
Bought
675
$6.73K
opened
PHK PIMCO HIGH INCOME FUND
25 Jul 2016
10% owner
Sold, plan not stated
675
$6.72K
100%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
25 Jul 2016
10% owner
Sold, plan not stated
305
$4.32K
25.0%
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
22 Jul 2016
10% owner
Bought
224
$3.62K
opened
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
20 Jul 2016
10% owner
Sold, plan not stated
224
$3.64K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
18 Jul 2016
10% owner
Bought
64
$1.00K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
18 Jul 2016
10% owner
Sold at will
64
$999.74
100%
NBH NEUBERGER MUNICIPAL FUND INC.
7 Jul 2016
10% owner
Bought
1,250
$21.30K
opened
NBH NEUBERGER MUNICIPAL FUND INC.
5 Jul 2016
10% owner
Sold at will
1,250
$20.99K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
1 Jul 2016
10% owner
Sold at will
43
$673.92
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
27 Jun 2016
10% owner
Bought
43
$664.67
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
20 Jun 2016
10% owner
Sold at will
2,140
$31.15K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
17 Jun 2016
10% owner
Bought
2,140
$31.24K
opened
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
9 Jun 2016
10% owner
Bought
2,600
$24.36K
opened
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
9 Jun 2016
10% owner
Sold at will
2,600
$24.29K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
3 May 2016
10% owner
Bought
1,065
$8.28K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
2 May 2016
10% owner
Sold at will
1,065
$8.25K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
26 Apr 2016
10% owner
Bought
40
$604.40
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
22 Apr 2016
10% owner
Sold at will
40
$604.50
100%
GUT GABELLI UTILITY TRUST
5 Apr 2016
10% owner
Sold, plan not stated
34
$867.00
100%
GUT GABELLI UTILITY TRUST
4 Apr 2016
10% owner
Bought
34
$873.12
opened
GDV GABELLI DIVIDEND & INCOME TRUST
29 Mar 2016
10% owner
Sold, plan not stated
2
$36.34
100%
GDV GABELLI DIVIDEND & INCOME TRUST
24 Mar 2016
10% owner
Bought
2
$36.20
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
17 Mar 2016
10% owner
Sold at will
25
$362.00
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
16 Mar 2016
10% owner
Bought
25
$362.45
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
2 Mar 2016
10% owner
Sold at will
247
$3.53K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
2 Mar 2016
10% owner
Bought
247
$3.53K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
26 Feb 2016
10% owner
Bought
1,925
$27.74K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
26 Feb 2016
10% owner
Sold at will
1,925
$27.71K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
22 Jan 2016
10% owner
Sold at will
15
$207.00
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
15 Jan 2016
10% owner
Bought
15
$207.60
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
21 Dec 2015
10% owner
Bought
12
$168.57
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
18 Dec 2015
10% owner
Sold at will
12
$167.40
100%
GUT GABELLI UTILITY TRUST
16 Dec 2015
10% owner
Bought
200
$5.08K
opened
GUT GABELLI UTILITY TRUST
15 Dec 2015
10% owner
Bought
200
$5.17K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
11 Nov 2015
10% owner
Sold at will
162
$2.20K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
2 Nov 2015
10% owner
Bought
162
$2.24K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
8 Oct 2015
10% owner
Bought
250
$3.41K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
7 Oct 2015
10% owner
Sold at will
250
$3.41K
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
1 Sep 2015
10% owner
Bought
5,644
$141.10M
opened
GDV GABELLI DIVIDEND & INCOME TRUST
26 Aug 2015
10% owner
Sold, plan not stated
164
$2.97K
100%
GDV GABELLI DIVIDEND & INCOME TRUST
25 Aug 2015
10% owner
Bought
164
$2.97K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
5 Aug 2015
10% owner
Bought
29
$386.86
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
31 Jul 2015
10% owner
Sold at will
29
$388.02
100%
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
20 Jul 2015
10% owner
Sold at will
5
$39.60
100%
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
17 Jul 2015
10% owner
Bought
5
$39.35
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
25 Jun 2015
10% owner
Bought
2,035
$14.49K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
18 Jun 2015
10% owner
Sold at will
2,035
$14.41K
100%
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
10 Jun 2015
10% owner
Sold at will
5,100
$68.64K
91.5%
NBH NEUBERGER MUNICIPAL FUND INC.
9 Jun 2015
10% owner
Bought
10
$146.60
10.6%
NBH NEUBERGER MUNICIPAL FUND INC.
8 Jun 2015
10% owner
Sold at will
10
$147.59
9.6%
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
2 Jun 2015
10% owner
Bought
5,575
$77.14K
opened
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
7 May 2015
10% owner
Sold at will
3,000
$42.00K
100%
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
7 May 2015
10% owner
Bought
1,000
$13.73K
opened
NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
7 May 2015
10% owner
Sold at will
1,000
$13.69K
100%
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
6 May 2015
10% owner
Bought
3,000
$42.27K
opened
GUT GABELLI UTILITY TRUST
28 Apr 2015
10% owner
Sold, plan not stated
2,000
$51.04K
100%
GDV GABELLI DIVIDEND & INCOME TRUST
28 Apr 2015
10% owner
Sold, plan not stated
238
$5.10K
100%
GUT GABELLI UTILITY TRUST
27 Apr 2015
10% owner
Bought
2,000
$51.02K
opened
GDV GABELLI DIVIDEND & INCOME TRUST
27 Apr 2015
10% owner
Bought
238
$5.15K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
17 Apr 2015
10% owner
Sold at will
1,536
$11.34K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
15 Apr 2015
10% owner
Bought
1,536
$11.36K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
14 Apr 2015
10% owner
Sold at will
704
$5.17K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
10 Apr 2015
10% owner
Bought
704
$5.18K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
11 Mar 2015
10% owner
Bought
679
$9.34K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
10 Mar 2015
10% owner
Sold at will
679
$9.39K
100%
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
25 Feb 2015
10% owner
Bought
700
$10.52K
opened
MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
25 Feb 2015
10% owner
Sold at will
700
$10.50K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
15 Jan 2015
10% owner
Bought
2,790
$20.50K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
15 Jan 2015
10% owner
Sold at will
2,790
$20.49K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
30 Dec 2014
10% owner
Sold at will
200
$2.67K
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
29 Dec 2014
10% owner
Bought
200
$2.68K
opened
NBH NEUBERGER MUNICIPAL FUND INC.
11 Dec 2014
10% owner
Bought
2,000
$31.28K
×19
NBH NEUBERGER MUNICIPAL FUND INC.
11 Dec 2014
10% owner
Sold at will
2,000
$31.15K
95.1%
GDV GABELLI DIVIDEND & INCOME TRUST
30 Sep 2014
10% owner
Sold, plan not stated
1
$21.38
100%
GDV GABELLI DIVIDEND & INCOME TRUST
24 Sep 2014
10% owner
Bought
1
$21.61
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
5 Aug 2014
10% owner
Sold at will
3,300
$44.22K
100%
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
27 Jun 2014
10% owner
Sold at will
150
$1.28K
100%
LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
26 Jun 2014
10% owner
Bought
150
$1.27K
opened
GDV GABELLI DIVIDEND & INCOME TRUST
26 Jun 2014
10% owner
Bought
1
$21.72
opened
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
24 Jun 2014
10% owner
Bought
3,300
$44.75K
opened
GDV GABELLI DIVIDEND & INCOME TRUST
24 Jun 2014
10% owner
Sold, plan not stated
1
$21.88
100%
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
10 Jun 2014
10% owner
Bought
2,500
$33.45K
opened
NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
5 Jun 2014
10% owner
Sold at will
2,500
$32.95K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
23 Apr 2014
10% owner
Bought
435
$3.10K
opened
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
23 Apr 2014
10% owner
Sold at will
435
$3.09K
100%
PFL PIMCO INCOME STRATEGY FUND
11 Apr 2014
10% owner
Bought
4,000
$47.14K
opened
PFL PIMCO INCOME STRATEGY FUND
11 Apr 2014
10% owner
Sold, plan not stated
4,000
$47.14K
100%
EFR Eaton Vance Senior Floating-Rate Trust
1 Apr 2014
10% owner
Bought
600
$9.10K
opened
EFR Eaton Vance Senior Floating-Rate Trust
1 Apr 2014
10% owner
Sold, plan not stated
600
$9.09K
100%
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
10 Mar 2014
10% owner
Bought
900
$10.20K
opened
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
10 Mar 2014
10% owner
Sold, plan not stated
900
$10.19K
100%
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
27 Jan 2014
10% owner
Bought
400
$4.48K
opened
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
27 Jan 2014
10% owner
Sold, plan not stated
400
$4.47K
100%
NAD Nuveen Quality Municipal Income Fund
7 Jan 2014
10% owner
Sold at will
9,526
$124.22K
100%
NAD Nuveen Quality Municipal Income Fund
7 Jan 2014
10% owner
Bought
100
$1.31K
opened
NAD Nuveen Quality Municipal Income Fund
6 Jan 2014
10% owner
Sold at will
7,029
$91.16K
100%
NAD Nuveen Quality Municipal Income Fund
3 Jan 2014
10% owner
Bought
23,855
$302.48K
opened
PFL PIMCO INCOME STRATEGY FUND
20 Dec 2013
10% owner
Bought
600
$6.79K
opened
PFL PIMCO INCOME STRATEGY FUND
20 Dec 2013
10% owner
Sold, plan not stated
600
$6.79K
100%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
1 Nov 2013
10% owner
Bought
250
$25.00M
50.0%
FMN Federated Hermes Premier Municipal Income Fund
8 Oct 2013
10% owner
Bought
306
$3.92K
opened
FMN Federated Hermes Premier Municipal Income Fund
7 Oct 2013
10% owner
Sold, plan not stated
306
$3.95K
100%
HRI HERC HOLDINGS INC
16 Sep 2013
Former Director
Bought
2,900
$79.42K
14.9%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
3 Sep 2013
10% owner
Bought
13,500
$138.24K
270%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
3 Sep 2013
10% owner
Sold at will
800
$8.05K
4.3%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
22 Aug 2013
10% owner
Bought
605
$6.19K
12.1%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
22 Aug 2013
10% owner
Sold at will
605
$6.16K
10.8%
HRI HERC HOLDINGS INC
22 Aug 2013
Former Director
Bought
100
$2.51K
0.5%
HRI HERC HOLDINGS INC
21 Aug 2013
Former Director
Sold, plan not stated
100
$2.48K
0.5%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
20 Aug 2013
10% owner
Sold at will
2,533
$25.83K
33.6%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
19 Aug 2013
10% owner
Sold at will
5,000
$50.82K
39.9%
DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
19 Aug 2013
10% owner
Bought
5,000
$50.73K
66.4%
HRI HERC HOLDINGS INC
12 Jul 2013
Former Director
Bought
500
$13.53K
2.6%
HRI HERC HOLDINGS INC
9 Jul 2013
Former Director
Sold, plan not stated
500
$13.15K
2.6%
NBH NEUBERGER MUNICIPAL FUND INC.
5 Jul 2013
10% owner
Bought
500
$6.99K
481%
NBH NEUBERGER MUNICIPAL FUND INC.
5 Jul 2013
10% owner
Sold at will
500
$6.98K
82.8%
GDV GABELLI DIVIDEND & INCOME TRUST
26 Jun 2013
10% owner
Sold, plan not stated
600
$14.79K
100%
GDV GABELLI DIVIDEND & INCOME TRUST
25 Jun 2013
10% owner
Bought
600
$14.64K
opened
HRI HERC HOLDINGS INC
7 Jun 2013
Former Director
Sold, plan not stated
851
$21.12K
1.6%
HRI HERC HOLDINGS INC
4 Jun 2013
Former Director
Sold, plan not stated
41,639
$1.09M
100%
HRI HERC HOLDINGS INC
30 May 2013
Former Director
Sold, plan not stated
9,542
$245.13K
18.6%
HRI HERC HOLDINGS INC
20 May 2013
Former Director
Bought
8,700
$226.05K
81.1%
HRI HERC HOLDINGS INC
17 May 2013
Former Director
Sold, plan not stated
100,960
$2.60M
100%
PFL PIMCO INCOME STRATEGY FUND
14 May 2013
10% owner
Sold, plan not stated
4,000
$53.81K
100%
HRI HERC HOLDINGS INC
9 May 2013
Former Director
Sold, plan not stated
6,626,886
$163.78M
100%
DNP DNP SELECT INCOME FUND INC
26 Mar 2013
10% owner
Bought
480
$4.94K
opened
DNP DNP SELECT INCOME FUND INC
26 Mar 2013
10% owner
Sold, plan not stated
480
$4.89K
100%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
15 Mar 2013
10% owner
Bought
2,000
$15.60K
opened
HRI HERC HOLDINGS INC
13 Mar 2013
Director
Bought
4,300
$93.02K
22.1%
HRI HERC HOLDINGS INC
13 Mar 2013
Director
Sold, plan not stated
4,300
$93.02K
18.1%
PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST
13 Mar 2013
10% owner
Sold at will
2,000
$15.82K
100%
HRI HERC HOLDINGS INC
12 Mar 2013
Director
Sold, plan not stated
23,983,386
$483.03M
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
19 Feb 2013
10% owner
Sold at will
2,525
$38.63K
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
14 Feb 2013
10% owner
Bought
2,525
$39.05K
opened
HRI HERC HOLDINGS INC
6 Feb 2013
Director
Bought
100
$1.85K
0.5%
HRI HERC HOLDINGS INC
14 Dec 2012
Director
Sold, plan not stated
13,932,609
$219.72M
89.6%
HRI HERC HOLDINGS INC
13 Dec 2012
Director
Sold, plan not stated
100
$1.61K
0.5%
HCA HCA Healthcare
6 Nov 2012
Former 10% Owner
Sold, plan not stated
148,143
$4.55M
5.3%
HCA HCA Healthcare
8 Aug 2012
10% owner
Sold, plan not stated
145,491
$3.92M
4.9%
HCA HCA Healthcare
3 Jul 2012
10% owner
Bought
19,841
$589.02K
0.6%
HCA HCA Healthcare
3 Jul 2012
10% owner
Sold, plan not stated
19,841
$589.02K
0.7%
VGM Invesco Trust for Investment Grade Municipals
15 May 2012
10% owner
Bought
550
$8.40K
opened
VGM Invesco Trust for Investment Grade Municipals
14 May 2012
10% owner
Sold at will
550
$8.39K
100%
HCA HCA Healthcare
8 May 2012
10% owner
Sold, plan not stated
241,835
$6.37M
7.6%
IQI Invesco Quality Municipal Income Trust
24 Apr 2012
10% owner
Bought
725
$10.11K
opened
IQI Invesco Quality Municipal Income Trust
24 Apr 2012
10% owner
Sold at will
725
$10.11K
100%
GDV GABELLI DIVIDEND & INCOME TRUST
20 Apr 2012
10% owner
Bought
232
no price
3.8%
NBH NEUBERGER MUNICIPAL FUND INC.
5 Apr 2012
10% owner
Sold at will
300
$4.82K
74.3%
NBH NEUBERGER MUNICIPAL FUND INC.
4 Apr 2012
10% owner
Bought
300
$4.73K
288%
HCA HCA Healthcare
3 Apr 2012
10% owner
Sold at will
412
$11.05K
100%
HCA HCA Healthcare
2 Apr 2012
10% owner
Bought
57,500
$1.48M
1.7%
HCA HCA Healthcare
2 Apr 2012
10% owner
Sold, plan not stated
57,500
$1.48M
1.7%
HCA HCA Healthcare
19 Mar 2012
10% owner
Bought
25
$629.50
opened
HCA HCA Healthcare
16 Mar 2012
10% owner
Sold at will
25
$633.25
100%
HCA HCA Healthcare
15 Mar 2012
10% owner
Sold at will
2
$50.68
100%
HCA HCA Healthcare
9 Mar 2012
10% owner
Bought
2
$51.26
opened
HCA HCA Healthcare
8 Mar 2012
10% owner
Sold at will
1,580
$40.00K
100%
HCA HCA Healthcare
8 Mar 2012
10% owner
Bought
1,580
$39.94K
opened
VKI Invesco Advantage Municipal Income Trust II
29 Feb 2012
10% owner
Bought
2,600
$34.25K
opened
VKI Invesco Advantage Municipal Income Trust II
29 Feb 2012
10% owner
Sold at will
2,600
$34.18K
100%
HCA HCA Healthcare
22 Feb 2012
10% owner
Bought
200
$5.09K
opened
HCA HCA Healthcare
22 Feb 2012
10% owner
Sold at will
200
$5.08K
100%
HCA HCA Healthcare
17 Feb 2012
10% owner
Sold at will
1
$25.16
100%
HCA HCA Healthcare
16 Feb 2012
10% owner
Sold, plan not stated
170,877
$4.36M
5.1%
HCA HCA Healthcare
14 Feb 2012
10% owner
Sold at will
33
$830.54
100%
HCA HCA Healthcare
13 Feb 2012
10% owner
Bought
1
$27.78
opened
HCA HCA Healthcare
7 Feb 2012
10% owner
Bought
32
$928.00
opened
HCA HCA Healthcare
3 Feb 2012
10% owner
Bought
1
$26.27
opened
HCA HCA Healthcare
2 Feb 2012
10% owner
Bought
148
$3.69K
opened
HCA HCA Healthcare
1 Feb 2012
10% owner
Sold at will
148
$3.72K
100%
HCA HCA Healthcare
25 Jan 2012
10% owner
Sold, plan not stated
3,050
$80.43K
0.1%
HRI HERC HOLDINGS INC
25 Jan 2012
Director
Sold, plan not stated
1,300
$17.46K
0.0%
HCA HCA Healthcare
25 Jan 2012
10% owner
Bought
300
$7.98K
opened
HCA HCA Healthcare
25 Jan 2012
10% owner
Sold at will
300
$7.98K
100%
HCA HCA Healthcare
24 Jan 2012
10% owner
Sold, plan not stated
171,623
$4.38M
4.9%
HCA HCA Healthcare
24 Jan 2012
10% owner
Bought
3,050
$83.67K
0.1%
HCA HCA Healthcare
13 Jan 2012
10% owner
Bought
477
$11.11K
opened
NBH NEUBERGER MUNICIPAL FUND INC.
10 Jan 2012
10% owner
Bought
2,694
$42.70K
×26
NBH NEUBERGER MUNICIPAL FUND INC.
10 Jan 2012
10% owner
Sold at will
2,694
$42.48K
96.3%
HCA HCA Healthcare
10 Jan 2012
10% owner
Sold at will
477
$10.45K
100%
PFN PIMCO Income Strategy Fund II
30 Dec 2011
10% owner
Sold, plan not stated
14
$128.80
100%
PFN PIMCO Income Strategy Fund II
30 Dec 2011
10% owner
Bought
14
$128.66
opened
HCA HCA Healthcare
28 Dec 2011
10% owner
Sold, plan not stated
12
$251.88
0.0%
HCA HCA Healthcare
27 Dec 2011
10% owner
Bought
12
$256.80
0.0%
HRI HERC HOLDINGS INC
19 Dec 2011
Director
Bought
100
$1.09K
0.0%
MHD BLACKROCK MUNIHOLDINGS FUND, INC.
16 Dec 2011
10% owner
Bought
87
$1.43K
opened
MHD BLACKROCK MUNIHOLDINGS FUND, INC.
16 Dec 2011
10% owner
Sold, plan not stated
87
$1.43K
100%
HRI HERC HOLDINGS INC
15 Dec 2011
Director
Sold, plan not stated
228
$2.46K
0.0%
HRI HERC HOLDINGS INC
14 Dec 2011
Director
Bought
228
$2.47K
0.0%
DNP DNP SELECT INCOME FUND INC
13 Dec 2011
10% owner
Bought
50
$548.50
opened
DNP DNP SELECT INCOME FUND INC
13 Dec 2011
10% owner
Sold, plan not stated
50
$548.00
100%
DNP DNP SELECT INCOME FUND INC
9 Dec 2011
10% owner
Bought
1,500
$16.47K
opened
DNP DNP SELECT INCOME FUND INC
9 Dec 2011
10% owner
Sold, plan not stated
1,500
$16.47K
100%
HCA HCA Healthcare
9 Dec 2011
10% owner
Bought
11
$236.61
0.0%
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
8 Dec 2011
10% owner
Bought
500
$8.59K
opened
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
8 Dec 2011
10% owner
Sold, plan not stated
500
$8.59K
100%
HCA HCA Healthcare
7 Dec 2011
10% owner
Sold, plan not stated
11
$247.94
0.0%
DNP DNP SELECT INCOME FUND INC
30 Nov 2011
10% owner
Bought
500
$5.37K
opened
DNP DNP SELECT INCOME FUND INC
30 Nov 2011
10% owner
Sold, plan not stated
500
$5.36K
100%
HCA HCA Healthcare
30 Nov 2011
10% owner
Sold, plan not stated
3
$72.41
0.0%
HRI HERC HOLDINGS INC
29 Nov 2011
Director
Sold, plan not stated
100
$1.06K
0.0%
HCA HCA Healthcare
29 Nov 2011
10% owner
Bought
3
$72.25
0.0%
DNP DNP SELECT INCOME FUND INC
28 Nov 2011
10% owner
Bought
2,000
$21.36K
opened
DNP DNP SELECT INCOME FUND INC
28 Nov 2011
10% owner
Sold, plan not stated
2,000
$21.32K
100%
EFR Eaton Vance Senior Floating-Rate Trust
28 Nov 2011
10% owner
Bought
1,400
$19.91K
opened
EFR Eaton Vance Senior Floating-Rate Trust
28 Nov 2011
10% owner
Sold, plan not stated
1,400
$19.42K
100%
HRI HERC HOLDINGS INC
25 Nov 2011
Director
Sold, plan not stated
183
$1.89K
0.0%
HRI HERC HOLDINGS INC
23 Nov 2011
Director
Bought
183
$1.88K
0.0%
HCA HCA Healthcare
21 Nov 2011
10% owner
Sold, plan not stated
5,931
$151.24K
0.2%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
17 Nov 2011
10% owner
Sold, plan not stated
7,391
$102.17K
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
17 Nov 2011
10% owner
Bought
7,391
$102.14K
opened
DNP DNP SELECT INCOME FUND INC
17 Nov 2011
10% owner
Bought
927
$10.07K
opened
DNP DNP SELECT INCOME FUND INC
17 Nov 2011
10% owner
Sold, plan not stated
927
$9.83K
100%
HRI HERC HOLDINGS INC
14 Nov 2011
Director
Sold, plan not stated
15
$172.65
0.0%
HCA HCA Healthcare
14 Nov 2011
10% owner
Bought
3
$79.44
0.0%
HRI HERC HOLDINGS INC
11 Nov 2011
Director
Bought
15
$177.67
0.0%
VKI Invesco Advantage Municipal Income Trust II
9 Nov 2011
10% owner
Bought
112
$1.36K
opened
VKI Invesco Advantage Municipal Income Trust II
9 Nov 2011
10% owner
Sold, plan not stated
112
$1.36K
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
8 Nov 2011
10% owner
Sold, plan not stated
25
$348.50
100%
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
8 Nov 2011
10% owner
Bought
25
$348.00
opened
HCA HCA Healthcare
8 Nov 2011
10% owner
Sold, plan not stated
3
$73.23
0.0%
GDV GABELLI DIVIDEND & INCOME TRUST
7 Nov 2011
10% owner
Bought
100
$1.47K
opened
GDV GABELLI DIVIDEND & INCOME TRUST
7 Nov 2011
10% owner
Sold, plan not stated
100
$1.47K
100%
VMO Invesco Municipal Opportunity Trust
4 Nov 2011
10% owner
Sold, plan not stated
155
$2.12K
100%
VMO Invesco Municipal Opportunity Trust
4 Nov 2011
10% owner
Bought
155
$2.12K
opened
VKI Invesco Advantage Municipal Income Trust II
1 Nov 2011
10% owner
Bought
2,000
$24.24K
opened
VKI Invesco Advantage Municipal Income Trust II
1 Nov 2011
10% owner
Sold, plan not stated
2,000
$24.18K
100%
AVK ADVENT CONVERTIBLE & INCOME FUND
25 Oct 2011
10% owner
Sold, plan not stated
100
$1.50K
100%
AVK ADVENT CONVERTIBLE & INCOME FUND
25 Oct 2011
10% owner
Bought
100
$1.49K
opened
DNP DNP SELECT INCOME FUND INC
24 Oct 2011
10% owner
Sold, plan not stated
162
$1.67K
100%
DNP DNP SELECT INCOME FUND INC
24 Oct 2011
10% owner
Bought
162
$1.66K
opened
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
24 Oct 2011
10% owner
Bought
2
$34.58
opened
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
24 Oct 2011
10% owner
Sold, plan not stated
2
$34.32
100%
VKI Invesco Advantage Municipal Income Trust II
21 Oct 2011
10% owner
Sold, plan not stated
35
$420.00
100%
VKI Invesco Advantage Municipal Income Trust II
21 Oct 2011
10% owner
Bought
35
$413.00
opened
DNP DNP SELECT INCOME FUND INC
20 Oct 2011
10% owner
Bought
1,000
$10.36K
opened
DNP DNP SELECT INCOME FUND INC
20 Oct 2011
10% owner
Sold, plan not stated
1,000
$10.35K
100%
VKQ Invesco Municipal Trust
20 Oct 2011
10% owner
Bought
375
$5.01K
opened
VKQ Invesco Municipal Trust
20 Oct 2011
10% owner
Sold, plan not stated
375
$4.99K
100%
VKI Invesco Advantage Municipal Income Trust II
17 Oct 2011
10% owner
Sold, plan not stated
25
$301.50
100%
VKI Invesco Advantage Municipal Income Trust II
17 Oct 2011
10% owner
Bought
25
$295.25
opened
DNP DNP SELECT INCOME FUND INC
26 Sep 2011
10% owner
Bought
783
$7.82K
opened
DNP DNP SELECT INCOME FUND INC
26 Sep 2011
10% owner
Sold, plan not stated
783
$7.80K
100%
VGM Invesco Trust for Investment Grade Municipals
26 Sep 2011
10% owner
Bought
500
$7.13K
opened
VGM Invesco Trust for Investment Grade Municipals
26 Sep 2011
10% owner
Sold, plan not stated
500
$7.12K
100%
HRI HERC HOLDINGS INC
26 Sep 2011
Director
Sold, plan not stated
77
$712.25
0.0%
HRI HERC HOLDINGS INC
23 Sep 2011
Director
Bought
77
$707.99
0.0%
GDV GABELLI DIVIDEND & INCOME TRUST
23 Sep 2011
10% owner
Bought
30
$415.50
opened
GDV GABELLI DIVIDEND & INCOME TRUST
23 Sep 2011
10% owner
Sold, plan not stated
30
$413.10
100%
VKI Invesco Advantage Municipal Income Trust II
22 Sep 2011
10% owner
Bought
1,800
$21.63K
opened
VKI Invesco Advantage Municipal Income Trust II
22 Sep 2011
10% owner
Sold, plan not stated
200
$2.41K
100%
VTN Invesco Trust for Investment Grade New York Municipals
19 Sep 2011
10% owner
Sold, plan not stated
650
$9.40K
100%
VTN Invesco Trust for Investment Grade New York Municipals
19 Sep 2011
10% owner
Bought
650
$9.39K
opened
DNP DNP SELECT INCOME FUND INC
15 Sep 2011
10% owner
Bought
1,000
$10.07K
opened
DNP DNP SELECT INCOME FUND INC
15 Sep 2011
10% owner
Sold, plan not stated
1,000
$10.07K
100%
VGM Invesco Trust for Investment Grade Municipals
12 Sep 2011
10% owner
Bought
1,730
$24.64K
opened
VGM Invesco Trust for Investment Grade Municipals
12 Sep 2011
10% owner
Sold, plan not stated
1,730
$24.44K
100%
HRI HERC HOLDINGS INC
12 Sep 2011
Director
Sold, plan not stated
42
$403.20
0.0%
DNP DNP SELECT INCOME FUND INC
12 Sep 2011
10% owner
Sold, plan not stated
12
$120.48
100%
DNP DNP SELECT INCOME FUND INC
12 Sep 2011
10% owner
Bought
12
$119.88
opened
HRI HERC HOLDINGS INC
8 Sep 2011
Director
Bought
42
$433.02
0.0%
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
7 Sep 2011
10% owner
Bought
1,725
$19.91K
opened
PMO FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
7 Sep 2011
10% owner
Sold, plan not stated
1,725
$19.84K
100%
PFN PIMCO Income Strategy Fund II
6 Sep 2011
10% owner
Bought
601
$5.76K
opened
PFN PIMCO Income Strategy Fund II
6 Sep 2011
10% owner
Sold, plan not stated
601
$5.76K
100%
VMO Invesco Municipal Opportunity Trust
1 Sep 2011
10% owner
Bought
1,500
$20.21K
opened
VMO Invesco Municipal Opportunity Trust
1 Sep 2011
10% owner
Sold, plan not stated
1,500
$20.14K
100%
HRI HERC HOLDINGS INC
26 Aug 2011
Director
Sold, plan not stated
20
$199.80
0.0%
DNP DNP SELECT INCOME FUND INC
25 Aug 2011
10% owner
Bought
225
$2.25K
opened
DNP DNP SELECT INCOME FUND INC
25 Aug 2011
10% owner
Sold, plan not stated
225
$2.25K
100%
HRI HERC HOLDINGS INC
25 Aug 2011
Director
Bought
20
$198.52
0.0%
HCA HCA Healthcare
22 Aug 2011
Director
Bought
17
$330.31
0.0%
HCA HCA Healthcare
18 Aug 2011
Director
Sold, plan not stated
17
$337.28
0.0%
EFR Eaton Vance Senior Floating-Rate Trust
17 Aug 2011
10% owner
Sold, plan not stated
1,414
$20.15K
100%
EFR Eaton Vance Senior Floating-Rate Trust
17 Aug 2011
10% owner
Bought
1,414
$20.04K
opened
VMO Invesco Municipal Opportunity Trust
16 Aug 2011
10% owner
Bought
12,010
$158.42K
opened
VMO Invesco Municipal Opportunity Trust
16 Aug 2011
10% owner
Sold, plan not stated
12,010
$157.21K
100%
HCA HCA Healthcare
16 Aug 2011
Director
Sold, plan not stated
1,000
$21.82K
0.0%
HCA HCA Healthcare
15 Aug 2011
Director
Bought
1,000
$22.40K
0.0%
HCA HCA Healthcare
15 Aug 2011
Director
Sold, plan not stated
500
$11.30K
0.0%
GDV GABELLI DIVIDEND & INCOME TRUST
12 Aug 2011
10% owner
Sold, plan not stated
1,675
$24.89K
100%
GDV GABELLI DIVIDEND & INCOME TRUST
12 Aug 2011
10% owner
Bought
1,675
$23.99K
opened
HCA HCA Healthcare
11 Aug 2011
Director
Bought
500
$9.68K
0.0%
HRI HERC HOLDINGS INC
11 Aug 2011
Director
Sold, plan not stated
400
$4.08K
0.0%
HRI HERC HOLDINGS INC
9 Aug 2011
Director
Bought
400
$5.32K
0.0%
VKI Invesco Advantage Municipal Income Trust II
8 Aug 2011
10% owner
Sold, plan not stated
845
$9.27K
100%
500 decisions on file, the newest 500 shown.